August 25, 2010
As a small money manager we face a more and more complicted regulatory environment, and the standards we have to meet are quite high.
We think all so-called advisers from brokers to CPAs to insurance agents selling financial products, anyone who spends time proferring financial advice/products and getting paid for it, should be held to the same rigorous and reporting standards as RIAs.
Thanks for your consideration.
Bill and Mary Staton