From: Edward C. Auble
Sent: July 9, 2007
To: rule-comments@sec.gov
Subject: File No. 4-538


I am a licensed insurance and mutual fund salesperson with 35 years professional experience. Regarding 12b-1 fees, I have never had a client question those fees. In fact, I would guess that if I had a full-blown discussion of those fees, my clients would say that they are reasonable and that I should be paid for ongoing services. Last year, I sold mutual funds to a client for which I was paid the usual first- year fee. The client asked me what that first-year fee was, I told him and his response was essentially, "Fine, you need to be paid". And that fee was in the 4-5% range. For a modest 25 basis points, my clients know that they can turn to me for support and answers to their questions.

Edward C. Auble, CLU, ChFC, MSFS, FLMI, LUTCF, CASL
Managing Partner
Broker Resource Center
53 Darby Road
Paoli PA 19301
610-889-1640 x101
Fax 695-2764