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DoubleLine Yield Opportunities Fund (0001788399)
State location: FL | State of Inc.: MA
Business Address
2002 N. TAMPA ST., SUITE 200
TAMPA FL 33602
(813) 791-7333
 Mailing Address
2002 N. TAMPA ST., SUITE 200
TAMPA FL 33602
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Simone Mark 0002058286 2025-02-18 officer: Vice President
Odell William A. 0002022023 2024-05-14 other: Trustee
Friedman Yury 0002006403 2023-12-19 other: Trustee
Chen Lisa 0001997096 2023-10-09 officer: AML Compliance Officer
Salter John C. 0001539677 2020-11-17 other: Trustee
Sarmenta Jose 0001826161 2020-09-15 officer: AML Officer
Elam Joan 0001819337 2020-08-01 officer: Dir of HR for DLY's Inv Adv
Herron Robert 0001815356 2020-06-16 officer: Vice President
Woolson Raymond 0001539645 2020-04-14 other: Trustee
GUNDLACH JEFFREY E 0001198619 2020-02-25 officer: See Remarks
Guia Youse 0001315425 2020-02-25 officer: Chief Compliance Officer
Redell Ronald R 0001444298 2020-02-25 officer: See Remarks
Ciprari Joseph J. 0001539674 2020-02-25 other: Trustee
Sherman Jeffrey J. 0001539718 2020-02-25 officer: Vice President
Lariscy Earl A. 0001539724 2020-02-25 officer: Vice President
Santa Ana Cris 0001539726 2020-02-25 officer: Vice President and Secretary
Chase Henry V 0001540264 2020-02-25 officer: See Remarks
Moore Casey 0001544346 2020-02-25 officer: See Remarks
Van Every Barbara 0001544364 2020-02-25 officer: See Remarks
Townzen Patrick Aaron 0001574932 2020-02-25 officer: Vice President
Walker Maria Theresa 0001574935 2020-02-25 officer: Vice President
Kennedy David James 0001574999 2020-02-25 officer: Vice President
Rossetti Adam D. 0001733372 2020-02-25 officer: Vice President
Han Winnie 0001750558 2020-02-25 officer: Assistant Treasurer
Zalvan Neal L. 0001750559 2020-02-25 officer: AML Officer and Vice President
Femling Brady J. 0001750681 2020-02-25 officer: Vice President
Acosta Leticia A. 0001750727 2020-02-25 officer: See Remarks
Oswald Dawn 0001801476 2020-02-25 officer: Vice President


Items 1 - 49

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2024-10-01   Salter John C. 4 J-Other -EI 228.5190 10767.0840 1 0001539677 Common Shares
A 2024-07-01   Salter John C. 4 J-Other -EI 235.1100 10314.8640 1 0001539677 Common Shares
A 2024-04-01   Salter John C. 4 J-Other -EI 232.6300 9861.5650 1 0001539677 Common Shares
A 2024-03-08   Guia Youse 4 P-Purchase --D 70.0000 70.0000 1 0001315425 COMMON STOCK
A 2024-01-02   Salter John C. 4 J-Other -EI 238.2470 9385.9980 1 0001539677 Common Shares
D 2023-12-29   Woolson Raymond 4 J-Other --I 1776.8010 0.0000 1 0001539645 Common Shares
A 2023-10-02   Salter John C. 4 J-Other -EI 249.8300 8939.8100 1 0001539677 Common Shares
A 2023-07-03   Salter John C. 4 J-Other -EI 198.2800 8215.1300 1 0001539677 Common Shares
A 2023-04-03   Salter John C. 4 J-Other -EI 198.1500 7834.0800 1 0001539677 Common Shares
A 2023-01-03   Salter John C. 4 J-Other -EI 198.6800 7464.3200 1 0001539677 Common Shares
A 2022-10-03   Salter John C. 4 J-Other -EI 196.7200 7098.9500 1 0001539677 Common Shares
A 2022-07-01   Salter John C. 4 J-Other -EI 184.7290 6753.0900 1 0001539677 Common Shares
A 2022-04-01   Salter John C. 4 J-Other -EI 164.2040 6435.0100 1 0001539677 Common Shares
A 2022-01-03   Salter John C. 4 J-Other --I 151.8990 6154.8140 1 0001539677 Common Shares
A 2021-10-01   Salter John C. 4 J-Other --I 148.2210 5898.1980 1 0001539677 Common Shares
A 2021-10-01   Woolson Raymond 4 J-Other --I 358.5600 1464.4390 1 0001539645 Common Shares
A 2021-07-01   Salter John C. 4 J-Other --I 146.3410 5652.0980 3 0001539677 Common Shares
A 2021-07-01   Woolson Raymond 4 J-Other --I 354.0120 1087.0540 1 0001539645 Common Shares
A 2021-04-01   Salter John C. 4 J-Other --I 147.2750 5412.5490 2 0001539677 Common Shares
A 2021-04-01   Woolson Raymond 4 J-Other --I 356.2710 720.6540 1 0001539645 Common Shares
A 2021-01-04   Salter John C. 4 J-Other --I 5176.0220 5176.0220 1 0001539677 Common Shares
A 2021-01-04   Woolson Raymond 4 J-Other --I 358.2060 358.2060 1 0001539645 Common Shares
- -   Simone Mark 3 - --D 0.0000 1 0002058286 Common Stock
- -   Odell William A. 3 - --D 0.0000 1 0002022023 Common Stock
- -   Friedman Yury 3 - --D 0.0000 1 0002006403 Common Stock
- -   Ciprari Joseph J. 3 - --D $0.0000 1 0001539674 Common Stock
- -   Salter John C. 3 - --D 0.0000 1 0001539677 Common Stock
- -   Woolson Raymond 3 - --D 0.0000 1 0001539645 Common Stock
- -   Sarmenta Jose 3 - --D 0.0000 1 0001826161 Common Stock
- -   Elam Joan 3 - --D 0.0000 1 0001819337 Common Stock
- -   Herron Robert 3 - --D 0.0000 1 0001815356 Common Stock
- -   Van Every Barbara 3 - --D 0.0000 1 0001544364 Common Stock
- -   GUNDLACH JEFFREY E 3 - --D 0.0000 1 0001198619 Common Stock
- -   Walker Maria Theresa 3 - --D 0.0000 1 0001574935 Common Stock
- -   Townzen Patrick Aaron 3 - --D 0.0000 1 0001574932 Common Stock
- -   Oswald Dawn 3 - --D 0.0000 1 0001801476 Common Stock
- -   Santa Ana Cris 3 - --D 0.0000 1 0001539726 Common Stock
- -   Moore Casey 3 - --D 0.0000 1 0001544346 Common Stock
- -   Kennedy David James 3 - --D 0.0000 1 0001574999 Common Stock
- -   Rossetti Adam D. 3 - --D 0.0000 1 0001733372 Common Stock
- -   Han Winnie 3 - --D 0.0000 1 0001750558 Common Stock
- -   Acosta Leticia A. 3 - --D 0.0000 1 0001750727 Common Stock
- -   Femling Brady J. 3 - --D 0.0000 1 0001750681 Common Stock
- -   Zalvan Neal L. 3 - --D 0.0000 1 0001750559 Common Stock
- -   Sherman Jeffrey J. 3 - --D 0.0000 1 0001539718 Common Stock
- -   Redell Ronald R 3 - --D 0.0000 1 0001444298 Common Stock
- -   Lariscy Earl A. 3 - --D 0.0000 1 0001539724 Common Stock
- -   Chase Henry V 3 - --D 0.0000 1 0001540264 Common Stock
- -   Guia Youse 3 - --D 0.0000 1 0001315425 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016