August 27, 2021
1. Do you have one or more online trading or investment accounts?
Yes, I have one or more accounts that I access both online using a computer and using a mobile app.
2. If your response to Question 1 is Yes, do you think you would trade or invest if you could not do so online using a computer or using a mobile app?
Yes
3. On average, how often do you access your online account?
Daily/more than once a day
4. On average, how often are trades made in your online account, whether by you or someone else?
Once to a few times per month.
5. If you access your account online, did you have the account first, and only began to access it electronically later? Or did you open the account with the idea that you would access it electronically immediately?
I downloaded an app or visited a website first, and then opened up an account with the company
6. My goals for trading or investing in my online account are (check all that apply):
Save and grow my money for medium- to long-term goals
Have fun
7. What would you like us to know about your experience with the features of your online trading or investment platform? (Examples of features are: social networking tools games, streaks, or contests with prizes points, badges, and leaderboards notifications celebrations for trading visual cues, like changing colors ideas presented at order placement or other curated lists or features subscription and membership tiers or chatbots.)
8. If you were trading or investing prior to using an online account, how have your investing and trading behaviors changed since you started using your online account? (For example, the amount of money you have invested, your interest in learning about investing and saving for retirement, the amount of time you have spent trading, your knowledge of financial products, the number of trades you have made, the amount of money you have made in trading, your knowledge of the markets, the number of different types of financial products you have traded, or your use of margin.)
1.) Set clear, enforceable boundaries on off exchange trading keep retail orders on lit exchanges
2.) End pay for order flow/trade ahead/hft 3 headed beast
3.) Bring near real time transparency to institutional buys
4.) Put boundaries around eft mut fund voting rights assign weighted voting to holders of the fund
5.) End naked shorting
6.) Establish controls via blockchain or other to uniquely identify shares ensure only the legal float is traded
7.) Stop congressional insider trading
8.) Punish failure to delivers much more harshly: enforce t+1/t+2
9.) End practice of using naked derivatives to hide ftd's short a security
10.) Catch pattern short ladder attacks end them
11.) End short distort: publicize media funding - eg media funded by hedge funds
12.)End social media bullying: catch and punish institutions paying for bots \"shills\" to short distort
13.) Increase transparency of short reporting end practice of mismarking shorts as longs.
9. How much experience do you have trading or investing in the following products (None, 12 months, 1-2 years, 2-5 years, 5+ years):
Stocks : 5+ Years
Bonds : 5+ Years
Options : None
Mutual Funds : None
ETFs : 1-2 Years
Futures : None
Cryptocurrencies : Less Than 12 Months
Commodities : 1-2 Years
ClosedEnd Funds : None
Money Market Funds : Less Than 12 Months
Variable Insurance Products : None
Business Development Companies : None
Unit Investment Trusts : None
10. What is your understanding, if any, of the circumstances under which trading or investing in your account can be suspended or restricted?
11. What else would you like us to know positive or negative - about your experience with online trading and investing?
1.) Set clear, enforceable boundaries on off exchange trading keep retail orders on lit exchanges
2.) End pay for order flow/trade ahead/hft 3 headed beast
3.) Bring near real time transparency to institutional buys
4.) Put boundaries around eft mut fund voting rights assign weighted voting to holders of the fund
5.) End naked shorting
6.) Establish controls via blockchain or other to uniquely identify shares ensure only the legal float is traded
7.) Stop congressional insider trading
8.) Punish failure to delivers much more harshly: enforce t+1/t+2
9.) End practice of using naked derivatives to hide ftd's short a security
10.) Catch pattern short ladder attacks end them
11.) End short distort: publicize media funding - eg media funded by hedge funds
12.)End social media bullying: catch and punish institutions paying for bots \"shills\" to short distort
13.) Increase transparency of short reporting end practice of mismarking shorts as longs.