U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


Kaplan Steven N (0001324001)
Mailing Address
22 WEST WASHINGTON STREET
CHICAGO IL 60602
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Morningstar, Inc. 0001289419 2022-05-15 director
Zayo Group Holdings, Inc. 0001608249 2017-04-01 director
Accretive Health, Inc.
Current Name:R1 RCM Holdco Inc.		 0001472595 2010-05-19 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2024-11-11   Morningstar, Inc. 4 D-Return --D 1250.0000 41316.0000 1 0001289419 Common Stock (Restricted Stock Units)
D 2024-08-12   Morningstar, Inc. 4 D-Return --D 1250.0000 42566.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2024-05-15   Morningstar, Inc. 4 A-Award --D 639.0000 43816.0000 1 0001289419 Common Stock (Restricted Stock Units)
D 2024-05-10   Morningstar, Inc. 4 S-Sale --D 1250.0000 43177.0000 1 0001289419 Common Stock
D 2024-03-11   Morningstar, Inc. 4 S-Sale --D 1250.0000 44427.0000 1 0001289419 Common Stock
A 2023-05-15   Morningstar, Inc. 4 A-Award --D 868.0000 45677.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2022-05-15   Morningstar, Inc. 4 A-Award --D 679.0000 44809.0000 1 0001289419 Common Stock (Restricted Stock Units)
D 2021-11-11   Morningstar, Inc. 4 S-Sale --D 1000.0000 44130.0000 1 0001289419 Common Stock
D 2021-08-11   Morningstar, Inc. 4 S-Sale --D 1000.0000 45130.0000 1 0001289419 Common Stock
A 2021-05-15   Morningstar, Inc. 4/A A-Award --D 612.0000 46130.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2021-05-15   Morningstar, Inc. 4 A-Award --D 612.0000 43812.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2020-05-15   Morningstar, Inc. 4 A-Award --D 1032.0000 43200.0000 1 0001289419 Common Stock (Restricted Stock Units)
D 2020-03-09   Zayo Group Holdings, Inc. 4 D-Return --D 1612.0000 0.0000 2 0001608249 Restricted Stock Units
D 2020-03-09   Zayo Group Holdings, Inc. 4 D-Return --D 43718.0000 0.0000 1 0001608249 Common Stock
D 2020-02-27   Morningstar, Inc. 4 S-Sale --D 2316.0000 42168.0000 1 0001289419 Common Stock
A 2020-01-06   Zayo Group Holdings, Inc. 4 A-Award --D 1612.0000 1612.0000 1 0001608249 Restricted Stock Units
D 2019-12-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1643.0000 0.0000 2 0001608249 Restricted Stock units
A 2019-12-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1643.0000 43718.0000 1 0001608249 Common Stock
A 2019-10-04   Zayo Group Holdings, Inc. 4 A-Award --D 1643.0000 1643.0000 1 0001608249 Restricted Stock Units
D 2019-09-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1691.0000 0.0000 2 0001608249 Restricted Stock units
A 2019-09-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1691.0000 42075.0000 1 0001608249 Common Stock
A 2019-07-05   Zayo Group Holdings, Inc. 4 A-Award --D 1691.0000 1691.0000 1 0001608249 Restricted Stock Units
D 2019-06-28   Zayo Group Holdings, Inc. 4 M-Exempt --D 1970.0000 0.0000 2 0001608249 Restricted Stock units
A 2019-06-28   Zayo Group Holdings, Inc. 4 M-Exempt --D 1970.0000 40384.0000 1 0001608249 Common Stock
A 2019-05-15   Morningstar, Inc. 4 A-Award --D 1127.0000 44484.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2019-04-05   Zayo Group Holdings, Inc. 4 A-Award --D 1970.0000 1970.0000 1 0001608249 Restricted Stock Units
D 2019-03-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 2523.0000 0.0000 2 0001608249 Restricted Stock units
D 2019-01-02   Zayo Group Holdings, Inc. 4 M-Exempt --D 2523.0000 2523.0000 3 0001608249 Restricted Stock units
D 2018-12-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1600.0000 0.0000 2 0001608249 Restricted Stock units
A 2018-12-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1600.0000 35891.0000 1 0001608249 Common Stock
A 2018-10-09   Zayo Group Holdings, Inc. 4 A-Award --D 1600.0000 1600.0000 1 0001608249 Restricted Stock Units
D 2018-09-28   Zayo Group Holdings, Inc. 4 M-Exempt --D 1529.0000 0.0000 2 0001608249 Restricted Stock units
A 2018-09-28   Zayo Group Holdings, Inc. 4 M-Exempt --D 1529.0000 34291.0000 1 0001608249 Common Stock
A 2018-07-05   Zayo Group Holdings, Inc. 4 A-Award --D 1529.0000 1529.0000 1 0001608249 Restricted Stock Units
D 2018-06-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 1614.0000 0.0000 2 0001608249 Restricted Stock units
A 2018-06-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 1614.0000 32762.0000 1 0001608249 Common Stock
A 2018-05-15   Morningstar, Inc. 4 A-Award --D 1336.0000 43357.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2018-04-05   Zayo Group Holdings, Inc. 4 A-Award --D 1614.0000 1614.0000 1 0001608249 Restricted Stock Units
D 2018-03-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1528.0000 0.0000 2 0001608249 Restricted Stock units
A 2018-03-31   Zayo Group Holdings, Inc. 4 M-Exempt --D 1528.0000 31148.0000 1 0001608249 Common Stock
A 2018-03-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 2523.0000 38414.0000 1 0001608249 Common Stock
A 2018-01-05   Zayo Group Holdings, Inc. 4 A-Award --D 1528.0000 1528.0000 1 0001608249 Restricted Stock Units
A 2017-12-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 1607.0000 29620.0000 1 0001608249 Common Stock
D 2017-12-29   Zayo Group Holdings, Inc. 4 M-Exempt --D 1607.0000 0.0000 2 0001608249 Restricted Stock units
D 2017-12-21   Morningstar, Inc. 4 S-Sale --D 2500.0000 42021.0000 1 0001289419 Common Stock
D 2017-11-21   Morningstar, Inc. 4 S-Sale --D 300.0000 44521.0000 2 0001289419 Common Stock
D 2017-11-21   Morningstar, Inc. 4 S-Sale --D 2200.0000 44821.0000 1 0001289419 Common Stock
D 2017-10-25   Morningstar, Inc. 4 S-Sale --D 300.0000 47021.0000 4 0001289419 Common Stock
D 2017-10-25   Morningstar, Inc. 4 S-Sale --D 300.0000 47321.0000 3 0001289419 Common Stock
D 2017-10-25   Morningstar, Inc. 4 S-Sale --D 300.0000 47621.0000 2 0001289419 Common Stock
D 2017-10-25   Morningstar, Inc. 4 S-Sale --D 1600.0000 47921.0000 1 0001289419 Common Stock
A 2017-10-04   Zayo Group Holdings, Inc. 4 A-Award --D 1607.0000 1607.0000 1 0001608249 Restricted Stock Units
D 2017-09-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1768.0000 0.0000 2 0001608249 Restricted Stock units
A 2017-09-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1768.0000 28013.0000 1 0001608249 Common Stock
A 2017-07-06   Zayo Group Holdings, Inc. 4 A-Award --D 1768.0000 1768.0000 1 0001608249 Restricted Stock Units
D 2017-06-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1245.0000 0.0000 2 0001608249 Restricted Stock units
A 2017-06-30   Zayo Group Holdings, Inc. 4 M-Exempt --D 1245.0000 26245.0000 1 0001608249 Common Stock
A 2017-05-15   Morningstar, Inc. 4 A-Award --D 1728.0000 49521.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2017-04-04   Zayo Group Holdings, Inc. 4 A-Award --D 1245.0000 1245.0000 1 0001608249 Restricted Stock units
D 2016-12-27   Morningstar, Inc. 4 S-Sale --D 2000.0000 47793.0000 1 0001289419 Common Stock
D 2016-11-28   Morningstar, Inc. 4 S-Sale --D 2000.0000 49793.0000 1 0001289419 Common Stock
D 2016-10-27   Morningstar, Inc. 4 S-Sale --D 2000.0000 51793.0000 1 0001289419 Common Stock
A 2016-05-15   Morningstar, Inc. 4 A-Award --D 1588.0000 53793.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2015-05-15   Morningstar, Inc. 4 A-Award --D 1688.0000 52205.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2015-04-30   Morningstar, Inc. 4 A-Award --D 1.0000 50517.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2015-04-01   Accretive Health, Inc. 4 A-Award --D 6212.0000 6212.0000 1 0001472595 Director Stock Option (right to buy)
D 2015-01-30   Morningstar, Inc. 4 A-Award --D 1.0000 50516.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2015-01-02   Accretive Health, Inc. 4 A-Award --D 5365.0000 5365.0000 1 0001472595 Director Stock Option (right to buy)
D 2014-12-10   Morningstar, Inc. 4 S-Sale --D 900.0000 50515.0000 2 0001289419 Common Stock
D 2014-12-10   Morningstar, Inc. 4 S-Sale --D 600.0000 51415.0000 1 0001289419 Common Stock
D 2014-11-19   Morningstar, Inc. 4 S-Sale --D 1500.0000 52015.0000 1 0001289419 Common Stock
D 2014-10-31   Morningstar, Inc. 4 A-Award --D 1.0000 53515.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2014-10-01   Accretive Health, Inc. 4 A-Award --D 4425.0000 4425.0000 1 0001472595 Director Stock Option (right to buy)
D 2014-09-24   Morningstar, Inc. 4 S-Sale --D 1000.0000 53514.0000 1 0001289419 Common Stock
A 2014-07-31   Morningstar, Inc. 4 A-Award --D 1.0000 54514.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2014-07-01   Accretive Health, Inc. 4 A-Award --D 4367.0000 4367.0000 1 0001472595 Director Stock Option (right to buy)
A 2014-05-15   Morningstar, Inc. 4 A-Award --D 1778.0000 54513.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2014-04-30   Morningstar, Inc. 4 A-Award --D 3.0000 52735.0000 1 0001289419 Common Stock (Restricted Stock Units)
A 2014-04-01   Accretive Health, Inc. 4 A-Award --D 4152.0000 4152.0000 1 0001472595 Director Stock Option (right to buy)
A 2014-01-31   Morningstar, Inc. 4 A-Award --D 3.0000 52732.0000 1 0001289419 Common Stock (Restricted Stock Units)

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016