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U.S. Securities and Exchange Commission


Lightcap Jeffrey C (0001519465)
Mailing Address
152 W 57TH STREET 43RD FLOOR
NEW YORK NY 10019
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
RTI Surgical Holdings, Inc.
Current Name:SURGALIGN HOLDINGS, INC.		 0001760173 2020-02-26 director
EnteroMedics Inc
Current Name:ReShape Weightloss Inc.		 0001371217 2017-10-03 10 percent owner
Corindus Vascular Robotics, Inc. 0001528557 2015-05-21 director, 10 percent owner
CareView Communications Inc 0001377149 2011-04-21 director, 10 percent owner


Items 1 - 36

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2023-03-30   CareView Communications Inc 4 C-Conversion --I 0.0000 4 0001377149 Replacement Note
D 2023-03-30   CareView Communications Inc 4 C-Conversion --D 0.0000 3 0001377149 Replacement Note
D 2023-03-30   CareView Communications Inc 4 M-Exempt --I 7000000.0000 7000000.0000 2 0001377149 Common Stock
A 2023-03-30   CareView Communications Inc 4 M-Exempt --D 6500000.0000 7000000.0000 1 0001377149 Common Stock
D 2022-12-30   CareView Communications Inc 4 D-Return --D 0.0000 4 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4 D-Return --D 0.0000 3 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4 D-Return --D 0.0000 5 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4 A-Award --D $700000.0000 6 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4 A-Award --D $250000.0000 7 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4 A-Award --D $250000.0000 8 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4 A-Award --D $50000.0000 9 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4 A-Award --D $100000.0000 10 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4/A D-Return --I 0.0000 1 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4/A D-Return --D 0.0000 2 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4/A D-Return --D 0.0000 3 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4/A D-Return --D 0.0000 4 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4/A D-Return --D 0.0000 5 0001377149 Secured Convertible Note
A 2022-12-30   CareView Communications Inc 4/A A-Award --D $1350000.0000 6 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4 D-Return --D 0.0000 2 0001377149 Secured Convertible Note
D 2022-12-30   CareView Communications Inc 4 D-Return --I 0.0000 1 0001377149 Secured Convertible Note
A 2022-11-14   CareView Communications Inc 4 P-Purchase --D 500000.0000 500000.0000 1 0001377149 Common Stock
A 2021-05-07   SURGALIGN HOLDINGS, INC. 4/A A-Award --D 72254.0000 449649.0000 1 0001760173 Common Stock
A 2021-05-07   SURGALIGN HOLDINGS, INC. 4 A-Award --D 57803.0000 435198.0000 1 0001760173 Common Stock
A 2021-02-01   SURGALIGN HOLDINGS, INC. 4 P-Purchase --D 166667.0000 377395.0000 1 0001760173 Common Stock
A 2020-07-28   SURGALIGN HOLDINGS, INC. 4 J-Other --D 15426.0000 57786.0000 1 0001760173 Common Stock
A 2020-02-26   RTI Surgical Holdings, Inc. 4 A-Award --D 24692.0000 42360.0000 1 0001760173 Common Stock
A 2020-02-06   CareView Communications Inc 4 A-Award --D $100000.0000 1 0001377149 Senior Secured Convertible Note due February 2030
D 2019-10-29   Corindus Vascular Robotics, Inc. 4 J-Other --I 32500478.0000 0.0000 1 0001528557 Common Stock
A 2019-05-15   CareView Communications Inc 4 A-Award --D $50000.0000 1 0001377149 Senior Secured Convertible Note due May 2029
A 2019-03-08   RTI Surgical Holdings, Inc. 4 A-Award --D 17668.0000 17668.0000 1 0001760173 Common Stock
A 2018-07-13   CareView Communications Inc 4 A-Award --D $250000.0000 1 0001377149 Senior Secured Convertible Note due July 2028
A 2018-02-23   CareView Communications Inc 4 A-Award --D 62500.0000 62500.0000 2 0001377149 Common Stock Warrants (Right to Buy)
A 2018-02-23   CareView Communications Inc 4 A-Award --D $250000.0000 1 0001377149 Senior Secured Convertible Note due 2028
A 2017-02-28   Corindus Vascular Robotics, Inc. 4 P-Purchase --I 7557436.0000 32500478.0000 1 0001528557 Common Stock
- -   Corindus Vascular Robotics, Inc. 3 - --I 24943042.0000 1 0001528557 Common Stock
- -   RTI Surgical Holdings, Inc. 3 - --D 0.0000 1 0001760173 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016