U.S. Securities & Exchange Commission
SEC Seal
Home | Search Home | Latest Filings | Previous Page
U.S. Securities and Exchange Commission


NewAge, Inc. (0001579823)
SIC: 2082 - Malt Beverages
State location: UT | State of Inc.: DE | Fiscal Year End: 1231
formerly: American Brewing Company, Inc. (until 2016-06-30)
formerly: New Age Beverages Corp (until 2020-07-29)
Business Address
7158 S. FLSMIDTH DR
SUITE 250
MIDVALE UT 84047
303-566-3030
 Mailing Address
7158 S. FLSMIDTH DR
SUITE 250
MIDVALE UT 84047
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Crocker Michele 0001917567 2022-03-01 director
Hammerschmidt Judith Lynne 0001798256 2021-11-30 director
Brennan Ed 0001698012 2021-11-18 director
Manion Kevin 0001811966 2021-07-19 officer: Chief Financial Officer
COOPER FRED W 0001261779 2020-11-16 director
Kapteyn Reginald 0001697930 2020-01-24 director
Fea Gregory 0001698277 2020-01-24 director
Kuzdowicz Amy L. 0001769712 2020-01-24 director
VANDERVEEN DAVID 0001167191 2020-01-13 officer: Chief Operating Officer
Syrett Alicia 0001799701 2020-01-07 director
Garlikov Julie 0001793266 2019-11-04 officer: Chief Marketing Officer
Gould Gregory A 0001252905 2019-07-01 officer: CFO
RIFE RICHARD C 0001119749 2019-01-27 officer: See Remarks
Smith Randall Ned 0001765797 2019-01-27 officer: President of Morinda Holdings
Price John C 0001636242 2018-08-15 officer: Chief Financial Officer
EVANS ROBERT J. 0001615487 2018-07-09 director
HAAS TIMOTHY J 0001030426 2017-01-27 director
Vautrin David E. 0001633613 2017-01-27 director
Ence Chuck 0001697779 2016-09-15 officer: Chief Financial Officer
Willis Brent D 0001363170 2016-03-24 director, officer: CEO
Fallon Neil 0001606159 2014-04-18 director, 10 percent owner, officer: President
Anderson Julie 0001606225 2014-04-18 director, 10 percent owner, officer: Vice President


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2021-11-22   COOPER FRED W 4 A-Award --I 8227007.0000 12099790.0000 3 0001261779 Common Stock
A 2021-11-18   Brennan Ed 4 P-Purchase --I 500000.0000 500000.0000 1 0001698012 Common Stock
A 2021-11-17   COOPER FRED W 4 A-Award --I 81401.0000 3872783.0000 2 0001261779 Common Stock
A 2021-09-08   COOPER FRED W 4 A-Award --I 3660062.0000 3791382.0000 1 0001261779 Common Stock
A 2021-07-19   Manion Kevin 4 A-Award --D 213904.0000 213904.0000 1 0001811966 Common Stock
D 2021-07-02   Gould Gregory A 4 F-InKind --D 73110.0000 331255.0000 1 0001252905 Common Stock
A 2021-03-10   Gould Gregory A 4 A-Award --D 125000.0000 125000.0000 1 0001252905 Stock Option (Right to Buy)
A 2021-03-10   Willis Brent D 4 A-Award --D 175000.0000 1021326.0000 1 0001363170 Common Stock
A 2021-02-02   COOPER FRED W 4 A-Award --I 131340.0000 131340.0000 1 0001261779 Common Stock
A 2021-01-29   Brennan Ed 4 A-Award --D 31153.0000 1471724.0000 1 0001698012 Common Stock
A 2021-01-29   Syrett Alicia 4 A-Award --D 31153.0000 87650.0000 1 0001799701 Common Stock
A 2021-01-29   COOPER FRED W 4 A-Award --D 31153.0000 41833.0000 1 0001261779 Common Stock
A 2021-01-29   Kuzdowicz Amy L. 4 A-Award --D 31153.0000 105832.0000 1 0001769712 Common Stock
A 2021-01-29   HAAS TIMOTHY J 4 A-Award --D 31153.0000 566724.0000 1 0001030426 Common Stock
A 2021-01-29   Fea Gregory 4 A-Award --D 31153.0000 211224.0000 1 0001698277 Common Stock
D 2021-01-05   Gould Gregory A 4 F-InKind --D 26507.0000 404365.0000 1 0001252905 Common Stock
D 2020-12-10   Willis Brent D 4 F-InKind --D 15541.0000 846326.0000 1 0001363170 Common Stock
D 2020-12-10   Gould Gregory A 4 F-InKind --D 9564.0000 430872.0000 1 0001252905 Common Stock
A 2020-12-09   COOPER FRED W 4 A-Award --D 10680.0000 10680.0000 1 0001261779 Common Stock
D 2020-10-22   Gould Gregory A 4 F-InKind --D 9564.0000 440436.0000 1 0001252905 Common Stock
D 2020-07-06   Willis Brent D 4 D-Return --D 780000.0000 861867.0000 1 0001363170 Common Stock
D 2020-06-05   Kapteyn Reginald 4 S-Sale --D 15000.0000 110309.0000 1 0001697930 Common Stock
A 2020-01-24   VANDERVEEN DAVID 4 A-Award --D 5000.0000 5000.0000 4 0001167191 Stock Option (Right to Buy)
A 2020-01-24   VANDERVEEN DAVID 4 A-Award --D 125000.0000 125000.0000 3 0001167191 Stock Option (Right to Buy)
A 2020-01-24   VANDERVEEN DAVID 4 A-Award --D 125000.0000 125000.0000 1 0001167191 Common Stock
A 2020-01-24   Brennan Ed 4 A-Award --D 56497.0000 1330571.0000 1 0001698012 Common Stock
A 2020-01-24   Syrett Alicia 4 A-Award --D 56497.0000 56497.0000 1 0001799701 Common Stock
A 2020-01-24   Kuzdowicz Amy L. 4 A-Award --D 56497.0000 74679.0000 1 0001769712 Common Stock
A 2020-01-24   Kapteyn Reginald 4 A-Award --D 56497.0000 125309.0000 1 0001697930 Common Stock
A 2020-01-24   HAAS TIMOTHY J 4 A-Award --D 56497.0000 535571.0000 1 0001030426 Common Stock
A 2020-01-24   Fea Gregory 4 A-Award --D 56497.0000 180071.0000 1 0001698277 Common Stock
A 2019-12-16   HAAS TIMOTHY J 4 P-Purchase --D 100000.0000 479074.0000 1 0001030426 Common Stock
A 2019-12-10   Gould Gregory A 4 A-Award --D 100000.0000 100000.0000 2 0001252905 Stock Option (Right to Buy)
A 2019-12-10   Gould Gregory A 4 A-Award --D 100000.0000 450000.0000 1 0001252905 Common Stock
A 2019-12-10   Garlikov Julie 4 A-Award --D 50000.0000 50000.0000 1 0001793266 Stock Option (Right to Buy)
A 2019-12-10   Willis Brent D 4 A-Award --D 162500.0000 162500.0000 3 0001363170 Stock Option (Right to Buy)
A 2019-12-10   Willis Brent D 4 A-Award --D 162500.0000 1641867.0000 1 0001363170 Common Stock
A 2019-11-04   Garlikov Julie 4 A-Award --D 74627.0000 74627.0000 1 0001793266 Common Stock
D 2019-10-15   Willis Brent D 4 S-Sale --D 25000.0000 1479367.0000 1 0001363170 Common Stock
D 2019-09-16   Willis Brent D 4 S-Sale --D 25000.0000 1504367.0000 1 0001363170 Common Stock
A 2019-08-30   Willis Brent D 4 A-Award --D 213815.0000 213815.0000 1 0001363170 Stock Option (right to buy)
D 2019-08-15   Willis Brent D 4 S-Sale --D 25000.0000 1607367.0000 1 0001363170 Common Stock
D 2019-07-15   Willis Brent D 4 S-Sale --D 25000.0000 1632367.0000 1 0001363170 Common Stock
A 2019-07-01   Gould Gregory A 4 A-Award --D 100000.0000 100000.0000 3 0001252905 Stock Option (right to buy)
A 2019-07-01   Gould Gregory A 4 A-Award --D 250000.0000 350000.0000 2 0001252905 Common Stock
A 2019-07-01   Gould Gregory A 4 A-Award --D 100000.0000 100000.0000 1 0001252905 Common Stock
D 2019-06-17   Willis Brent D 4 S-Sale --D 25000.0000 1657367.0000 1 0001363170 common stock
D 2019-04-16   Kapteyn Reginald 4 S-Sale --D 18000.0000 68812.0000 1 0001697930 common stock
D 2019-04-09   Willis Brent D 4 S-Sale --D 150000.0000 1682367.0000 2 0001363170 Common Stock
D 2019-04-05   Willis Brent D 4 S-Sale --D 150000.0000 1832367.0000 1 0001363170 Common Stock
A 2019-03-12   Kuzdowicz Amy L. 4 A-Award --D 18182.0000 18182.0000 1 0001769712 Common stock
A 2019-03-12   Fea Gregory 4 A-Award --D 18182.0000 123574.0000 1 0001698277 Common Stock
A 2019-03-12   Brennan Ed 4 A-Award --D 18182.0000 1274074.0000 1 0001698012 Common Stock
A 2019-03-12   Kapteyn Reginald 4 A-Award --D 18182.0000 86812.0000 1 0001697930 Common Stock
A 2019-03-12   HAAS TIMOTHY J 4 A-Award --D 18182.0000 379074.0000 1 0001030426 Common stock
A 2018-10-26   Kapteyn Reginald 4 A-Award --D 7738.0000 37970.0000 1 0001697930 Common Stock
D 2018-10-23   Fallon Neil 4 M-Exempt --D 5127.0000 0.0000 2 0001606159 Series C Convertible Preferred Stock
A 2018-10-23   Fallon Neil 4 A-Award --D 5127000.0000 5350758.0000 1 0001606159 common stock
D 2018-10-23   Willis Brent D 4 M-Exempt --D 1773.0000 0.0000 2 0001363170 Series C Preferred Stock
A 2018-10-23   Willis Brent D 4 A-Award --D 1773000.0000 1982367.0000 1 0001363170 Common Stock
A 2018-09-21   Willis Brent D 4 A-Award --D 1773.0000 1773000.0000 2 0001363170 Series C Preferred Stock
D 2018-09-21   Willis Brent D 4 A-Award --D 1773000.0000 209367.0000 1 0001363170 Common Stock
A 2018-09-21   Fallon Neil 4 A-Award --D 5127.0000 5127000.0000 2 0001606159 Series C Convertible Preferred Stock
D 2018-09-21   Fallon Neil 4 D-Return --D 5127000.0000 223758.0000 1 0001606159 Common Stock
A 2018-08-24   Fea Gregory 4 P-Purchase --D 39000.0000 69232.0000 1 0001698277 Common Stock
A 2018-08-24   Brennan Ed 4 P-Purchase --I 220000.0000 1225232.0000 2 0001698012 Common Stock
A 2018-08-24   Brennan Ed 4 P-Purchase --I 975000.0000 1005232.0000 1 0001698012 Common Stock
A 2018-08-24   EVANS ROBERT J. 4 P-Purchase --I 100000.0000 162190.0000 1 0001615487 Common Stock
A 2018-08-24   HAAS TIMOTHY J 4 P-Purchase --I 100000.0000 300000.0000 1 0001030426 Common Stock
A 2018-08-24   Willis Brent D 4 P-Purchase --I 78000.0000 1928546.0000 1 0001363170 Common Stock
A 2018-05-18   Willis Brent D 4 P-Purchase --D 53821.0000 1904367.0000 1 0001363170 Common Stock
A 2018-04-25   HAAS TIMOTHY J 4 P-Purchase --D 19400.0000 200000.0000 3 0001030426 Common stock
A 2018-04-24   HAAS TIMOTHY J 4 P-Purchase --D 30600.0000 180600.0000 2 0001030426 Common stock
A 2018-04-23   HAAS TIMOTHY J 4 P-Purchase --D 50000.0000 150000.0000 1 0001030426 Common stock
A 2017-08-25   HAAS TIMOTHY J 4 P-Purchase --D 35000.0000 100000.0000 3 0001030426 Common Stock
A 2017-08-23   HAAS TIMOTHY J 4 P-Purchase --D 35000.0000 65000.0000 2 0001030426 Common Stock
A 2017-08-22   HAAS TIMOTHY J 4 P-Purchase --D 15000.0000 30000.0000 1 0001030426 Common Stock
D 2017-08-17   Fallon Neil 4 S-Sale --D 4100.0000 5350758.0000 2 0001606159 Common Stock
D 2017-08-16   Fallon Neil 4 S-Sale --D 34781.0000 5354858.0000 1 0001606159 Common Stock
D 2017-06-01   Anderson Julie 4 S-Sale --D 37539.0000 1431236.0000 3 0001606225 Common Stock

http://www.sec.gov/cgi-bin/own-disp

Home | Search Home | Previous Page
Modified: 04/22/2016