Jul. 10, 2022
I suggest expanding the permissible use of soft dollars, Section 28(e) of the Securities Exchange Act of 1934, as amended (15 U.S.C. § 78bb(e)), to allow for client cybersecurity education. Jennifer L. Szaro, CRCP® Chief Compliance Officer XML Financial Group XML Securities, LLC www.XMLFG.com (O) 703.761.3907