Subject: File No. S7-13-20
From: Christopher Brown

November 1, 2020

Good morning

This proposal is great news for businesses who need assistance in raising capital

Two potential amendments to the Tier II proposal I believe would be greatly beneficial:

1. Allowing the finder the ability to \"participate in the preparation of sales materials.\"

These professionals are closest to the source and will understand best how to best prepare sales materials to the potential investor/market. This customized and personal approach will give the \"client\" their best chance to have their proposal considered.

2. Allowing the finder some surface level of \"Due Diligence\" from the proposals we receive from potential clients. As much as we'd love to believe 100% of what the client is presenting to us, it would be great to be able to verify some key information before presenting to our investor contacts. As our reputation for bringing trustworthy clients and deals are imperative for our success and continued prosperity for everyone involved.

3. Although this isn't in the proposal, a simple yet effective verification process for Tier II finders might help vet quality finders for accredited companies seeking capital. Those that are verified, should be allowed to promote our services (website, contact info, etc.)

Is there a hearing and/or vote date set on the proposal?