Subject: S7-11-23: Webform Comments from Susan T
From: Susan T
Affiliation:

Sep. 8, 2023

During Covid I thought I would open a small online trading
account myself and learn more about the market. Well I did, and as of
last week, I called my regular broker of 20 years and closed my
account with them. I am Canadian and will no longer participate in the
US markets because, among others things: PFOF, regulatory bodies
including Finra and SEC not doing their jobs, no significant penalties
for those breaking the rules (such as they are), lack of respect for
and ridicule towards retail investors. Market manipulation is rampant
in the market, everyone seems to know about it and nothing is done.
And of course, there’s the MMTLP fiasco (yes, where are the blue
sheets?). I know I’m not the only one wanting nothing further to do
with the market and I hope many others follow me as it appears there
is little interest in fixing it.