Jun. 30, 2018
Jun 30, 2018 Securities and Exchange Commission To the and Exchange Commission, A person comes to an adviser usually because they are not as informed on the subject and need sound advise. Giving bad advise should be illegal for a company. Most people do not have alot of money to invest and need help on what to do. If it happened to someone in your family it would be important. I'm counting on you to make a stronger rule that closes the loophole. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Ms. Vickey Smith