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U.S. Securities and Exchange Commission


ReShape Weightloss Inc. (0001371217)
SIC: 3845 - Electromedical & Electrotherapeutic Apparatus
State location: CA | State of Inc.: DE | Fiscal Year End: 1231
formerly: EnteroMedics Inc (until 2017-10-17)
formerly: ReShape Lifesciences Inc. (until 2021-06-17)
Business Address
1001 CALLE AMANECER
SAN CLEMENTE CA 92673
9494296680
 Mailing Address
1001 CALLE AMANECER
SAN CLEMENTE CA 92673
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
STANKOVICH THOMAS 0001181166 2020-09-16 officer: Chief Financial Officer
ARMISTICE CAPITAL, LLC 0001601086 2019-06-13 10 percent owner
Armistice Capital Master Fund Ltd. 0001633584 2019-06-13 10 percent owner
Boyd Steven 0001706140 2019-06-13 10 percent owner
Bandy Barton P. 0001773309 2019-04-01 officer: President and CEO
SABBY MANAGEMENT, LLC 0001535610 2019-01-15 10 percent owner
MINOCHERHOMJEE ARDA PHD 0001288238 2018-08-13 director
Haggerty Robert C. 0001722080 2017-11-08 officer: VP, U.S. Commercial Sales
Scott Amy L. 0001722114 2017-11-08 officer: VP, Marketing & Patient Access
Schmalz Deborah L. 0001722231 2017-11-08 officer: VP, Clinical, Reg Aff. & Qual.
Healey Joseph Patrick 0001343779 2017-10-03 10 percent owner
Cohen Arthur Bruce 0001343780 2017-10-03 10 percent owner
HealthCor Partners GP, LLC 0001519460 2017-10-03 10 percent owner
HealthCor Partners Management LP 0001519462 2017-10-03 10 percent owner
HealthCor Partners Management GP, LLC 0001519463 2017-10-03 10 percent owner
Lightcap Jeffrey C 0001519465 2017-10-03 10 percent owner
HealthCor Partners Fund II, L.P. 0001538581 2017-10-03 10 percent owner
Mashaal Michael Y 0001642607 2017-10-03 director
HealthCor Partners II, L.P. 0001643094 2017-10-03 10 percent owner
Nihalani Rajesh 0001707234 2017-05-22 officer: Chief Technology Officer
YOUNGSTROM SCOTT P 0001224185 2016-10-03 officer: CFO & CCO
BLACKFORD GARY 0001156320 2016-08-15 director
GOLDFISCHER CARL 0001110780 2016-05-04 director
Hickey Paul F. 0001664114 2016-01-18 officer: SVP of Mktg & Reimb
Ansari Naqeeb A. 0001663861 2016-01-06 officer: SVP of Sales
GLADNEY DAN W 0001224184 2015-11-02 director, officer: Chief Executive Officer
McDougal Lori Courtney 0001649837 2015-07-31 director
Shikora Scott A 0001643589 2015-06-01 officer: EVP & Chief Medical Officer
Hancock Bradford C 0001642025 2015-05-06 officer: Chief Commercial Officer
DeLange Peter M. 0001663746 2015-01-18 officer: SVP, Ops & Bus Dev
KOHLER GARY S 0001045714 2011-09-23 other: See Remarks Below
Whitebox Small Cap Long Short Equity Partners LP 0001296973 2011-09-23 10 percent owner, other: See Remarks Below
Jansz Anthony P. 0001519772 2011-05-05 director
DOUGLAS KEVIN 0001132859 2011-04-13 10 percent owner
DOUGLAS FAMILY TRUST 0001268474 2011-04-13 10 percent owner
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 0001268475 2011-04-13 10 percent owner
Douglas Michelle 0001348445 2011-04-13 10 percent owner
MMD 2010 Annuity Trust VI 0001518639 2011-04-13 10 percent owner
KGD 2010 Annuity Trust VI 0001518640 2011-04-13 10 percent owner
Tweden Katherine S. 0001515023 2011-03-10 officer: Vice Pres-Research & Clinical
HFR MASTER TRUSTS 0001162431 2011-03-07 10 percent owner, other: See Remarks Below
WHITEBOX ADVISORS LLC 0001257391 2011-03-07 10 percent owner, other: See Remarks below
Whitebox Small Cap Long Short Equity Advisors, LLC 0001306165 2011-03-07 10 percent owner, other: See Remarks Below
Pandora Select Partners, L.P. 0001311923 2011-03-07 10 percent owner, other: See Remarks Below
Whitebox Multi-Strategy Partners LP 0001452149 2011-03-07 10 percent owner, other: See Remarks Below
MARXE AUSTIN W & GREENHOUSE DAVID M 0001044321 2010-12-09 10 percent owner
Hudson Bay Fund LP 0001354129 2009-10-02 10 percent owner
Hudson Bay Capital Management, L.P. 0001393825 2009-10-02 10 percent owner
Hudson Bay Overseas Fund Ltd. 0001416398 2009-10-02 10 percent owner
Gerber Sander 0001416593 2009-10-02 10 percent owner
Tremmel Jon T 0001454715 2009-01-28 director
BOICH MICHAEL D 0000902215 2007-11-14 10 percent owner
KLINGENSTEIN PAUL H 0000935463 2007-11-14 director, 10 percent owner
HARRISON DONALD C 0001106510 2007-11-14 director
GADICKE ANSBERT 0001134655 2007-11-14 10 percent owner
EVNIN LUKE 0001134657 2007-11-14 director, 10 percent owner
STEINMETZ MICHAEL 0001166285 2007-11-14 10 percent owner
MPM BIOVENTURES III LP 0001173408 2007-11-14 10 percent owner
MPM BIOVENTURES III QP LP 0001173409 2007-11-14 10 percent owner
CASH HARVEY B 0001198704 2007-11-14 10 percent owner
TETI NICHOLAS 0001200882 2007-11-14 director
GIANOS PHILIP T 0001207831 2007-11-14 10 percent owner
ORONSKY ARNOLD L 0001207833 2007-11-14 10 percent owner
LEA GREGORY S 0001218536 2007-11-14 officer: Sr Vice Pres and CFO
SIMON NICHOLAS J III 0001221595 2007-11-14 10 percent owner
KNUDSON MARK B 0001243513 2007-11-14 director, officer: Chrmn, Pres & CEO
GRIFFIN BOBBY IVAN 0001244288 2007-11-14 director
MPM BIOVENTURES III PARALLEL FUND, LP 0001249063 2007-11-14 10 percent owner
MPM BIOVENTURES III GMBH & CO. Beteiligungs KG 0001249133 2007-11-14 10 percent owner
MPM BIOVENTURES III GP LP 0001249143 2007-11-14 10 percent owner
MPM BIOVENTURES III LLC 0001249147 2007-11-14 10 percent owner
HENNER DENNIS 0001249153 2007-11-14 10 percent owner
GALAKATOS NICHOLAS 0001252522 2007-11-14 10 percent owner
WHEELER KURT 0001252525 2007-11-14 10 percent owner
MPM ASSET MANAGEMENT INVESTORS 2002 BVIII LLC 0001264828 2007-11-14 10 percent owner
NASR KHALED 0001276600 2007-11-14 10 percent owner
SWEENEY MICHAEL B 0001278091 2007-11-14 10 percent owner
BAY CITY CAPITAL LLC 0001288452 2007-11-14 10 percent owner
Kliman Gilbert H 0001293171 2007-11-14 10 percent owner
Holmes W Stephen 0001293923 2007-11-14 10 percent owner
Rosch Thomas L 0001293928 2007-11-14 10 percent owner
Ehrlich Christopher B 0001293973 2007-11-14 10 percent owner
Nash H Ronald 0001294107 2007-11-14 10 percent owner
CLEVELAND BRUCE A 0001333063 2007-11-14 10 percent owner
BAY CITY CAPITAL FUND IV CO INVESMENT FUND LP 0001333817 2007-11-14 10 percent owner
ABERDARE II ANNEX FUND L P 0001352036 2007-11-14 10 percent owner
Bay City Capital Management IV LLC 0001359070 2007-11-14 10 percent owner
Bay City Capital Fund IV, L.P. 0001360243 2007-11-14 10 percent owner
Pepper Douglas A 0001381839 2007-11-14 10 percent owner
Westerlind Victor A 0001381840 2007-11-14 10 percent owner
Kjellson Nina S 0001381980 2007-11-14 10 percent owner
Koskinas Ellen E 0001381981 2007-11-14 director, 10 percent owner
InterWest Management Partners IX, LLC 0001398927 2007-11-14 10 percent owner
InterWest Partners IX, LP 0001398928 2007-11-14 10 percent owner
FRIEDMAN CATHY 0001411874 2007-11-14 director
Grais Linda S 0001413306 2007-11-14 10 percent owner
Donders Adrianus 0001418072 2007-11-14 officer: Sr Vice Pres of Operations
Aberdare Ventures II (Bermuda), L.P. 0001418075 2007-11-14 10 percent owner
Aberdare GP II, L.L.C. 0001418078 2007-11-14 10 percent owner
Aberdare Ventures II, L.P. 0001418079 2007-11-14 10 percent owner
Felkey Russ 0001418126 2007-11-14 officer: Sr VP-Clinical,Qual&RegAffair


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2021-06-15   STANKOVICH THOMAS 4 D-Return --D 4635.0000 0.0000 1 0001181166 Common Stock, $0.001 par value per share
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 14 0001601086 Warrant
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 1000000.0000 0.0000 13 0001601086 Warrant
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 12 0001601086 Warrant
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 4000000.0000 0.0000 11 0001601086 Warrant
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 10 0001601086 Series G Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 1200000.0000 0.0000 9 0001601086 Series G Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 8 0001601086 Series G Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 1200000.0000 0.0000 7 0001601086 Series G Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 6 0001601086 Series E Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 2625000.0000 0.0000 5 0001601086 Series E Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 4 0001601086 Series A Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 2625000.0000 0.0000 3 0001601086 Series A Warrants
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 0.0000 2 0001601086 Common Stock
D 2021-06-15   ARMISTICE CAPITAL, LLC 4 J-Other --D 5330277.0000 0.0000 1 0001601086 Common Stock
A 2020-12-04   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5330277.0000 4 0001601086 Common Stock
A 2020-12-04   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 5400.0000 5330277.0000 3 0001601086 Common Stock
A 2020-12-02   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5324877.0000 2 0001601086 Common Stock
A 2020-12-02   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 5324877.0000 1 0001601086 Common Stock
A 2020-11-17   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5323877.0000 4 0001601086 Common Stock
A 2020-11-17   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 187.0000 5323877.0000 3 0001601086 Common Stock
A 2020-11-13   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5323690.0000 2 0001601086 Common Stock
A 2020-11-13   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 790.0000 5323690.0000 1 0001601086 Common Stock
A 2020-11-10   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5322900.0000 2 0001601086 Common Stock
A 2020-11-10   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 2400.0000 5322900.0000 1 0001601086 Common Stock
A 2020-11-02   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5320500.0000 2 0001601086 Common Stock
A 2020-11-02   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 3100.0000 5320500.0000 1 0001601086 Common Stock
A 2020-09-23   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5317400.0000 4 0001601086 Common Stock
A 2020-09-23   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 5317400.0000 3 0001601086 Common Stock
A 2020-09-23   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5316400.0000 2 0001601086 Common Stock
A 2020-09-23   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 5316400.0000 1 0001601086 Common Stock
A 2020-09-22   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5315400.0000 6 0001601086 Common Stock
A 2020-09-22   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 5315400.0000 5 0001601086 Common Stock
A 2020-09-21   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5314400.0000 4 0001601086 Common Stock
A 2020-09-21   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 300.0000 5314400.0000 3 0001601086 Common Stock
A 2020-09-18   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5314100.0000 2 0001601086 Common Stock
A 2020-09-18   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 2000.0000 5314100.0000 1 0001601086 Common Stock
A 2020-09-16   STANKOVICH THOMAS 4 P-Purchase --D 530.0000 4635.0000 1 0001181166 Common Stock
A 2020-09-16   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5312100.0000 2 0001601086 Common Stock
A 2020-09-16   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 100.0000 5312100.0000 1 0001601086 Common Stock
A 2020-09-14   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 1200000.0000 4 0001601086 Series G Warrants
A 2020-09-14   ARMISTICE CAPITAL, LLC 4 J-Other --D 1200000.0000 1200000.0000 3 0001601086 Series G Warrants
A 2020-08-20   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5312000.0000 8 0001601086 Common Stock
A 2020-08-20   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 2000.0000 5312000.0000 7 0001601086 Common Stock
A 2020-08-19   STANKOVICH THOMAS 4 P-Purchase --D 4105.0000 4105.0000 1 0001181166 Common Stock
A 2020-08-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5310000.0000 6 0001601086 Common Stock
A 2020-08-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 5310000.0000 5 0001601086 Common Stock
A 2020-08-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5309000.0000 4 0001601086 Common Stock
A 2020-08-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 998.0000 5309000.0000 3 0001601086 Common Stock
A 2020-08-18   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5308002.0000 2 0001601086 Common Stock
A 2020-08-18   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 6000.0000 5308002.0000 1 0001601086 Common Stock
A 2020-07-17   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 5302002.0000 2 0001601086 Common Stock
A 2020-07-17   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 4500.0000 5302002.0000 1 0001601086 Common Stock
D 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --I 0.0000 0.0000 8 0001601086 Series F Prefunded Warrants
D 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --D 2569167.0000 0.0000 7 0001601086 Series F Prefunded Warrants
D 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --I 0.0000 0.0000 6 0001601086 Series C Prefunded Warrants
D 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --D 2516667.0000 0.0000 5 0001601086 Series C Prefunded Warrants
A 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --I 0.0000 5297502.0000 4 0001601086 Common Stock
A 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --D 2569167.0000 5297502.0000 3 0001601086 Common Stock
A 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --I 0.0000 2728335.0000 2 0001601086 Common Stock
A 2020-04-13   ARMISTICE CAPITAL, LLC 4 X-InTheMoney --D 2516667.0000 2728335.0000 1 0001601086 Common Stock
A 2020-03-25   ARMISTICE CAPITAL, LLC 4 J-Other --I 0.0000 1200000.0000 2 0001601086 Series G Warrants
A 2020-03-25   ARMISTICE CAPITAL, LLC 4 J-Other --D 1200000.0000 1200000.0000 1 0001601086 Series G Warrants
A 2020-01-29   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 211668.0000 4 0001601086 Common Stock
A 2020-01-29   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 2000.0000 211668.0000 3 0001601086 Common Stock
A 2020-01-29   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 209668.0000 2 0001601086 Common Stock
A 2020-01-29   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 209668.0000 1 0001601086 Common Stock
A 2019-12-20   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 208668.0000 4 0001601086 Common Stock
A 2019-12-20   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 3048.0000 208668.0000 3 0001601086 Common Stock
A 2019-12-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 205620.0000 2 0001601086 Common Stock
A 2019-12-19   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 9000.0000 205620.0000 1 0001601086 Common Stock
A 2019-12-16   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 196620.0000 2 0001601086 Common Stock
A 2019-12-16   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 3000.0000 196620.0000 1 0001601086 Common Stock
A 2019-12-11   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 193620.0000 6 0001601086 Common Stock
A 2019-12-11   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 452.0000 193620.0000 5 0001601086 Common Stock
A 2019-12-09   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 193168.0000 4 0001601086 Common Stock
A 2019-12-09   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1000.0000 193168.0000 3 0001601086 Common Stock
A 2019-12-09   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 192168.0000 2 0001601086 Common Stock
A 2019-12-09   ARMISTICE CAPITAL, LLC 4 P-Purchase --D 1071.0000 192168.0000 1 0001601086 Common Stock
A 2019-12-06   ARMISTICE CAPITAL, LLC 4 P-Purchase --I 0.0000 191097.0000 8 0001601086 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016