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U.S. Securities and Exchange Commission


Buchheim Jorg (0001669287)
Mailing Address
3888 CALLE FORTUNADA
SAN DIEGO CA 92123
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
MAXWELL TECHNOLOGIES INC 0000319815 2016-03-07 officer: Sr VP and Chief Sales Officer


Items 1 - 27

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2019-05-16   MAXWELL TECHNOLOGIES INC 4 D-Return --D 5000.0000 0.0000 5 0000319815 Stock Options (Right to Buy)
D 2019-05-16   MAXWELL TECHNOLOGIES INC 4 D-Return --D 5000.0000 0.0000 4 0000319815 Stock Options (Right to Buy)
D 2019-05-16   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 19785.0000 0.0000 3 0000319815 Restricted Stock Units
D 2019-05-16   MAXWELL TECHNOLOGIES INC 4 U-Tender --D 554655.0000 0.0000 2 0000319815 Common Stock
A 2019-05-16   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 19785.0000 554655.0000 1 0000319815 Common Stock
A 2018-12-31   MAXWELL TECHNOLOGIES INC 4 A-Award --D 6763.0000 534870.0000 1 0000319815 Common Stock
A 2018-09-28   MAXWELL TECHNOLOGIES INC 4 A-Award --D 4011.0000 528107.0000 1 0000319815 Common Stock
A 2018-08-10   MAXWELL TECHNOLOGIES INC 4 P-Purchase --D 169200.0000 524096.0000 1 0000319815 Common Stock
A 2018-06-29   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2692.0000 354896.0000 1 0000319815 Common Stock
D 2018-05-20   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 15370.0000 0.0000 2 0000319815 Restricted Stock Units
A 2018-05-20   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 15370.0000 352204.0000 1 0000319815 Common Stock
A 2018-05-15   MAXWELL TECHNOLOGIES INC 4 A-Award --D 5000.0000 5000.0000 2 0000319815 Stock Option (Right to Buy)
A 2018-05-15   MAXWELL TECHNOLOGIES INC 4 A-Award --D 19785.0000 19785.0000 1 0000319815 Restricted Stock Units
A 2018-03-29   MAXWELL TECHNOLOGIES INC 4 A-Award --D 1517.0000 336834.0000 2 0000319815 Common Stock
A 2018-03-29   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2360.0000 335317.0000 1 0000319815 Common Stock
A 2018-02-20   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2376.0000 332957.0000 1 0000319815 Common Stock
A 2017-11-20   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2401.0000 330581.0000 1 0000319815 Common Stock
A 2017-11-14   MAXWELL TECHNOLOGIES INC 4 P-Purchase --D 250000.0000 328180.0000 1 0000319815 Common Stock
A 2017-08-21   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2527.0000 78180.0000 1 0000319815 Common Stock
A 2017-06-14   MAXWELL TECHNOLOGIES INC 4 P-Purchase --D 38818.0000 75653.0000 2 0000319815 Common Stock
A 2017-06-13   MAXWELL TECHNOLOGIES INC 4 P-Purchase --D 21182.0000 36835.0000 1 0000319815 Common Stock
A 2017-05-22   MAXWELL TECHNOLOGIES INC 4 A-Award --D 5000.0000 5000.0000 2 0000319815 Stock Option (Right to Buy)
A 2017-05-22   MAXWELL TECHNOLOGIES INC 4 A-Award --D 15370.0000 15370.0000 1 0000319815 Restricted Stock Units
D 2017-02-21   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 15653.0000 0.0000 2 0000319815 Restricted Stock Units
A 2017-02-21   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 15653.0000 15653.0000 1 0000319815 Common Stock
A 2016-10-10   MAXWELL TECHNOLOGIES INC 4 A-Award --D 15653.0000 15653.0000 1 0000319815 Restricted Stock Units
- -   MAXWELL TECHNOLOGIES INC 3 - --D 0.0000 1 0000319815 No securities are beneficially owned

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016