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U.S. Securities and Exchange Commission


22nd Century Group, Inc. (0001347858)
SIC: 2111 - Cigarettes
State location: NY | State of Inc.: NV | Fiscal Year End: 1231
formerly: Touchstone Mining LTD (until 2010-11-02)
Business Address
8560 MAIN STREET
SUITE 4
WILLIAMSVILLE NY 14221
(716) 270-1523
 Mailing Address
8560 MAIN STREET
SUITE 4
WILLIAMSVILLE NY 14221
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
FIRESTONE LAWRENCE 0001112888 2025-03-10 director, officer: Chief Executive Officer
SALHANY LUCILLE S 0001231076 2025-03-10 director
Johnson Anthony L. 0001880142 2025-03-10 director
MANFREDONIA ROBERT P 0001761643 2024-08-01 officer: EVP of Sales and Marketing
Marion Arvil S. 0002039286 2024-07-01 officer: VP of Mfg. Operations
Otto Daniel A 0002020253 2024-04-06 officer: Chief Financial Officer
Staffeldt Jonathan 0002020416 2024-04-06 officer: VP and Deputy General Counsel
Arno Andrew 0001472122 2023-07-19 director
FRANZINO JOHN 0001813820 2023-03-19 officer: Chief Administrative Officer
MISH JAMES A 0001814203 2023-03-19 director, officer: Chief Executive Officer
Ferola Peter 0001465497 2023-02-27 officer: Chief Legal Officer
Miller John J 0001954460 2022-11-11 officer: President, Tobacco
Kinsman Robert Hugh 0001940772 2022-06-15 officer: Chief Financial Officer
FLEET CLIFFORD B 0001592081 2021-12-29 director
Fitzgerald Richard F 0001459933 2021-11-15 officer: Chief Financial Officer
Koganov Michael 0001825428 2020-10-30 director
O'BRIEN ROGER D 0001800264 2020-01-10 director
Jentsch Andrea S 0001795049 2019-12-03 officer: Chief Financial Officer
ZERCHER MICHAEL 0001779921 2019-06-10 officer: Chief Operating Officer
Swauger James E. 0001722086 2017-10-31 officer: Senior VP-Science & Regulatory
RUSHTON PAUL 0001655330 2015-10-07 officer: VP of Plant Biotechnology
SULLIVAN NORA B 0001057067 2015-05-18 director
JAMES THOMAS L. 0001608342 2014-05-12 officer: VP, General Counsel & Sec'y.
SANDERS RICHARD M. 0001593976 2013-12-09 director
Clearwater Partners, LLC 0001512238 2013-11-06 10 percent owner
BRODFUEHRER JOHN T 0001573515 2013-04-01 officer: CFO & Treasurer
TOMASELLO ANGELO J 0001512688 2011-09-21 10 percent owner
KATZ STEVEN 0001202928 2011-04-01 director
Moynihan Michael Robert 0001508751 2011-04-01 officer: Vice President of R&D
Pandolfino Joseph 0001508752 2011-04-01 director, officer: Chief Executive Officer
SICIGNANO HENRY III 0001508753 2011-04-01 director, officer: President, Secretary
RIDER CHARLES ANTHONY 0001510571 2011-04-01 officer: CFO and Treasurer
Dunn Joseph A 0001522460 2011-04-01 director
Cornell James W 0001523111 2011-04-01 director
SAFFIRE RICHARD G 0001512355 2011-01-25 10 percent owner
RECTOR DAVID 0001167113 2010-11-22 director, officer: CEO, CFO, Pres/Sec & Treasurer
Asirwatham Ronald 0001506132 2010-11-22 director, officer: CEO, CFO, Pres/Sec & Treasurer
Warman Nanuk 0001381979 2010-09-08 director, 10 percent owner, officer: CEO, CFO, President, other: Secretary & Treasurer


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2025-03-10   Johnson Anthony L. 4 A-Award --D 7416.0000 7416.0000 2 0001880142 Non-Qualified Stock Option
A 2025-03-10   Johnson Anthony L. 4 A-Award --D 2472.0000 2479.0000 1 0001880142 Common Stock
A 2025-03-10   SALHANY LUCILLE S 4 A-Award --D 7416.0000 7416.0000 2 0001231076 Non-Qualified Stock Option
A 2025-03-10   SALHANY LUCILLE S 4 A-Award --D 2472.0000 2477.0000 1 0001231076 Common Stock
A 2025-03-10   Arno Andrew 4 A-Award --D 12713.0000 12713.0000 2 0001472122 Non-Qualified Stock Option
A 2025-03-10   Arno Andrew 4 A-Award --D 4237.0000 4284.0000 1 0001472122 Common Stock
A 2025-03-10   FIRESTONE LAWRENCE 4 A-Award --D 90043.0000 90043.0000 2 0001112888 Stock option (right to buy)
A 2025-03-10   FIRESTONE LAWRENCE 4 A-Award --D 30014.0000 30416.0000 1 0001112888 Common Stock
A 2025-03-10   MANFREDONIA ROBERT P 4 A-Award --D 43698.0000 43698.0000 2 0001761643 Stock option (right to buy)
A 2025-03-10   MANFREDONIA ROBERT P 4 A-Award --D 14565.0000 14565.0000 1 0001761643 Common Stock
A 2025-03-10   Staffeldt Jonathan 4 A-Award --D 50054.0000 50054.0000 2 0002020416 Stock option (right to buy)
A 2025-03-10   Staffeldt Jonathan 4 A-Award --D 16684.0000 16690.0000 1 0002020416 Common Stock
A 2025-03-10   Otto Daniel A 4 A-Award --D 50054.0000 50054.0000 2 0002020253 Stock option (right to buy)
A 2025-03-10   Otto Daniel A 4 A-Award --D 16684.0000 16686.0000 1 0002020253 Common Stock
A 2025-03-10   Marion Arvil S. 4 A-Award --D 43698.0000 43698.0000 2 0002039286 Stock option (right to buy)
A 2025-03-10   Marion Arvil S. 4 A-Award --D 14565.0000 14569.0000 1 0002039286 Common Stock
A 2024-09-12   FIRESTONE LAWRENCE 4 P-Purchase --D 39000.0000 54250.0000 1 0001112888 Common Stock
A 2024-05-30   FIRESTONE LAWRENCE 4 P-Purchase --D 9000.0000 15250.0000 1 0001112888 Common Stock
A 2024-01-05   Arno Andrew 4 P-Purchase --D 100000.0000 100000.0000 1 0001472122 Common Stock
A 2024-01-04   FIRESTONE LAWRENCE 4 P-Purchase --D 100000.0000 100000.0000 1 0001112888 Common Stock
D 2023-03-21   MISH JAMES A 4 F-InKind --D 225841.0000 2137954.0000 2 0001814203 Common Stock
D 2023-03-21   FRANZINO JOHN 4 F-InKind --D 14244.0000 605949.0000 2 0001813820 Common Stock
D 2023-03-19   MISH JAMES A 4 F-InKind --D 54735.0000 2363795.0000 1 0001814203 Common Stock
D 2023-03-19   FRANZINO JOHN 4 F-InKind --D 21210.0000 620193.0000 1 0001813820 Common Stock
A 2023-03-14   Kinsman Robert Hugh 4 A-Award --D 275698.0000 328025.0000 1 0001940772 Common Stock
A 2023-03-14   Ferola Peter 4 A-Award --D 308972.0000 308972.0000 1 0001465497 Common Stock
A 2023-03-14   Miller John J 4 A-Award --D 150000.0000 225000.0000 1 0001954460 Common Stock
A 2023-03-14   MISH JAMES A 4 A-Award --D 431730.0000 2418530.0000 1 0001814203 Common Stock
A 2023-03-14   Johnson Anthony L. 4 A-Award --D 128342.0000 220150.0000 1 0001880142 Common Stock
A 2023-03-14   SULLIVAN NORA B 4 A-Award --D 128342.0000 877049.0000 1 0001057067 Common Stock
A 2023-03-14   SANDERS RICHARD M. 4 A-Award --D 128342.0000 572686.0000 1 0001593976 Common Stock
A 2023-03-14   SALHANY LUCILLE S 4 A-Award --D 128342.0000 155954.0000 1 0001231076 Common Stock
A 2023-03-14   FRANZINO JOHN 4 A-Award --D 235829.0000 641403.0000 1 0001813820 Common Stock
A 2023-03-14   Koganov Michael 4 A-Award --D 128342.0000 307714.0000 1 0001825428 Common Stock
A 2022-09-21   SALHANY LUCILLE S 4 A-Award --D 27612.0000 27612.0000 1 0001231076 Common Stock
D 2022-08-31   ZERCHER MICHAEL 4 S-Sale --D 370789.0000 904938.0000 1 0001779921 Common Stock
D 2022-06-14   FRANZINO JOHN 4 S-Sale --D 20324.0000 405574.0000 1 0001813820 Common Stock
D 2022-05-16   SULLIVAN NORA B 4 M-Exempt --D 100000.0000 0.0000 2 0001057067 Non-Qualified Stock Option
A 2022-05-16   SULLIVAN NORA B 4 M-Exempt --D 100000.0000 748707.0000 1 0001057067 Common Stock
A 2022-03-21   ZERCHER MICHAEL 4/A A-Award --D 210742.0000 1275727.0000 1 0001779921 Common Stock
A 2022-03-21   Johnson Anthony L. 4 A-Award --D 51808.0000 91808.0000 1 0001880142 Common Stock
A 2022-03-21   Koganov Michael 4 A-Award --D 51808.0000 179372.0000 1 0001825428 Common Stock
A 2022-03-21   O'BRIEN ROGER D 4 A-Award --D 51808.0000 308595.0000 1 0001800264 Common Stock
A 2022-03-21   FLEET CLIFFORD B 4 A-Award --D 51808.0000 256195.0000 1 0001592081 Common Stock
A 2022-03-21   SANDERS RICHARD M. 4 A-Award --D 51808.0000 444344.0000 1 0001593976 Common Stock
A 2022-03-21   SULLIVAN NORA B 4 A-Award --D 51808.0000 648707.0000 1 0001057067 Common Stock
A 2022-03-21   Fitzgerald Richard F 4 A-Award --D 124722.0000 124722.0000 1 0001459933 Common Stock
A 2022-03-21   FRANZINO JOHN 4 A-Award --D 120884.0000 425871.0000 1 0001813820 Common Stock
D 2022-03-21   ZERCHER MICHAEL 4 A-Award --D 210742.0000 1275727.0000 1 0001779921 Common Stock
A 2022-03-21   MISH JAMES A 4 A-Award --D 950000.0000 2050205.0000 2 0001814203 Common Stock
A 2022-03-21   MISH JAMES A 4 A-Award --D 431730.0000 1100205.0000 1 0001814203 Common Stock
D 2022-03-19   MISH JAMES A 5 F-InKind -LD 63405.0000 1986800.0000 1 0001814203 Common Stock
D 2021-12-29   FLEET CLIFFORD B 4 G-Gift -ED 29545.0000 204387.0000 1 0001592081 Common Stock
D 2021-12-14   ZERCHER MICHAEL 4 S-Sale --D 23147.0000 1064985.0000 1 0001779921 Common Stock
A 2021-09-30   MISH JAMES A 4 P-Purchase --D 20000.0000 668475.0000 1 0001814203 Common Stock
A 2021-08-24   Johnson Anthony L. 4 A-Award --D 40000.0000 40000.0000 1 0001880142 Restricted Stock Units
D 2021-06-22   MISH JAMES A 4 F-InKind --D 66525.0000 648475.0000 1 0001814203 Common Stock
D 2021-06-10   FLEET CLIFFORD B 4 S-Sale --D 125000.0000 233932.0000 1 0001592081 Common Stock
D 2021-06-08   FRANZINO JOHN 4 F-InKind --D 8838.0000 304987.0000 1 0001813820 Common Stock
D 2021-04-30   FRANZINO JOHN 4 F-InKind --D 16175.0000 313825.0000 1 0001813820 Common Stock
A 2021-03-31   MISH JAMES A 4/A P-Purchase --D 15000.0000 715000.0000 1 0001814203 Common Stock
A 2021-03-31   MISH JAMES A 4 P-Purchase --D 15000.0000 715000.0000 1 0001814203 Restricted Stock Units
D 2021-03-23   ZERCHER MICHAEL 4 D-Return --D 215821.0000 1088132.0000 2 0001779921 Restricted Stock Units
A 2021-03-19   MISH JAMES A 4 A-Award --D 450000.0000 700000.0000 1 0001814203 Restricted Stock Units
A 2021-03-19   FRANZINO JOHN 4 A-Award --D 180000.0000 330000.0000 1 0001813820 Restricted Common Stock Units
A 2021-03-19   ZERCHER MICHAEL 4 A-Award --D 85000.0000 85000.0000 3 0001779921 Stock option (right to buy)
A 2021-03-19   ZERCHER MICHAEL 4 A-Award --D 450000.0000 1303953.0000 1 0001779921 Restricted Stock Units
A 2021-03-19   FLEET CLIFFORD B 4 A-Award --D 77564.0000 258932.0000 2 0001592081 Common Stock
A 2021-03-19   O'BRIEN ROGER D 4 A-Award --D 77564.0000 256787.0000 1 0001800264 Common Stock
A 2021-03-19   Koganov Michael 4 A-Award --D 77564.0000 127564.0000 1 0001825428 Common Stock
A 2021-03-19   SULLIVAN NORA B 4 A-Award --D 150000.0000 596899.0000 1 0001057067 Common Stock
A 2021-03-19   SANDERS RICHARD M. 4 A-Award --D 77564.0000 392536.0000 2 0001593976 Common Stock
D 2021-03-18   FLEET CLIFFORD B 4 G-Gift --D 45455.0000 181368.0000 1 0001592081 Common Stock
D 2021-03-17   SANDERS RICHARD M. 4 S-Sale --D 47227.0000 314972.0000 1 0001593976 Common Stock
A 2021-03-16   O'BRIEN ROGER D 4 P-Purchase --D 52400.0000 179223.0000 1 0001800264 Common Stock
A 2021-03-12   SULLIVAN NORA B 4 A-Award --D 150000.0000 150000.0000 2 0001057067 Non-Qualified Stock Option
D 2021-02-24   SULLIVAN NORA B 4 M-Exempt --D 138376.0000 0.0000 2 0001057067 Non-Qualified Stock Option
A 2021-02-24   SULLIVAN NORA B 4 M-Exempt --D 138376.0000 446899.0000 1 0001057067 Common Stock
D 2021-02-24   SANDERS RICHARD M. 4 M-Exempt --D 138376.0000 0.0000 2 0001593976 Non-Qualified Stock Option
A 2021-02-24   SANDERS RICHARD M. 4 M-Exempt --D 138376.0000 362199.0000 1 0001593976 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016