Sep. 01, 2022
September 1, 2022 As a concerned retail investor, I believe that functioning and fair markets should have at their core stringent reporting requirements for securities loans. I also believe that brokers should be legally banned from lending any securities from retail accounts without express, written consent per security. While this may not be in the rule as it is written today, I believe the commission should consider it. While in support of this rule and the commissions proposals, I believe this institution can do more to protect their large contingent of retail constituents. I heavily favor this rule and its speedy implementation. In closing, please pass with the utmost urgency