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Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant"):
Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Sep. 9, 2010 Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sep. 9, 2010 Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sep. 2, 2010 Christopher Klem, Ropes & Gray LLP, Boston, MA
Sep. 1, 2010 Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Aug. 24, 2010 Memorandum from the Division of Trading and Markets regarding an August 24, 2010 meeting with representatives of Trumarx
Aug. 17, 2010 Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry
Aug. 13, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC
Aug. 5, 2010 Coalition for Derivatives End-Users
Aug. 3, 2010 Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Jul. 30, 2010 Charles W. Wilcoxson
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia

 

http://www.sec.gov/comments/df-title-vii/definitions/definitions.shtml


Modified: 06/22/2016