Jan. 05, 2023
January 5, 2023 Time to promote post-trade regulatory fixes in US: 1) Fine$ + margin call$ for FTDs NO waivers at NSCC's whim 2) Mandatory Buy-In 3) If buy-in fails, raise offer$ until it closes. 4) Suspend close accounts of brokers who FTD 3x/month: SecExch Act 1934, 17A.a.5.(C)