July 1, 2009
SEC’s Proposed Changes to the Custody Rule
Release No. IA-2876
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We are very well regulated by our firm Ameriprise Financial Services.
Their desire is to help our clients meet their financial planning goals
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in a safe and secure manor. Since 1894 we have been helping people
achieve their goals and financial dreams. We are small business owners
of our practices. This legislation would drive many reputable and honest
people out of the Financial Planning Business. I have been in practice
since 1985. For me to have to be told I need to have an independent
audit once a year would Bankrupt my practice. I ask that you please
reconsider this legislation.
Respectfully,
Eugene J. Kostrewa, CFP®, ChFC®
Senior Financial Advisor
An Ameriprise Platinum Financial Services® practice
Ameriprise Financial
Kostrewa & Associates
A financial advisory practice of
Ameriprise Financial Services, Inc.