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U.S. Securities and Exchange Commission


Laureles Saul R. (0001672864)
Mailing Address
5599 SAN FELIPE, 17TH FLOOR
HOUSTON TX 77056
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
STEM, INC. 0001758766 2025-02-20 officer: Chief Legal Officer
SCHLUMBERGER LIMITED/NV 0000087347 2016-04-20 officer: Deputy General Counsel, Corp.


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2025-03-11   STEM, INC. 4 M-Exempt --D 58334.0000 448996.0000 4 0001758766 Restricted Stock Unit
A 2025-03-11   STEM, INC. 4 M-Exempt --D 58334.0000 262148.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2025-03-06   STEM, INC. 4 M-Exempt --D 18087.0000 507330.0000 3 0001758766 Restricted Stock Unit
A 2025-03-06   STEM, INC. 4 M-Exempt --D 18087.0000 203814.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2025-02-20   STEM, INC. 4 M-Exempt --D 34737.0000 525417.0000 2 0001758766 Restricted Stock Unit
A 2025-02-20   STEM, INC. 4 M-Exempt --D 34737.0000 185727.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2024-11-01   STEM, INC. 4 A-Award --D 275000.0000 560154.0000 1 0001758766 Restricted Stock Unit
A 2024-05-28   STEM, INC. 4 A-Award --D 175000.0000 285154.0000 1 0001758766 Restricted Stock Unit
D 2024-04-30   STEM, INC. 4 S-Sale --D 822.0000 150990.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-04-28   STEM, INC. 4 M-Exempt --D 3453.0000 110154.0000 3 0001758766 Restricted Stock Unit
A 2024-04-28   STEM, INC. 4 M-Exempt --D 3453.0000 151812.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-03-08   STEM, INC. 4 S-Sale --D 26602.0000 148359.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-03-04   STEM, INC. 4 S-Sale --D 5591.0000 174961.0000 3 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-03-01   STEM, INC. 4 M-Exempt --D 18087.0000 113607.0000 4 0001758766 Restricted Stock Unit
A 2024-03-01   STEM, INC. 4 M-Exempt --D 18087.0000 98090.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2024-03-01   STEM, INC. 4 A-Award --D 82462.0000 180552.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-02-16   STEM, INC. 4 S-Sale --D 10959.0000 80003.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2024-02-15   STEM, INC. 4 A-Award --D 90048.0000 90048.0000 4 0001758766 Stock Option (Right to Buy)
D 2024-02-15   STEM, INC. 4 M-Exempt --D 34736.0000 131694.0000 3 0001758766 Restricted Stock Unit
A 2024-02-15   STEM, INC. 4 M-Exempt --D 34736.0000 90962.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-01-30   STEM, INC. 4 S-Sale --D 9893.0000 56226.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2024-01-28   STEM, INC. 4 M-Exempt --D 34325.0000 166430.0000 3 0001758766 Restricted Stock Unit
A 2024-01-28   STEM, INC. 4 M-Exempt --D 34325.0000 66119.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2023-05-01   STEM, INC. 4 S-Sale --D 887.0000 31794.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2023-04-28   STEM, INC. 4 M-Exempt --D 3453.0000 200755.0000 3 0001758766 Restricted Stock Unit
A 2023-04-28   STEM, INC. 4 M-Exempt --D 3453.0000 32681.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2023-03-01   STEM, INC. 4 M-Exempt --D 18086.0000 204208.0000 3 0001758766 Restricted Stock Unit
D 2023-03-01   STEM, INC. 4 S-Sale --D 5311.0000 29228.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2023-03-01   STEM, INC. 4 M-Exempt --D 18086.0000 34539.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2023-02-15   STEM, INC. 4 A-Award --D 135982.0000 135982.0000 2 0001758766 Stock Option (Right to Buy)
A 2023-02-15   STEM, INC. 4 A-Award --D 105263.0000 222294.0000 1 0001758766 Restricted Stock Unit
D 2022-08-10   STEM, INC. 4 S-Sale --D 14125.0000 16453.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2022-07-28   STEM, INC. 4 A-Award --D 34325.0000 117031.0000 1 0001758766 Restricted Stock Unit
D 2022-05-10   STEM, INC. 4 S-Sale --D 5745.0000 30578.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2022-04-28   STEM, INC. 4 M-Exempt --D 3453.0000 36323.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2022-04-28   STEM, INC. 4 M-Exempt --D 18745.0000 32870.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
D 2022-04-28   STEM, INC. 4 M-Exempt --D 18745.0000 86159.0000 3 0001758766 Restricted Stock Unit
D 2022-04-28   STEM, INC. 4 M-Exempt --D 82706.0000 4 0001758766 Restricted Stock Unit
A 2022-03-01   STEM, INC. 4 A-Award --D 72347.0000 104904.0000 2 0001758766 Restricted Stock Unit
A 2022-03-01   STEM, INC. 4 A-Award --D 113042.0000 152505.0000 1 0001758766 Stock Option (Right to Buy)
A 2021-07-02   STEM, INC. 4/A A-Award --D 13812.0000 32557.0000 4 0001758766 Restricted Stock Unit
A 2021-07-02   STEM, INC. 4/A A-Award --D 18745.0000 18745.0000 3 0001758766 Restricted Stock Unit
D 2021-07-02   STEM, INC. 4/A F-InKind --D 4620.0000 14125.0000 2 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2021-07-02   STEM, INC. 4/A A-Award --D 18745.0000 18745.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2021-07-02   STEM, INC. 4 A-Award --D 13812.0000 32557.0000 3 0001758766 Restricted Stock Unit
A 2021-07-02   STEM, INC. 4 A-Award --D 18745.0000 18745.0000 2 0001758766 Restricted Stock Unit
A 2021-07-02   STEM, INC. 4 A-Award --D 18745.0000 18745.0000 1 0001758766 Common Stock, Par Value $0.0001 Per Share
A 2021-05-28   STEM, INC. 4 A-Award --D 34530.0000 34530.0000 1 0001758766 Stock Option (Right to Buy)
D 2021-03-12   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 132.0000 19152.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2021-03-12   SCHLUMBERGER LIMITED/NV 4 A-Award --D 539.0000 19284.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2021-01-22   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 1252.0000 18745.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2021-01-22   SCHLUMBERGER LIMITED/NV 4 A-Award --D 4221.0000 19997.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
A 2021-01-20   SCHLUMBERGER LIMITED/NV 4 A-Award --D 6300.0000 6300.0000 2 0000087347 RSU (Restricted Stock Unit)
D 2020-12-03   SCHLUMBERGER LIMITED/NV 4 S-Sale --D 5000.0000 15143.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2020-10-18   SCHLUMBERGER LIMITED/NV 4 M-Exempt --D 6000.0000 0.0000 3 0000087347 RSU (Restricted Stock Unit)
D 2020-10-18   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 1461.0000 20143.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2020-10-18   SCHLUMBERGER LIMITED/NV 4 M-Exempt --D 6000.0000 21604.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
A 2020-10-14   SCHLUMBERGER LIMITED/NV 4 A-Award --D 17080.0000 17080.0000 2 0000087347 RSU (Restricted Stock Unit)
A 2020-04-03   SCHLUMBERGER LIMITED/NV 4 A-Award --D 437.0000 15402.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2020-04-03   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 107.0000 15295.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2020-01-17   SCHLUMBERGER LIMITED/NV 4 A-Award --D 8500.0000 18130.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
D 2020-01-17   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 3165.0000 14965.0000 3 0000087347 Common Stock, $0.01 Par Value Per Share
A 2020-01-17   SCHLUMBERGER LIMITED/NV 4 A-Award --D 3934.0000 9630.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2019-11-18   SCHLUMBERGER LIMITED/NV 4 S-Sale --D 4350.0000 5459.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2019-03-12   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 84.0000 9467.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2019-03-12   SCHLUMBERGER LIMITED/NV 4 A-Award --D 342.0000 9551.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2019-01-18   SCHLUMBERGER LIMITED/NV 4/A F-InKind --D 3009.0000 9209.0000 3 0000087347 Common Stock, $0.01 Par Value Per Share
A 2019-01-18   SCHLUMBERGER LIMITED/NV 4/A A-Award --D 7500.0000 12218.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2019-01-18   SCHLUMBERGER LIMITED/NV 4/A A-Award --D 3078.0000 4718.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
D 2019-01-18   SCHLUMBERGER LIMITED/NV 4 F-InKind --D 3858.0000 11438.0000 3 0000087347 Common Stock, $0.01 Par Value Per Share
A 2019-01-18   SCHLUMBERGER LIMITED/NV 4 A-Award --D 10578.0000 15296.0000 2 0000087347 Common Stock, $0.01 Par Value Per Share
A 2019-01-18   SCHLUMBERGER LIMITED/NV 4 A-Award --D 3078.0000 4718.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
A 2017-10-18   SCHLUMBERGER LIMITED/NV 4 A-Award --D 6000.0000 6000.0000 2 0000087347 RSU (Restricted Stock Unit)
D 2016-07-25   SCHLUMBERGER LTD /NV/ 4 S-Sale --D 1000.0000 871.0000 1 0000087347 Common Stock, $0.01 Par Value Per Share
A 2016-07-20   SCHLUMBERGER LTD /NV/ 4 A-Award --D 9000.0000 9000.0000 1 0000087347 NQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right
- -   SCHLUMBERGER LTD /NV/ 3 - --D 8 0000087347 Incentive Stock Option (Right to Buy)
- -   SCHLUMBERGER LTD /NV/ 3 - --D 9 0000087347 Incentive Stock Option (Right to Buy)
- -   SCHLUMBERGER LTD /NV/ 3 - --D 10 0000087347 Nq Stock Option (Right to Buy) W/ Tandem Tax W/h Right
- -   SCHLUMBERGER LTD /NV/ 3 - --D 7 0000087347 Incentive Stock Option (Right to Buy)
- -   SCHLUMBERGER LTD /NV/ 3 - --D 2 0000087347 Incentive Stock Option (Right to Buy)

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016