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U.S. Securities and Exchange Commission


ATP Life Science Ventures, L.P. (0001593440)
State location: NY | State of Inc.: E9 | Fiscal Year End: 1231
formerly: Apple Tree Partners IV, L.P. (until 2020-11-27)
Business Address
230 PARK AVENUE, SUITE 2800
NEW YORK NY 10169
212-468-5800
Mailing Address
230 PARK AVENUE, SUITE 2800
NEW YORK NY 10169
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Akero Therapeutics, Inc. 0001744659 2021-06-28 10 percent owner
Stoke Therapeutics, Inc. 0001623526 2021-06-28 10 percent owner
Cerecor Inc.
Current Name:Avalo Therapeutics, Inc.
0001534120 2015-10-14 director, 10 percent owner
Novus Therapeutics, Inc.
Current Name:Avalo Therapeutics, Inc.
0001404281 2014-09-22 director, 10 percent owner
TITAN PHARMACEUTICALS INC 0000910267 2013-11-25 10 percent owner


Items 1 - 25

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2021-06-28   Stoke Therapeutics, Inc. 4 J-Other --D 17161713.0000 0.0000 1 0001623526 Common Stock
D 2021-06-28   Akero Therapeutics, Inc. 4 J-Other --D 5830203.0000 0.0000 1 0001744659 Common Stock
A 2020-11-24   Stoke Therapeutics, Inc. 4 P-Purchase --D 375000.0000 17161713.0000 1 0001623526 Common Stock
A 2020-07-10   Akero Therapeutics, Inc. 4 P-Purchase --D 415000.0000 5830203.0000 1 0001744659 Common Stock
A 2019-06-24   Akero Therapeutics, Inc. 4 C-Conversion --D 4228764.0000 4228764.0000 1 0001744659 Common Stock
A 2019-06-24   Akero Therapeutics, Inc. 4 C-Conversion --D 286439.0000 4515203.0000 2 0001744659 Common Stock
A 2019-06-24   Akero Therapeutics, Inc. 4 P-Purchase --D 900000.0000 5415203.0000 3 0001744659 Common Stock
D 2019-06-24   Akero Therapeutics, Inc. 4 C-Conversion --D 13000000.0000 0.0000 4 0001744659 Series A Preferred Stock
D 2019-06-24   Akero Therapeutics, Inc. 4 C-Conversion --D 880568.0000 0.0000 5 0001744659 Series B Preferred Stock
D 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 2799910.0000 0.0000 7 0001623526 Series B Convertible Preferred Stock
D 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 7617746.0000 0.0000 6 0001623526 Series A-2 Convertible Preferred Stock
D 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 4980168.0000 0.0000 5 0001623526 Series A Convertible Preferred Stock
A 2019-06-21   Stoke Therapeutics, Inc. 4 P-Purchase --D 1388889.0000 16786713.0000 4 0001623526 Common Stock
A 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 2799910.0000 15397824.0000 3 0001623526 Common Stock
A 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 7617746.0000 12597914.0000 2 0001623526 Common Stock
A 2019-06-21   Stoke Therapeutics, Inc. 4 C-Conversion --D 4980168.0000 4980168.0000 1 0001623526 Common Stock
A 2015-10-20   Cerecor Inc. 4 C-Conversion --D 595436.0000 595436.0000 1 0001534120 Common Stock
D 2015-10-20   Cerecor Inc. 4 C-Conversion --D 16672224.0000 0.0000 2 0001534120 Series B Convertible Preferred Stock
- -   Cerecor Inc. 3 - --D 1 0001534120 Series B Convertible Preferred Stock
- -   Stoke Therapeutics, Inc. 3 - --D 3 0001623526 Series B Convertible Preferred Stock
- -   Stoke Therapeutics, Inc. 3 - --D 2 0001623526 Series A-2Convertible Preferred Stock
- -   Stoke Therapeutics, Inc. 3 - --D 1 0001623526 Series A Convertible Preferred Stock
- -   Tokai Pharmaceuticals Inc 3 - --D 125000.0000 1 0001404281 Common Stock
- -   Akero Therapeutics, Inc. 3 - --I 2 0001744659 Series B Preferred Stock
- -   Akero Therapeutics, Inc. 3 - --I 1 0001744659 Series A Preferred Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016