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U.S. Securities and Exchange Commission


Spark Therapeutics, Inc. (0001609351)
SIC: 2836 - Biological Products, (No Diagnostic Substances)
State location: PA | State of Inc.: DE | Fiscal Year End: 1231
Business Address
3737 MARKET STREET
SUITE 1300
PHILADELPHIA PA 19104
888-772-7560
 Mailing Address
3737 MARKET STREET
SUITE 1300
PHILADELPHIA PA 19104
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
ROCHE HOLDING LTD 0000889131 2019-12-17 10 percent owner
ROCHE HOLDINGS INC 0000904566 2019-12-17 10 percent owner
MILANO VINCENT 0001187159 2019-12-17 director
SIGAL ELLIOT 0001202294 2019-12-17 director
PEREZ ROBERT J 0001263230 2019-12-17 director
Zoth Lota S. 0001278219 2019-12-17 director, officer: CHIEF SCIENTIFIC OFFICER
Ekman Lars 0001376117 2019-12-17 director
Mehra Anand 0001590102 2019-12-17 director
Mingozzi Federico 0001732126 2019-12-17 officer: CHIEF SCIENTIFIC OFFICER
Dalton Lisa 0001732196 2019-12-17 officer: CHIEF HUMAN RESOURCE OFFICER
Faga Daniel 0001673528 2019-03-25 officer: Chief Business Officer
La Barge Joseph 0001673526 2019-03-19 officer: Chief Legal Officer
Furey John 0001691218 2016-12-01 officer: Chief Operating Officer
High Katherine A 0001631248 2015-10-13 director, officer: See Remarks
Webster Stephen W 0001438421 2015-10-07 officer: Chief Financial Officer
Altschuler Steven 0001458116 2015-10-07 director
Vivaldi Coelho Rogerio 0001610381 2015-10-07 officer: Chief Commercial Officer
Marrazzo Jeffrey D 0001631262 2015-10-07 director, officer: Chief Executive Officer
POWELL MICHAEL 0001202793 2015-01-29 10 percent owner
HEALY JAMES 0001245624 2015-01-29 10 percent owner
AKKARAJU SRINIVAS 0001253170 2015-01-29 10 percent owner
Sofinnova Venture Partners VIII, L.P. 0001524064 2015-01-29 10 percent owner
Sofinnova Management VIII, L.L.C. 0001559565 2015-01-29 10 percent owner
Betz Alert Lorris 0001631393 2015-01-29 director
Children's Hospital of Philadelphia Foundation 0001632060 2015-01-29 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2019-12-17   Zoth Lota S. 4 D-Return --D 12000.0000 0.0000 5 0001278219 Stock Option (Right to Buy)
D 2019-12-17   Zoth Lota S. 4 D-Return --D 6000.0000 0.0000 4 0001278219 Stock Option (Right to Buy)
D 2019-12-17   Zoth Lota S. 4 D-Return --D 4000.0000 0.0000 3 0001278219 Stock Option (Right to Buy)
D 2019-12-17   Zoth Lota S. 4 D-Return --D 4000.0000 0.0000 2 0001278219 Stock Option (Right to Buy)
D 2019-12-17   Zoth Lota S. 4 U-Tender --D 3000.0000 0.0000 1 0001278219 Common Stock
D 2019-12-17   Dalton Lisa 4 D-Return --D 20325.0000 0.0000 8 0001732196 Restricted Stock Units
D 2019-12-17   Dalton Lisa 4 D-Return --D 19951.0000 0.0000 7 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 D-Return --D 28389.0000 0.0000 6 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 D-Return --D 30000.0000 0.0000 5 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 D-Return --D 19500.0000 0.0000 4 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 D-Return --D 28000.0000 0.0000 3 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 D-Return --D 35000.0000 0.0000 2 0001732196 Stock Option (Right to Buy)
D 2019-12-17   Dalton Lisa 4 U-Tender --D 4134.0000 0.0000 1 0001732196 Common Stock
D 2019-12-17   Webster Stephen W 4 D-Return --D 19500.0000 0.0000 8 0001438421 Restricted Stock Units
D 2019-12-17   Webster Stephen W 4 D-Return --D 106015.0000 0.0000 7 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 D-Return --D 60000.0000 0.0000 6 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 D-Return --D 55000.0000 0.0000 5 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 D-Return --D 25000.0000 0.0000 4 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 D-Return --D 28000.0000 0.0000 3 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 D-Return --D 35000.0000 0.0000 2 0001438421 Stock Option (Right to Buy)
D 2019-12-17   Webster Stephen W 4 U-Tender --D 6102.0000 0.0000 1 0001438421 Common Stock
D 2019-12-17   SIGAL ELLIOT 4 D-Return --D 25786.0000 0.0000 6 0001202294 Stock Option (Right to Buy)
D 2019-12-17   SIGAL ELLIOT 4 D-Return --D 17203.0000 0.0000 5 0001202294 Stock Option (Right to Buy)
D 2019-12-17   SIGAL ELLIOT 4 D-Return --D 6000.0000 0.0000 4 0001202294 Stock Option (Right to Buy)
D 2019-12-17   SIGAL ELLIOT 4 D-Return --D 4000.0000 0.0000 3 0001202294 Stock Option (Right to Buy)
D 2019-12-17   SIGAL ELLIOT 4 D-Return --D 4000.0000 0.0000 2 0001202294 Stock Option (Right to Buy)
D 2019-12-17   SIGAL ELLIOT 4 U-Tender --D 14214.0000 0.0000 1 0001202294 Common Stock
D 2019-12-17   PEREZ ROBERT J 4 D-Return --D 2000.0000 0.0000 4 0001263230 Restricted Stock Units
D 2019-12-17   PEREZ ROBERT J 4 D-Return --D 8000.0000 0.0000 3 0001263230 Stock Option (Right to Buy)
D 2019-12-17   PEREZ ROBERT J 4 D-Return --D 4000.0000 0.0000 2 0001263230 Stock Option (Right to Buy)
D 2019-12-17   PEREZ ROBERT J 4 U-Tender --D 2500.0000 0.0000 1 0001263230 Common Stock
D 2019-12-17   MILANO VINCENT 4 D-Return --D 37203.0000 0.0000 5 0001187159 Stock Option (Right to Buy)
D 2019-12-17   MILANO VINCENT 4 D-Return --D 6000.0000 0.0000 4 0001187159 Stock Option (Right to Buy)
D 2019-12-17   MILANO VINCENT 4 D-Return --D 4000.0000 0.0000 3 0001187159 Stock Option (Right to Buy)
D 2019-12-17   MILANO VINCENT 4 D-Return --D 4000.0000 0.0000 2 0001187159 Stock Option (Right to Buy)
D 2019-12-17   MILANO VINCENT 4 U-Tender --D 3000.0000 0.0000 1 0001187159 Common Stock
D 2019-12-17   Mehra Anand 4 D-Return --D 6000.0000 0.0000 5 0001590102 Stock Option (Right to Buy)
D 2019-12-17   Mehra Anand 4 D-Return --D 4000.0000 0.0000 4 0001590102 Stock Option (Right to Buy)
D 2019-12-17   Mehra Anand 4 D-Return --D 4000.0000 0.0000 3 0001590102 Stock Option (Right to Buy)
D 2019-12-17   Mehra Anand 4 U-Tender --I 481270.0000 0.0000 2 0001590102 Common Stock
D 2019-12-17   Mehra Anand 4 U-Tender --D 40203.0000 0.0000 1 0001590102 Common Stock
D 2019-12-17   Mingozzi Federico 4 D-Return --D 32750.0000 0.0000 5 0001732126 Restricted Stock Units
D 2019-12-17   Mingozzi Federico 4 D-Return --D 50000.0000 0.0000 4 0001732126 Stock Option (Right to Buy)
D 2019-12-17   Mingozzi Federico 4 D-Return --D 18000.0000 0.0000 3 0001732126 Stock Option (Right to Buy)
D 2019-12-17   Mingozzi Federico 4 D-Return --D 35000.0000 0.0000 2 0001732126 Stock Option (Right to Buy)
D 2019-12-17   Mingozzi Federico 4 U-Tender --D 12615.0000 0.0000 1 0001732126 Common Stock
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 49250.0000 0.0000 8 0001631262 Restricted Stock Units
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 126131.0000 0.0000 7 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 125000.0000 0.0000 6 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 135000.0000 0.0000 5 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 70000.0000 0.0000 4 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 52500.0000 0.0000 3 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 D-Return --D 98000.0000 0.0000 2 0001631262 Stock Option (Right to Buy)
D 2019-12-17   Marrazzo Jeffrey D 4 U-Tender --D 355215.0000 0.0000 1 0001631262 Common Stock
D 2019-12-17   High Katherine A 4 D-Return --D 21250.0000 0.0000 6 0001631248 Restricted Stock Units
D 2019-12-17   High Katherine A 4 D-Return --D 13750.0000 0.0000 5 0001631248 Stock Option (Right to Buy)
D 2019-12-17   High Katherine A 4 D-Return --D 15750.0000 0.0000 4 0001631248 Stock Option (Right to Buy)
D 2019-12-17   High Katherine A 4 D-Return --D 23625.0000 0.0000 3 0001631248 Stock Option (Right to Buy)
D 2019-12-17   High Katherine A 4 D-Return --D 35000.0000 0.0000 2 0001631248 Stock Option (Right to Buy)
D 2019-12-17   High Katherine A 4 U-Tender --D 278834.0000 0.0000 1 0001631248 Common Stock
D 2019-12-17   Faga Daniel 4 D-Return --D 21500.0000 0.0000 6 0001673528 Restricted Stock Units
D 2019-12-17   Faga Daniel 4 D-Return --D 50000.0000 0.0000 5 0001673528 Stock Option (Right to Buy)
D 2019-12-17   Faga Daniel 4 D-Return --D 14000.0000 0.0000 4 0001673528 Stock Option (Right to Buy)
D 2019-12-17   Faga Daniel 4 D-Return --D 26250.0000 0.0000 3 0001673528 Stock Option (Right to Buy)
D 2019-12-17   Faga Daniel 4 D-Return --D 35000.0000 0.0000 2 0001673528 Stock Option (Right to Buy)
D 2019-12-17   Faga Daniel 4 U-Tender --D 38828.0000 0.0000 1 0001673528 Common Stock
D 2019-12-17   Ekman Lars 4 D-Return --D 37203.0000 0.0000 5 0001376117 Stock Option (Right to Buy)
D 2019-12-17   Ekman Lars 4 D-Return --D 6000.0000 0.0000 4 0001376117 Stock Option (Right to Buy)
D 2019-12-17   Ekman Lars 4 D-Return --D 4000.0000 0.0000 3 0001376117 Stock Option (Right to Buy)
D 2019-12-17   Ekman Lars 4 D-Return --D 4000.0000 0.0000 2 0001376117 Stock Option (Right to Buy)
D 2019-12-17   Ekman Lars 4 U-Tender --D 3000.0000 0.0000 1 0001376117 Common Stock
D 2019-12-17   Altschuler Steven 4 D-Return --D 37203.0000 0.0000 5 0001458116 Stock Option (Right to Buy)
D 2019-12-17   Altschuler Steven 4 D-Return --D 6000.0000 0.0000 4 0001458116 Stock Option (Right to Buy)
D 2019-12-17   Altschuler Steven 4 D-Return --D 4000.0000 0.0000 3 0001458116 Stock Option (Right to Buy)
D 2019-12-17   Altschuler Steven 4 D-Return --D 4000.0000 0.0000 2 0001458116 Stock Option (Right to Buy)
D 2019-12-17   Altschuler Steven 4 U-Tender --D 28000.0000 0.0000 1 0001458116 Common Stock
D 2019-12-17   La Barge Joseph 4 D-Return --D 19500.0000 0.0000 7 0001673526 Restricted Stock Units
D 2019-12-17   La Barge Joseph 4 D-Return --D 11250.0000 0.0000 6 0001673526 Stock Option (Right to Buy)
D 2019-12-17   La Barge Joseph 4 D-Return --D 12500.0000 0.0000 5 0001673526 Stock Option (Right to Buy)
D 2019-12-17   La Barge Joseph 4 D-Return --D 21000.0000 0.0000 4 0001673526 Stock Option (Right to Buy)

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016