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U.S. Securities and Exchange Commission


Surgical Care Affiliates, Inc. (0001411574)
SIC: 8093 - Services-Specialty Outpatient Facilities, NEC
State location: IL | State of Inc.: DE | Fiscal Year End: 1231
formerly: ASC Acquisition LLC (until 2013-10-29)
Business Address
510 LAKE COOK ROAD
SUITE 400
DEERFIELD IL 60015
847-236-0921
Mailing Address
510 LAKE COOK ROAD
SUITE 400
DEERFIELD IL 60015
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Tatum Lisa Skeete 0001357655 2017-03-24 director
Goulet Kenneth R 0001415516 2017-03-24 director
De Weerdt Tom 0001555624 2017-03-24 officer: Chief Financial Officer
Sachs Michael A 0001650770 2017-03-24 director
GEISER THOMAS C 0001243415 2013-10-30 director
Clark Joseph T 0001317425 2013-10-30 officer: Chief Development Officer
Lane Curtis 0001397642 2013-10-30 director
Mansukani Sharad 0001402190 2013-10-30 director
Sisitsky Todd Benjamin 0001407884 2013-10-30 director
Rhodes Jeffrey K. 0001560940 2013-10-30 director
Hessler Frederick A. 0001587887 2013-10-30 director
Sharff Richard L. Jr. 0001588091 2013-10-30 officer: General Counsel
Rucker Michael A. 0001588247 2013-10-30 officer: Chief Operating Officer
BONDERMAN DAVID 0000860866 2013-10-29 10 percent owner
COULTER JAMES G 0001099776 2013-10-29 10 percent owner
CLEMENS PETER J IV 0001199421 2013-10-29 officer: Chief Financial Officer
HAYEK ANDREW P 0001248908 2013-10-29 officer: Chief Executive Officer
TPG Group Holdings (SBS) Advisors, Inc. 0001495741 2013-10-29 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2017-03-24   Rucker Michael A. 4 D-Return --D 14396.0000 0.0000 12 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 21550.0000 0.0000 11 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 28365.0000 0.0000 10 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 36182.0000 0.0000 9 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 73170.0000 0.0000 8 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 24928.0000 0.0000 7 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 23696.0000 0.0000 6 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 1951.0000 0.0000 5 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 37765.0000 0.0000 4 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 53500.0000 0.0000 3 0001588247 Options to Purchase Common Stock
D 2017-03-24   Rucker Michael A. 4 D-Return --D 66750.0000 0.0000 2 0001588247 Common Stock
D 2017-03-24   Rucker Michael A. 4 U-Tender --D 30934.0000 66750.0000 1 0001588247 Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 8062.0000 0.0000 8 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 12067.0000 0.0000 7 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 15884.0000 0.0000 6 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 21106.0000 0.0000 5 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 24390.0000 0.0000 4 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 6413.0000 0.0000 3 0001588091 Options to Purchase Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 D-Return --D 31913.0000 0.0000 2 0001588091 Common Stock
D 2017-03-24   Sharff Richard L. Jr. 4 U-Tender --D 9076.0000 31913.0000 1 0001588091 Common Stock
D 2017-03-24   Tatum Lisa Skeete 4 D-Return --D 7533.0000 0.0000 1 0001357655 Common Stock
D 2017-03-24   Sachs Michael A 4 D-Return --D 5319.0000 0.0000 1 0001650770 Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 102113.0000 0.0000 9 0001248908 Options to Purchase Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 135682.0000 0.0000 8 0001248908 Options to Purchase Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 182926.0000 0.0000 7 0001248908 Options to Purchase Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 43902.0000 0.0000 6 0001248908 Options to Purchase Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 95605.0000 0.0000 5 0001248908 Options to Purchase Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 22556.0000 0.0000 4 0001248908 Common Stock
D 2017-03-24   HAYEK ANDREW P 4 D-Return --I 230752.0000 0.0000 3 0001248908 Common Stock
D 2017-03-24   HAYEK ANDREW P 4 U-Tender --I 45100.0000 230752.0000 2 0001248908 Common Stock
D 2017-03-24   Goulet Kenneth R 4 D-Return --D 3052.0000 0.0000 1 0001415516 Common Stock
D 2017-03-24   Hessler Frederick A. 4 D-Return --D 8857.0000 0.0000 2 0001587887 Common Stock
D 2017-03-24   Hessler Frederick A. 4 U-Tender --D 15000.0000 8857.0000 1 0001587887 Common Stock
D 2017-03-24   GEISER THOMAS C 4 D-Return --D 9921.0000 0.0000 4 0001243415 Options to Purchase Common Stock
D 2017-03-24   GEISER THOMAS C 4 D-Return --D 10740.0000 0.0000 3 0001243415 Options to Purchase Common Stock
D 2017-03-24   GEISER THOMAS C 4 D-Return --D 11569.0000 0.0000 2 0001243415 Common Stock
D 2017-03-24   GEISER THOMAS C 4 U-Tender --I 69783.0000 0.0000 1 0001243415 Common Stock
D 2017-03-24   De Weerdt Tom 4 D-Return --D 9214.0000 0.0000 4 0001555624 Options to Purchase Common Stock
D 2017-03-24   De Weerdt Tom 4 D-Return --D 13792.0000 0.0000 3 0001555624 Options to Purchase Common Stock
D 2017-03-24   De Weerdt Tom 4 D-Return --D 30336.0000 0.0000 2 0001555624 Common Stock
D 2017-03-24   De Weerdt Tom 4 U-Tender --D 7447.0000 30336.0000 1 0001555624 Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 11516.0000 0.0000 8 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 17237.0000 0.0000 7 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 22692.0000 0.0000 6 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 30152.0000 0.0000 5 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 53658.0000 0.0000 4 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 18292.0000 0.0000 3 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 6098.0000 0.0000 2 0001317425 Options to Purchase Common Stock
D 2017-03-24   Clark Joseph T 4 D-Return --D 61586.0000 0.0000 1 0001317425 Common Stock
D 2017-03-24   Mansukani Sharad 4 D-Return --D 9921.0000 0.0000 2 0001402190 Options to Purchase Common Stock
D 2017-03-24   Mansukani Sharad 4 D-Return --D 11569.0000 0.0000 1 0001402190 Common Stock
D 2017-03-23   HAYEK ANDREW P 4 F-InKind --I 32849.0000 275852.0000 1 0001248908 Common Stock
A 2017-03-15   De Weerdt Tom 4 A-Award --D 105.0000 37783.0000 1 0001555624 Common Stock
D 2017-03-13   HAYEK ANDREW P 4 M-Exempt --I 3124.0000 95605.0000 4 0001248908 Options to Purchase Common Stock
D 2017-03-13   HAYEK ANDREW P 4 S-Sale --I 3124.0000 308701.0000 2 0001248908 Common Stock
A 2017-03-13   HAYEK ANDREW P 4 M-Exempt --I 3124.0000 311825.0000 1 0001248908 Common Stock
D 2017-03-06   HAYEK ANDREW P 4 M-Exempt --I 3124.0000 98729.0000 4 0001248908 Options to Purchase Common Stock
D 2017-03-06   HAYEK ANDREW P 4 S-Sale --I 3124.0000 308701.0000 2 0001248908 Common Stock
A 2017-03-06   HAYEK ANDREW P 4 M-Exempt --I 3124.0000 311825.0000 1 0001248908 Common Stock
A 2017-03-02   Sharff Richard L. Jr. 4 A-Award --D 8062.0000 8062.0000 8 0001588091 Options to Purchase Common Stock
A 2017-03-02   Sharff Richard L. Jr. 4 A-Award --D 6797.0000 40989.0000 2 0001588091 Common Stock
D 2017-03-02   Sharff Richard L. Jr. 4 F-InKind --D 954.0000 34192.0000 1 0001588091 Common Stock
A 2017-03-02   Rucker Michael A. 4 A-Award --D 14396.0000 14396.0000 12 0001588247 Options to Purchase Common Stock
A 2017-03-02   Rucker Michael A. 4 A-Award --D 12138.0000 97684.0000 2 0001588247 Common Stock
D 2017-03-02   Rucker Michael A. 4 F-InKind --D 1713.0000 85546.0000 1 0001588247 Common Stock
A 2017-03-02   HAYEK ANDREW P 4 A-Award --I 39725.0000 308701.0000 2 0001248908 Common Stock
D 2017-03-02   HAYEK ANDREW P 4 F-InKind --I 6560.0000 268976.0000 1 0001248908 Common Stock
A 2017-03-02   De Weerdt Tom 4 A-Award --D 9214.0000 9214.0000 4 0001555624 Options to Purchase Common Stock
A 2017-03-02   De Weerdt Tom 4 A-Award --D 7768.0000 37678.0000 2 0001555624 Common Stock
D 2017-03-02   De Weerdt Tom 4 F-InKind --D 1097.0000 29910.0000 1 0001555624 Common Stock
A 2017-03-02   Clark Joseph T 4 A-Award --D 11516.0000 11516.0000 9 0001317425 Options to Purchase Common Stock
A 2017-03-02   Clark Joseph T 4 A-Award --D 9710.0000 61586.0000 2 0001317425 Common Stock
D 2017-03-02   Clark Joseph T 4 F-InKind --D 1246.0000 51876.0000 1 0001317425 Common Stock
A 2017-03-02   Tatum Lisa Skeete 4 A-Award --D 1059.0000 7533.0000 1 0001357655 Common Stock
A 2017-03-02   Sachs Michael A 4 A-Award --D 1059.0000 5319.0000 1 0001650770 Common Stock
A 2017-03-02   Mansukani Sharad 4 A-Award --D 1059.0000 11569.0000 1 0001402190 Common Stock
A 2017-03-02   Hessler Frederick A. 4 A-Award --D 1059.0000 23857.0000 1 0001587887 Common Stock
A 2017-03-02   Goulet Kenneth R 4 A-Award --D 1059.0000 3052.0000 1 0001415516 Common Stock
A 2017-03-02   GEISER THOMAS C 4 A-Award --D 1059.0000 11569.0000 1 0001243415 Common Stock
D 2017-02-27   HAYEK ANDREW P 4 M-Exempt --I 3124.0000 101853.0000 4 0001248908 Options to Purchase Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016