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U.S. Securities and Exchange Commission


Sachs Gregory H (0001300607)
Mailing Address
SACHS CAPITAL GROUP
2132 DEEP WATER LANE, SUITE 232
NAPERVILLE IL 60564
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Alternative Strategies Fund
Current Name:Alternative Strategies Income Fund		 0001496254 2021-12-29 10 percent owner, other: See Footnote (1)
RMG Networks Holding Corp 0001512074 2018-09-28 director, 10 percent owner, officer: Executive Chairman
Deerfield Triarc Capital Corp
Current Name:CIFC Corp.		 0001313918 2005-06-28 director
TRIARC COMPANIES INC
Current Name:Wendy's Co		 0000030697 2004-08-10 director, officer: Chm & CEO Deerfield & Company


Items 1 - 63

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2022-03-10   Alternative Strategies Fund 4 P-Purchase --I 551181.1020 1275818.7800 1 0001496254 Class I Shares
D 2018-09-28   RMG Networks Holding Corp 4 U-Tender --I 29238.0000 0.0000 3 0001512074 Common Stock
D 2018-09-28   RMG Networks Holding Corp 4 U-Tender --I 109364.0000 0.0000 2 0001512074 Common Stock
D 2018-09-28   RMG Networks Holding Corp 4 U-Tender --I 1873656.0000 0.0000 1 0001512074 Common Stock
D 2016-12-29   RMG Networks Holding Corp 4 X-InTheMoney --I 161291.0000 0.0000 4 0001512074 Subscription Rights (right to buy)
A 2016-12-29   RMG Networks Holding Corp 4 X-InTheMoney --I 161291.0000 7494624.0000 1 0001512074 Common Stock
D 2015-05-20   RMG Networks Holding Corp 4 C-Conversion --I 73333.3300 0.0000 5 0001512074 Series A Convertible Preferred Stock
D 2015-05-20   RMG Networks Holding Corp 4 D-Return --I 142857.0000 0.0000 2 0001512074 Common Stock
A 2015-05-20   RMG Networks Holding Corp 4 C-Conversion --I 7333333.0000 7333333.0000 1 0001512074 Common Stock
A 2015-03-26   RMG Networks Holding Corp 4 P-Purchase --I 73333.3300 73333.3300 1 0001512074 Series A Convertible Preferred Stock
A 2014-07-10   RMG Networks Holding Corp 4 J-Other --I 1600000.0000 2133333.0000 4 0001512074 Warrants
A 2014-07-10   RMG Networks Holding Corp 4 J-Other --I 425848.0000 437456.0000 1 0001512074 Common Stock
A 2014-07-10   RMG Networks Holding Corp 4 J-Other --I 116950.0000 116950.0000 2 0001512074 Common Stock
A 2014-07-10   RMG Networks Holding Corp 4 J-Other --I 400000.0000 400000.0000 5 0001512074 Warrants
A 2013-11-29   RMG Networks Holding Corp 4 P-Purchase --I 1200.0000 11608.0000 3 0001512074 Common Stock
A 2013-11-29   RMG Networks Holding Corp 4 P-Purchase --I 2373.0000 10408.0000 2 0001512074 Common Stock
A 2013-11-29   RMG Networks Holding Corp 4 P-Purchase --I 8035.0000 8035.0000 1 0001512074 Common Stock
A 2013-08-13   RMG Networks Holding Corp 4 A-Award --D 850000.0000 850000.0000 1 0001512074 Employee Stock Option (right to buy)
D 2012-11-20   SCG Financial Acquisition Corp. 4 D-Return --I 761905.0000 761905.0000 1 0001512074 Common Stock
D 2011-06-03   SCG Financial Acquisition Corp. 5 D-Return --I 182857.0000 1139048.0000 1 0001512074 Common Stock
A 2007-12-21   Deerfield Capital Corp. 4 A-Award --I 783224.0000 39144425.0000 5 0001313918 Class A Cumulative Convertible Preferred
A 2007-12-21   Deerfield Capital Corp. 4 A-Award --I 3131201.0000 3131201.0000 4 0001313918 Class A Cumulative Convertible Preferred
A 2007-12-21   Deerfield Capital Corp. 4 J-Other --I 16726.0000 83595.0000 3 0001313918 Common
A 2007-12-21   Deerfield Capital Corp. 4 J-Other --I 66869.0000 66869.0000 2 0001313918 Common
D 2007-12-21   Deerfield Capital Corp. 4 J-Other --I 329692.0000 0.0000 1 0001313918 Common
A 2007-06-11   Deerfield Triarc Capital Corp 4 J-Other --I 20654.0000 329692.0000 1 0001313918 Common Stock
A 2007-04-19   TRIARC COMPANIES INC 4 G-Gift --I 100.0000 100.0000 1 0000030697 Class B Common Stock, Series 1
D 2007-03-28   Deerfield Triarc Capital Corp 4 J-Other --I 97403.0000 309038.0000 2 0001313918 COMMON
A 2007-03-28   Deerfield Triarc Capital Corp 4 J-Other --I 163.0000 406441.0000 1 0001313918 COMMON
A 2006-11-15   Deerfield Triarc Capital Corp 4 J-Other --I 13722.0000 406278.0000 1 0001313918 Common Stock
A 2006-09-25   Deerfield Triarc Capital Corp 4 J-Other --I 9321.0000 392556.0000 1 0001313918 Common Stock
A 2006-06-13   Deerfield Triarc Capital Corp 4 J-Other --I 29159.0000 433006.0000 1 0001313918 Common Stock
D 2006-06-13   Deerfield Triarc Capital Corp 4 J-Other --I 30628.0000 402378.0000 2 0001313918 Common Stock
D 2006-06-13   Deerfield Triarc Capital Corp 4 J-Other --I 19143.0000 383235.0000 3 0001313918 Common Stock
A 2005-12-16   Deerfield Triarc Capital Corp 4 P-Purchase --D 400.0000 83900.0000 1 0001313918 COMMON STOCK
A 2005-12-16   Deerfield Triarc Capital Corp 4 P-Purchase --D 200.0000 84100.0000 2 0001313918 COMMON STOCK
A 2005-12-16   Deerfield Triarc Capital Corp 4 P-Purchase --D 49200.0000 133500.0000 4 0001313918 COMMON STOCK
A 2005-12-16   Deerfield Triarc Capital Corp 4 P-Purchase --D 200.0000 84300.0000 3 0001313918 COMMON STOCK
A 2005-06-29   Deerfield Triarc Capital Corp 4/A P-Purchase --D 50000.0000 83500.0000 1 0001313918 Common Stock
A 2005-06-29   Deerfield Triarc Capital Corp 4 P-Purchase --D 50000.0000 88500.0000 1 0001313918 Common Stock
- -   RMG Networks Holding Corp 4 - --I 116950.0000 4 0001512074 Common Stock
- -   Deerfield Triarc Capital Corp 3 - --D 33500.0000 1 0001313918 Common Stock, par value $.001 per share
- -   Deerfield Triarc Capital Corp 4 - --I 1346156.0000 3 0001313918 Stock Option
- -   Deerfield Triarc Capital Corp 4 - --I 403847.0000 2 0001313918 Common Stock
- -   RMG Networks Holding Corp 4 - --I 437456.0000 2 0001512074 Common Stock
- -   RMG Networks Holding Corp 4 - --I 116950.0000 3 0001512074 Common Stock
- -   Deerfield Triarc Capital Corp 3 - --I 3 0001313918 Stock Option
- -   TRIARC COMPANIES INC 3 - --D 0.0000 2 0000030697 Class B Common Stock, Series 1
- -   Alternative Strategies Fund 3/A - --I 724637.6810 1 0001496254 Class I Shares
- -   Alternative Strategies Fund 3 - --I $5000000.0000 1 0001496254 Class I Shares
- -   Deerfield Triarc Capital Corp 3 - --I 403847.0000 2 0001313918 Common Stock, par value $.001 per share
- -   RMG Networks Holding Corp 4 - --I 437456.0000 3 0001512074 Common Stock
- -   Deerfield Triarc Capital Corp 4/A - --I 403847.0000 2 0001313918 Common Stock
- -   Deerfield Triarc Capital Corp 4/A - --I 1346156.0000 3 0001313918 Stock Option
- -   RMG Networks Holding Corp 4 - --I 142857.0000 3 0001512074 Common Stock
- -   RMG Networks Holding Corp 4 - --I 761905.0000 4 0001512074 Common Stock
- -   Deerfield Triarc Capital Corp 4 - --I 403847.0000 5 0001313918 COMMON STOCK
- -   Deerfield Triarc Capital Corp 4 - --I 1346156.0000 6 0001313918 STOCK OPTION
- -   Deerfield Triarc Capital Corp 4 - --D 133500.0000 4 0001313918 Common Stock
- -   SCG Financial Acquisition Corp. 3/A - --I 2 0001512074 Warrants
- -   SCG Financial Acquisition Corp. 3/A - --I 1321905.0000 1 0001512074 Common Stock
- -   SCG Financial Acquisition Corp. 3 - --I 1667382.0000 1 0001512074 Common Stock
- -   TRIARC COMPANIES INC 3 - --D 0.0000 1 0000030697 Class A Common Stock

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Modified: 04/22/2016