August 28, 2021
1. Do you have one or more online trading or investment accounts?
Yes, I have one or more accounts that I access online, either using a computer or a mobile app but I also access the account(s) in other ways (e.g., by calling or visiting in person).
2. If your response to Question 1 is Yes, do you think you would trade or invest if you could not do so online using a computer or using a mobile app?
No
3. On average, how often do you access your online account?
Daily/more than once a day
4. On average, how often are trades made in your online account, whether by you or someone else?
Once to a few times per month.
5. If you access your account online, did you have the account first, and only began to access it electronically later? Or did you open the account with the idea that you would access it electronically immediately?
I had a pre-existing account and downloaded an app or visited a website to access my account
6. My goals for trading or investing in my online account are (check all that apply):
Keep the amount of money I have, while keeping up with inflation
Save and grow my money for short-term goals (in the next year or two)
Save and grow my money for medium- to long-term goals
Other
If Other, Explain:
Pay debt, save for retirement, donate
7. What would you like us to know about your experience with the features of your online trading or investment platform? (Examples of features are: social networking tools games, streaks, or contests with prizes points, badges, and leaderboards notifications celebrations for trading visual cues, like changing colors ideas presented at order placement or other curated lists or features subscription and membership tiers or chatbots.)
I do not believe the buy side of a security shall be turned off while the sell side remains active. That appears to be open market manipulation and theft.
8. If you were trading or investing prior to using an online account, how have your investing and trading behaviors changed since you started using your online account? (For example, the amount of money you have invested, your interest in learning about investing and saving for retirement, the amount of time you have spent trading, your knowledge of financial products, the number of trades you have made, the amount of money you have made in trading, your knowledge of the markets, the number of different types of financial products you have traded, or your use of margin.)
My knowledge of market mechanics, corporate valuation, options theory and risk management have increase significantly since I began following the market more closely this year. I am shocked at the appearance of naked short selling and excessive number of Failure to Delivers plaguing various companies. Im surprised that the appearance of market manipulation isnt drawing more open scrutiny considering the past repeated violations by these suspects.
9. How much experience do you have trading or investing in the following products (None, 12 months, 1-2 years, 2-5 years, 5+ years):
Stocks : 5+ Years
Bonds : None
Options : 2-5 Years
Mutual Funds : 5+ Years
ETFs : 5+ Years
Futures : None
Cryptocurrencies : 2-5 Years
Commodities : None
ClosedEnd Funds : None
Money Market Funds : None
Variable Insurance Products : None
Business Development Companies : None
Unit Investment Trusts : None
10. What is your understanding, if any, of the circumstances under which trading or investing in your account can be suspended or restricted?
A suspension occurs during a margin or fed call depending on the circumstances.
Ive learned this year that organizations can seemingly avoid margin calls on their short positions by preventing any buying of that stock. This allows overleveraged organizations to avoid paying the consequences for their dangerous behavior.
11. What else would you like us to know positive or negative - about your experience with online trading and investing?
I believe pricing of stocks and options are openly manipulated and authorities do nothing to stop it. I believe bad actors siphon money and technological advancement out of our society by bankrupting companies and avoiding repayment of their short positions. I am sickened that repeated violators continue to pay fines instead of being sent to prison. Prison.