March 25, 2022
On March 22, 2022, staff from the Commissions Division of Trading and Markets (DTM) and staff from the Commissions Division of Economic and Risk Analysis (DERA) spoke with members of the Financial Information Forum (FIF) regarding potential operational issues related to Proposed Rule 205 and the Proposal to Amend CAT. The call included:
Gregg Berman, Citadel
Aidan Butler, Jump Trading
Mark Hendrickson, DA Davidson
Will Leahey, Refinitiv
Michael Lurie, Credit Suisse
Kevin McCabe, FIF
Howard Meyerson, FIF
Mitvin Shah, Societe Generale
Marlene Ward, Interactive Brokers
Ken Wilson, Tower Research
Josephine Tao, DTM
Timothy Riley, DTM
Patrice Pitts, DTM
James Curley, DTM
Quinn Kane, DTM
Jessica Kloss, DTM
Brendan McLeod, DTM
Amy Edwards, DERA
Peter Dixon, DERA
Cuyler Strong, DERA