U.S. Securities & Exchange Commission
SEC Seal
Home | Search Home | Latest Filings | Previous Page
U.S. Securities and Exchange Commission


DUOS TECHNOLOGIES GROUP, INC. (0001396536)
SIC: 7372 - Services-Prepackaged Software
State location: FL | State of Inc.: FL | Fiscal Year End: 1231
formerly: DUOS TECHNOLOGY GROUP, INC. (until 2015-08-19)
formerly: INFORMATION SYSTEMS ASSOCIATES, INC. (until 2015-06-29)
Business Address
7660 CENTURION PARKWAY
SUITE 100
JACKSONVILLE FL 32256
904-296-2807
 Mailing Address
7660 CENTURION PARKWAY
SUITE 100
JACKSONVILLE FL 32256
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
King Christopher T. 0002049490 2025-01-01 officer: CHIEF OPERATING OFFICER
Lonegro Frank A 0001653042 2023-07-19 director
EHRMAN KENNETH S 0001107329 2023-03-31 director
MAVROMMATIS NED 0001113291 2023-03-31 director
Nixon James Craig 0001879177 2023-03-31 director
Murphy Andrew Winslow 0001953258 2022-12-08 officer: CFO
Goldfarb Adrian Graham 0001427103 2022-12-07 other: Former CFO
Ferry Charles Parker 0001821811 2022-05-19 director, officer: Chief Executive Officer
Harris Edmond L 0001728038 2020-11-19 director
Bleichroeder LP 0001781002 2020-02-13 10 percent owner
21 APRIL FUND, LTD. 0001459708 2019-09-25 10 percent owner
PESSIN NORMAN H 0000923666 2019-03-14 10 percent owner
PESSIN SANDRA F 0000936979 2019-03-14 10 percent owner
Pessin Brian L. 0001582758 2019-03-14 10 percent owner
Weeks Connie L. 0001739897 2018-05-09 officer: Chief Accounting Officer
Fonda Blair Madison 0001737486 2018-04-03 director, other: Audit Committee Chairman
Arcaini Gianni B 0001651718 2016-05-18 director, officer: Chairman & CEO
Mulder Fred J. 0001434593 2015-08-13 director
van Thiel Gijsbert FJ 0001671444 2015-08-13 director
Glodek Joseph Scott 0001671489 2015-08-13 director
LESME DOM 0001467770 2011-01-06 director, officer: President


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2025-01-01   King Christopher T. 4 A-Award --D 225000.0000 225000.0000 1 0002049490 Common Stock, $0.001 par value
A 2025-01-01   Goldfarb Adrian Graham 4 A-Award --D 441275.0000 441275.0000 1 0001427103 Common Stock, $0.001 par value
A 2024-12-31   Ferry Charles Parker 4 J-Other --D 37889.0000 0.0000 6 0001821811 Options to Purchase Common Stock
A 2024-12-31   Ferry Charles Parker 4 J-Other --D 100000.0000 0.0000 5 0001821811 Options to Purchase Common Stock
A 2024-12-31   Ferry Charles Parker 4 J-Other --D 100000.0000 0.0000 4 0001821811 Options to Purchase Common Stock
D 2024-12-31   Goldfarb Adrian Graham 4 J-Other --D 28417.0000 0.0000 6 0001427103 Options to Purchase Common Stock
D 2024-12-31   Goldfarb Adrian Graham 4 J-Other --D 75000.0000 0.0000 5 0001427103 Options to Purchase Common Stock
D 2024-12-31   Goldfarb Adrian Graham 4 J-Other --D 18929.0000 0.0000 4 0001427103 Options to Purchase Common Stock
D 2024-12-31   Goldfarb Adrian Graham 4 J-Other --D 18929.0000 0.0000 3 0001427103 Options to Purchase Common Stock
A 2024-12-31   Ferry Charles Parker 4 A-Award -ED 1116.0000 3374.0000 1 0001821811 Common Stock, $0.001 par value
A 2024-12-31   Goldfarb Adrian Graham 4 A-Award -ED 477.0000 11062.0000 1 0001427103 Common Stock, $0.001 par value
A 2024-12-31   Nixon James Craig 4 A-Award --D 2112.0000 54425.0000 1 0001879177 Common Stock, $0.001 par value
A 2024-12-31   MAVROMMATIS NED 4 A-Award --D 1268.0000 34575.0000 1 0001113291 Common Stock, $0.001 par value
A 2024-12-31   EHRMAN KENNETH S 4 A-Award --D 2112.0000 69896.0000 1 0001107329 Common Stock, par value $0.001
A 2024-12-31   Lonegro Frank A 4 A-Award --D 1690.0000 15768.0000 1 0001653042 Common Stock, $0.001 par value
A 2024-09-30   Lonegro Frank A 4 A-Award --D 3396.0000 14078.0000 1 0001653042 Common Stock, $0.001 par value
A 2024-09-30   EHRMAN KENNETH S 4 A-Award --D 4245.0000 67784.0000 1 0001107329 Common Stock, par value $0.001
A 2024-09-30   MAVROMMATIS NED 4 A-Award --D 2547.0000 33307.0000 1 0001113291 Common Stock, $0.001 par value
A 2024-09-30   Nixon James Craig 4 A-Award --D 4245.0000 52313.0000 1 0001879177 Common Stock, $0.001 par value
A 2024-09-19   Bleichroeder LP 4 J-Other --I 12500.0000 12500.0000 9 0001781002 Series E Convertible Preferred Stock
D 2024-09-19   Bleichroeder LP 4 J-Other --I 12500.0000 0.0000 8 0001781002 Series E Convertible Preferred Stock
D 2024-09-19   Bleichroeder LP 4 X-InTheMoney --I 44644.0000 0.0000 7 0001781002 Warrants to Purchase Common Stock
D 2024-09-19   Bleichroeder LP 4 X-InTheMoney --I 300000.0000 0.0000 6 0001781002 Warrants to Purchase Common Stock
A 2024-09-19   Bleichroeder LP 4 J-Other --I 44644.0000 44644.0000 5 0001781002 Warrants to Purchase Common Stock
A 2024-09-19   Bleichroeder LP 4 J-Other --I 300000.0000 300000.0000 4 0001781002 Warrants to Purchase Common Stock
D 2024-09-19   Bleichroeder LP 4 J-Other --I 44644.0000 0.0000 3 0001781002 Warrants to Purchase Common Stock
D 2024-09-19   Bleichroeder LP 4 J-Other --I 300000.0000 0.0000 2 0001781002 Warrants to Purchase Common Stock
A 2024-09-19   Bleichroeder LP 4 X-InTheMoney --I 344644.0000 1627806.0000 1 0001781002 Common Stock
A 2024-07-22   Bleichroeder LP 4 P-Purchase --I 300000.0000 300000.0000 1 0001781002 Warrants to Purchase Common Stock
A 2024-06-28   Ferry Charles Parker 4 A-Award -ED 1183.0000 2258.0000 1 0001821811 Common Stock, $0.001 par value
A 2024-06-28   Goldfarb Adrian Graham 4 A-Award --D 506.0000 10585.0000 1 0001427103 Common Stock, $0.001 par value
A 2024-06-28   EHRMAN KENNETH S 4 A-Award --D 4424.0000 63539.0000 1 0001107329 Common Stock, par value $0.001
A 2024-06-28   Lonegro Frank A 4 A-Award --D 3539.0000 10682.0000 1 0001653042 Common Stock, $0.001 par value
A 2024-06-28   Nixon James Craig 4 A-Award --D 4424.0000 48068.0000 4 0001879177 Common Stock, $0.001 par value
A 2024-06-28   MAVROMMATIS NED 4 A-Award --D 2654.0000 30760.0000 1 0001113291 Common Stock, $0.001 par value
A 2024-05-29   Nixon James Craig 4 A-Award --D 1000.0000 43644.0000 3 0001879177 Common Stock, $0.001 par value
A 2024-05-22   Nixon James Craig 4 A-Award --D 1000.0000 42644.0000 2 0001879177 Common Stock, $0.001 par value
A 2024-05-21   Ferry Charles Parker 4 P-Purchase --D 3773.0000 9773.0000 1 0001821811 Common Stock, $0.001 par value
A 2024-05-17   Nixon James Craig 4 A-Award --D 1000.0000 41644.0000 1 0001879177 Common Stock, $0.001 par value
A 2024-03-28   EHRMAN KENNETH S 4 A-Award --D 1731.0000 59115.0000 1 0001107329 Common Stock, par value $0.001
A 2024-03-28   Lonegro Frank A 4 A-Award --D 2308.0000 7143.0000 1 0001653042 Common Stock, $0.001 par value
A 2024-03-28   Nixon James Craig 4 A-Award --D 2885.0000 40644.0000 1 0001879177 Common Stock, $0.001 par value
A 2024-03-28   MAVROMMATIS NED 4 A-Award --D 1731.0000 28106.0000 1 0001113291 Common Stock, $0.001 par value
A 2024-03-22   Bleichroeder LP 4 P-Purchase --I 1000.0000 12500.0000 1 0001781002 Series E Convertible Preferred Stock
A 2024-01-01   Ferry Charles Parker 4 A-Award --D 552889.0000 522889.0000 1 0001821811 Common Stock, $0.001 par value
A 2023-12-29   Ferry Charles Parker 4 A-Award -ED 1075.0000 1075.0000 1 0001821811 Common Stock, $0.001 par value
A 2023-12-29   Murphy Andrew Winslow 4 A-Award -ED 911.0000 3199.0000 1 0001953258 Common Stock, $0.001 par value
A 2023-12-29   EHRMAN KENNETH S 4 A-Award --D 2446.0000 57384.0000 1 0001107329 Common Stock, par value $0.001
A 2023-12-29   Lonegro Frank A 4 A-Award --D 3262.0000 4835.0000 1 0001653042 Common Stock, $0.001 par value
A 2023-12-29   Nixon James Craig 4 A-Award --D 4077.0000 37759.0000 1 0001879177 Common Stock, $0.001 par value
A 2023-12-29   MAVROMMATIS NED 4 A-Award --D 2446.0000 26375.0000 1 0001113291 Common Stock, $0.001 par value
A 2023-11-10   Bleichroeder LP 4 P-Purchase --I 2500.0000 11500.0000 3 0001781002 Series E Convertible Preferred Stock
A 2023-11-10   Bleichroeder LP 4 P-Purchase --I 5000.0000 9000.0000 2 0001781002 Series E Convertible Preferred Stock
D 2023-11-10   Bleichroeder LP 4 S-Sale --I 5000.0000 0.0000 1 0001781002 Series F Convertible Preferred Stock
A 2023-09-30   Nixon James Craig 4 A-Award --D 2437.0000 33682.0000 1 0001879177 Common Stock, $0.001 par value
A 2023-09-30   MAVROMMATIS NED 4 A-Award --D 1463.0000 23929.0000 1 0001113291 Common Stock, $0.001 par value
A 2023-09-30   EHRMAN KENNETH S 4 A-Award --D 2437.0000 54938.0000 1 0001107329 Common Stock, par value $0.001
A 2023-09-30   Lonegro Frank A 4 A-Award --D 1573.0000 1573.0000 1 0001653042 Common Stock, $0.001 par value
A 2023-08-01   Bleichroeder LP 4 P-Purchase --I 5000.0000 5000.0000 1 0001781002 Series F Convertible Preferred Stock
A 2023-06-30   Murphy Andrew Winslow 4 A-Award -ED 1538.0000 2288.0000 1 0001953258 Common Stock, $0.001 par value
A 2023-06-30   EHRMAN KENNETH S 4 A-Award --D 2171.0000 52501.0000 1 0001107329 Common Stock, par value $0.001
A 2023-06-30   MAVROMMATIS NED 4 A-Award --D 1303.0000 22466.0000 1 0001113291 Common Stock, $0.001 par value
A 2023-06-30   Nixon James Craig 4 A-Award --D 2171.0000 31245.0000 1 0001879177 Common Stock, $0.001 par value
A 2023-04-01   Murphy Andrew Winslow 4 A-Award --D 30311.0000 30311.0000 2 0001953258 Options to Purchase Shares of Common Stock
A 2023-04-01   Ferry Charles Parker 4 A-Award --D 37889.0000 37889.0000 2 0001821811 Options to Purchase Shares of Common Stock
A 2023-03-31   Nixon James Craig 4 A-Award --D 4794.0000 29074.0000 1 0001879177 Common Stock, $0.001 par value
A 2023-03-31   EHRMAN KENNETH S 4 A-Award --D 4794.0000 50330.0000 1 0001107329 Common Stock, par value $0.001
A 2023-03-31   MAVROMMATIS NED 4 A-Award --D 2876.0000 21163.0000 1 0001113291 Common Stock, $0.001 par value
A 2023-03-27   Bleichroeder LP 4/A P-Purchase --I 4000.0000 4000.0000 1 0001781002 Series E Convertible Preferred Stock
A 2023-03-27   Bleichroeder LP 4 P-Purchase --I 1000.0000 4000.0000 1 0001781002 Series E Convertible Preferred Stock
A 2022-12-30   Harris Edmond L 4 A-Award --D 2178.0000 13932.0000 1 0001728038 Common Stock, $0.001 par value
A 2022-12-30   Nixon James Craig 4 A-Award --D 5445.0000 24280.0000 4 0001879177 Common Stock, $0.001 par value
A 2022-12-30   MAVROMMATIS NED 4 A-Award --D 3267.0000 18287.0000 1 0001113291 Common Stock, $0.001 par value
A 2022-12-30   EHRMAN KENNETH S 4 A-Award --D 5445.0000 45536.0000 1 0001107329 Common Stock, par value $0.001
A 2022-12-15   Nixon James Craig 4 A-Award --D 3000.0000 18835.0000 3 0001879177 Common Stock, $0.001 par value
A 2022-12-15   Murphy Andrew Winslow 4 A-Award --D 125.0000 750.0000 1 0001953258 Common Stock, $0.001 par value
A 2022-12-09   Nixon James Craig 4 A-Award --D 1500.0000 15835.0000 2 0001879177 Common Stock, $0.001 par value
A 2022-12-08   Murphy Andrew Winslow 4 A-Award --D 200.0000 625.0000 1 0001953258 Common Stock, $0.001 par value
A 2022-12-07   Nixon James Craig 4 A-Award --D 1500.0000 14335.0000 1 0001879177 Common Stock, $0.001 par value
A 2022-12-07   Goldfarb Adrian Graham 4 A-Award --D 293.0000 6831.0000 1 0001427103 Common Stock, $0.001 par value

http://www.sec.gov/cgi-bin/own-disp

Home | Search Home | Previous Page
Modified: 04/22/2016