Mar. 31, 2023
Hello, As a US investor I would like to see this rule passed. and I would like to mention that every rule the SEC passes is only as good as the enforcement that backs it. I want to see higher fines that actually serve as a significant deterrent. I think some broker-dealers should lose their licenses instead of receiving fines that amount to nothing more than a cost of doing business, a cost that is often outweighed by the ill-gotten gains. Thank you for all you do, Christian Stevens Boston, MA