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U.S. Securities and Exchange Commission


Sohn Catherine A. (0001555132)
Mailing Address
ALTIMMUNE, INC.
910 CLOPPER ROAD, SUITE 201S
GAITHERSBURG MD 20878
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Maze Therapeutics, Inc. 0001842295 2025-01-30 director
PHARMATHENE, INC
Current Name:Altimmune, Inc.
0001326190 2023-03-23 director
Axcella Health Inc. 0001633070 2019-08-21 director
Rubius Therapeutics, Inc. 0001709401 2018-07-17 director
Jazz Pharmaceuticals plc 0001232524 2015-08-07 director
Neuralstem, Inc.
Current Name:PALISADE BIO, INC.
0001357459 2014-01-13 director
LIFECORE BIOMEDICAL, INC. \DE\ 0001005286 2012-11-13 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2025-03-17   Altimmune, Inc. 4 P-Purchase --D 1000.0000 1000.0000 1 0001326190 Common Stock, par value $0.0001
A 2025-02-06   Altimmune, Inc. 4 A-Award --D 18600.0000 18600.0000 1 0001326190 Stock Options (option to buy)
A 2024-09-26   Altimmune, Inc. 4 A-Award --D 34900.0000 34900.0000 1 0001326190 Stock Options (option to buy)
A 2023-09-28   Altimmune, Inc. 4 A-Award --D 26100.0000 26100.0000 1 0001326190 Stock Options (option to buy)
D 2023-08-14   Jazz Pharmaceuticals plc 4 S-Sale --D 1241.0000 14868.0000 2 0001232524 Ordinary Shares
A 2023-08-11   Jazz Pharmaceuticals plc 4 A-Award --D 3075.0000 16109.0000 1 0001232524 Ordinary Shares
A 2023-03-23   Altimmune, Inc. 4 A-Award --D 47000.0000 47000.0000 1 0001326190 Stock Options (option to buy)
D 2022-08-08   Jazz Pharmaceuticals plc 4 S-Sale --D 1089.0000 13034.0000 2 0001232524 Ordinary Shares
A 2022-08-05   Jazz Pharmaceuticals plc 4 A-Award --D 2561.0000 14123.0000 1 0001232524 Ordinary Shares
A 2022-06-04   LANDEC CORP \CA\ 4 A-Award --D 7059.0000 54069.0000 1 0001005286 Common Stock
D 2022-06-04   LANDEC CORP \CA\ 4 M-Exempt --D 7059.0000 0.0000 2 0001005286 Restricted Stock Unit
A 2022-05-31   LANDEC CORP \CA\ 4 A-Award --D 9474.0000 9474.0000 1 0001005286 Restricted Stock Unit
A 2022-05-19   Axcella Health Inc. 4 A-Award --D 20000.0000 20000.0000 1 0001633070 Stock Option (Right to Buy)
A 2022-05-12   Rubius Therapeutics, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001709401 Stock Option (Right to Buy)
D 2021-08-06   Jazz Pharmaceuticals plc 4 S-Sale --D 1306.0000 11562.0000 1 0001232524 Ordinary Shares
A 2021-07-29   Jazz Pharmaceuticals plc 4 A-Award --D 2246.0000 12868.0000 1 0001232524 Ordinary Shares
A 2021-06-04   LANDEC CORP \CA\ 4 A-Award --D 7059.0000 7059.0000 1 0001005286 Restricted Stock Unit
A 2021-06-01   LANDEC CORP \CA\ 4 A-Award --D 8303.0000 47010.0000 1 0001005286 Common Stock
D 2021-06-01   LANDEC CORP \CA\ 4 M-Exempt --D 8303.0000 0.0000 2 0001005286 Restricted Stock Unit
A 2021-05-20   Axcella Health Inc. 4 A-Award --D 20000.0000 20000.0000 1 0001633070 Stock Option (Right to Buy)
A 2021-05-12   Rubius Therapeutics, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001709401 Stock Option (Right to Buy)
A 2020-11-04   Jazz Pharmaceuticals plc 4 M-Exempt --D 4500.0000 15122.0000 1 0001232524 Ordinary Shares
D 2020-11-04   Jazz Pharmaceuticals plc 4 S-Sale --D 4500.0000 10622.0000 2 0001232524 Ordinary Shares
A 2020-11-04   Jazz Pharmaceuticals plc 4 M-Exempt --D 8000.0000 18622.0000 3 0001232524 Ordinary Shares
D 2020-11-04   Jazz Pharmaceuticals plc 4 S-Sale --D 8000.0000 10622.0000 4 0001232524 Ordinary Shares
D 2020-11-04   Jazz Pharmaceuticals plc 4 M-Exempt --D 8000.0000 0.0000 5 0001232524 Non-Qualified Stock Option (right to buy)
D 2020-11-04   Jazz Pharmaceuticals plc 4 M-Exempt --D 4500.0000 0.0000 6 0001232524 Non-Qualified Stock Option (right to buy)
A 2020-10-15   LANDEC CORP \CA\ 4 A-Award --D 2200.0000 38707.0000 1 0001005286 Common Stock
D 2020-10-15   LANDEC CORP \CA\ 4 M-Exempt --D 2200.0000 0.0000 2 0001005286 Restricted Stock Unit
D 2020-08-07   Jazz Pharmaceuticals plc 4 S-Sale --D 931.0000 10622.0000 2 0001232524 Ordinary Shares
A 2020-08-06   Jazz Pharmaceuticals plc 4 A-Award --D 2705.0000 11553.0000 1 0001232524 Ordinary Shares
A 2020-08-06   Jazz Pharmaceuticals plc 4 A-Award --D 6765.0000 6765.0000 3 0001232524 Non-Qualified Stock Option (right to buy)
A 2020-06-01   LANDEC CORP \CA\ 4 A-Award --D 8303.0000 8303.0000 1 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2020-05-28   LANDEC CORP \CA\ 4 A-Award --D 6000.0000 36507.0000 1 0001005286 Common Stock
D 2020-05-28   LANDEC CORP \CA\ 4 M-Exempt --D 6000.0000 0.0000 2 0001005286 Restricted Stock Unit
A 2020-05-21   Rubius Therapeutics, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001709401 Stock Option (Right to Buy)
A 2020-05-20   Axcella Health Inc. 4 A-Award --D 11000.0000 11000.0000 1 0001633070 Stock Option (Right to Buy)
A 2020-01-17   Axcella Health Inc. 4 P-Purchase --D 1000.0000 1000.0000 1 0001633070 Common Stock
A 2019-10-15   LANDEC CORP \CA\ 4 A-Award --D 2200.0000 2200.0000 1 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2019-10-04   LANDEC CORP \CA\ 4 M-Exempt --D 10000.0000 39331.0000 1 0001005286 Common Stock
D 2019-10-04   LANDEC CORP \CA\ 4 F-InKind --D 8824.0000 30507.0000 2 0001005286 Common Stock
D 2019-10-04   LANDEC CORP \CA\ 4 M-Exempt --D 10000.0000 0.0000 3 0001005286 Common Stock
A 2019-08-21   Axcella Health Inc. 4 A-Award --D 22000.0000 22000.0000 1 0001633070 Stock Option (Right to Buy)
D 2019-08-09   Jazz Pharmaceuticals plc 4 S-Sale --D 726.0000 8848.0000 2 0001232524 Ordinary Shares
A 2019-08-08   Jazz Pharmaceuticals plc 4 A-Award --D 1920.0000 9574.0000 1 0001232524 Ordinary Shares
A 2019-08-08   Jazz Pharmaceuticals plc 4 A-Award --D 4805.0000 4805.0000 3 0001232524 Non-Qualified Stock Option (right to buy)
A 2019-05-30   LANDEC CORP \CA\ 4 M-Exempt --D 4240.0000 29331.0000 1 0001005286 Common Stock
D 2019-05-30   LANDEC CORP \CA\ 4 M-Exempt --D 4240.0000 0.0000 2 0001005286 Restricted Stock Unit
A 2019-05-28   LANDEC CORP \CA\ 4 A-Award --D 6000.0000 6000.0000 3 0001005286 Right to Buy Restricted Stock Units (RSU)
A 2019-05-23   Rubius Therapeutics, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001709401 Stock Option (Right to Buy)
A 2019-01-10   LANDEC CORP \CA\ 4 P-Purchase --D 1000.0000 25091.0000 1 0001005286 Common Stock
D 2018-08-10   Jazz Pharmaceuticals plc 4 S-Sale --D 660.0000 7654.0000 2 0001232524 Ordinary Shares
A 2018-08-09   Jazz Pharmaceuticals plc 4 A-Award --D 1495.0000 8314.0000 1 0001232524 Ordinary Shares
A 2018-08-09   Jazz Pharmaceuticals plc 4 A-Award --D 3735.0000 3735.0000 3 0001232524 Non-Qualified Stock Option (right to buy)
A 2018-07-20   Rubius Therapeutics, Inc. 4 P-Purchase --D 2500.0000 2500.0000 1 0001709401 Common Stock
A 2018-07-17   Rubius Therapeutics, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001709401 Stock Option (Right to Buy)
A 2018-05-30   LANDEC CORP \CA\ 4 M-Exempt --D 4240.0000 4240.0000 1 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2018-05-23   LANDEC CORP \CA\ 4 M-Exempt --D 4286.0000 24091.0000 1 0001005286 Common Stock
D 2018-05-23   LANDEC CORP \CA\ 4 M-Exempt --D 4286.0000 0.0000 2 0001005286 Restricted Stock Unit
D 2017-08-11   Jazz Pharmaceuticals plc 4 S-Sale --D 659.0000 6822.0000 2 0001232524 Ordinary Shares
D 2017-08-11   Jazz Pharmaceuticals plc 4 S-Sale --D 3.0000 6819.0000 3 0001232524 Ordinary Shares
A 2017-08-10   Jazz Pharmaceuticals plc 4 A-Award --D 1365.0000 7481.0000 1 0001232524 Ordinary Shares
A 2017-08-10   Jazz Pharmaceuticals plc 4 A-Award --D 3415.0000 3415.0000 4 0001232524 Non-Qualified Stock Option (right to buy)
A 2017-06-01   LANDEC CORP \CA\ 4 M-Exempt --D 4286.0000 4286.0000 1 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2017-05-25   LANDEC CORP \CA\ 4 M-Exempt --D 5282.0000 19805.0000 1 0001005286 Common Stock
D 2017-05-25   LANDEC CORP \CA\ 4 M-Exempt --D 5282.0000 0.0000 2 0001005286 Restricted Stock Unit
D 2016-08-15   Jazz Pharmaceuticals plc 4 S-Sale --D 633.0000 6116.0000 1 0001232524 Ordinary Shares
A 2016-08-11   Jazz Pharmaceuticals plc 4 A-Award --D 1365.0000 6749.0000 1 0001232524 Ordinary Shares
A 2016-08-11   Jazz Pharmaceuticals plc 4 A-Award --D 3415.0000 3415.0000 2 0001232524 Non-Qualified Stock Option (right to buy)
A 2016-05-28   LANDEC CORP \CA\ 4 M-Exempt --D 3475.0000 14523.0000 1 0001005286 Common Stock
D 2016-05-28   LANDEC CORP \CA\ 4 M-Exempt --D 3475.0000 0.0000 2 0001005286 Restricted Stock Unit
A 2016-05-26   LANDEC CORP \CA\ 4 M-Exempt --D 5222.0000 5222.0000 3 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2016-05-25   LANDEC CORP \CA\ 4/A M-Exempt --D 5282.0000 5282.0000 1 0001005286 Right to Buy Restricted Stock Unit (RSU)
A 2015-11-23   LANDEC CORP \CA\ 4 M-Exempt --D 3333.0000 11048.0000 1 0001005286 Common Stock
D 2015-11-23   LANDEC CORP \CA\ 4 M-Exempt --D 3333.0000 0.0000 2 0001005286 Restricted Stock Unit
D 2015-08-11   Jazz Pharmaceuticals plc 4 S-Sale --D 644.0000 5394.0000 4 0001232524 Ordinary Shares
D 2015-08-11   Jazz Pharmaceuticals plc 4 S-Sale --D 10.0000 5384.0000 5 0001232524 Ordinary Shares
D 2015-08-10   Jazz Pharmaceuticals plc 4 S-Sale --D 797.0000 6042.0000 2 0001232524 Ordinary Shares
D 2015-08-10   Jazz Pharmaceuticals plc 4 S-Sale --D 4.0000 6038.0000 3 0001232524 Ordinary Shares
A 2015-08-07   Jazz Pharmaceuticals plc 4 A-Award --D 1310.0000 6839.0000 1 0001232524 Ordinary Shares

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016