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Definitions (including "swap," "security-based swap," "security-based swap agreement," "mixed swap," "security-based swap dealer," and "major security-based swap participant"):
Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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Sep. 9, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association |
Sep. 9, 2010 | Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association |
Sep. 2, 2010 | Christopher Klem, Ropes & Gray LLP, Boston, MA |
Sep. 1, 2010 | Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association |
Aug. 24, 2010 | Memorandum from the Division of Trading and Markets regarding an August 24, 2010 meeting with representatives of Trumarx |
Aug. 17, 2010 | Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry |
Aug. 13, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC |
Aug. 5, 2010 | Coalition for Derivatives End-Users |
Aug. 3, 2010 | Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association |
Jul. 30, 2010 | Charles W. Wilcoxson |
Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
http://www.sec.gov/comments/df-title-vii/definitions/definitions.shtml
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