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U.S. Securities and Exchange Commission


Nalco Holding CO (0001298341)
SIC: 2890 - Miscellaneous Chemical Products
State location: IL | Fiscal Year End: 1231
Business Address
1601 WEST DIEHL ROAD
NAPERVILLE IL 60563
(630) 305-1000
 Mailing Address
1601 WEST DIEHL ROAD
NAPERVILLE IL 60563
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Mikells Kathryn A 0001448903 2010-09-29 officer: Executive Vice President, CFO
Stoll Mark R 0001402215 2010-09-24 officer: Vice President
Hinkle Scott J 0001479554 2010-01-01 officer: Controller
Marsh Laurie M 0001479289 2009-12-17 officer: Vice President Human Resources
Arnold Lori F 0001479433 2009-12-17 officer: Division VP and Tax Officer
VanDeWeghe Mary M 0001351751 2009-07-16 director
McCutcheon Stewart Hill 0001456382 2009-02-02 officer: Chief Information Officer
NORRIS PAUL J 0001211199 2009-01-06 director
CASALE CARL M 0001126218 2008-10-14 director
Melin Eric G 0001444566 2008-09-01 officer: Chairman, Asia Pacific
Flitman David E 0001367688 2008-07-22 officer: Exec VP, Pres I&IS
Fyrwald J Erik 0001343564 2008-02-28 director, officer: Chairman, CEO and President
Taylor Stephen M 0001402034 2007-05-30 officer: GVP, President Energy Services
Kaufmann Mary Kay 0001402036 2007-05-30 officer: GVP, President, I&IS Mdl Mkt
Ramesh Manian 0001402039 2007-05-30 officer: Corp VP, R&D
Bendure Richard 0001402275 2007-05-30 officer: GVP, Pres, Asia/Pacific BusOps
Johnson David TX 0001402433 2007-05-30 officer: GVP, President, EAME Ops
GLENVIEW CAPITAL MANAGEMENT LLC 0001138995 2007-04-03 10 percent owner
ROBBINS LAWRENCE M 0001228603 2007-04-03 10 percent owner
DEBORAH C. HOCKMAN REVOCABLE TRUST DATED JULY 25, 2000 0001305961 2007-03-01 officer: VP, SHE
Yimoyines John P 0001368344 2006-07-12 officer: GVP & President,Paper Services
Chu Chinh 0001306507 2006-02-15 other: Former Director
MASON SCOTT C 0001120330 2006-01-16 officer: GVP, Pres, Alternate Channels
PETERSON PETER G 0001070843 2005-08-17 10 percent owner
SCHWARZMAN STEPHEN A 0001070844 2005-08-17 10 percent owner
BLACKSTONE CAPITAL PARTNERS IV LP 0001162988 2005-08-17 10 percent owner
BLACKSTONE CAPITAL PARTNERS IV-A LP 0001277407 2005-08-17 10 percent owner
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP 0001277408 2005-08-17 10 percent owner
BLACKSTONE MANAGEMENT ASSOCIATES IV LLC 0001277410 2005-08-17 10 percent owner
Manupella Mary T 0001317250 2005-07-06 officer: Vice President, HR
Jung Frederic 0001332124 2005-07-01 officer: Controller
CHASE RODNEY F 0001218061 2005-05-05 director
MARCHESE RICHARD B 0001218442 2005-05-05 director
Nelson Gregory N 0001314823 2005-01-17 officer: GVP Pres Alt Chns & Svcs
SANDERS DANIEL S 0001199342 2005-01-10 director
GOLDMAN SACHS GROUP INC/ 0000886982 2004-11-10 10 percent owner
JOYCE WILLIAM H 0001009124 2004-11-10 director, officer: Chairman of the Board, COO
MEHRA SANJEEV K 0001029623 2004-11-10 director
GOLDMAN SACHS & CO OHG 0001031766 2004-11-10 other: See Footnotes 2, 3, 4, 5
BLACK LEON D 0001032666 2004-11-10 director
FRIEDMAN RICHARD A 0001060537 2004-11-10 director
PERTZ DOUGLAS A 0001065425 2004-11-10 director
HARRIS JOSHUA 0001106636 2004-11-10 director
GS CAPITAL PARTNERS 2000 LP 0001122198 2004-11-10 10 percent owner
APOLLO INVESTMENT FUND V LP 0001162726 2004-11-10 other: See Footnote (1)
APOLLO ADVISORS V LP 0001162727 2004-11-10 other: See Footnote (1)
APOLLO MANAGEMENT V LP 0001162728 2004-11-10 other: See Footnote (1)
BELL BRADLEY J 0001190859 2004-11-10 officer: Executive VP, CFO & Treasurer
ONEILL PAUL H 0001221200 2004-11-10 director
GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP 0001232063 2004-11-10 10 percent owner
GOLDMAN SACHS MANAGEMENT GP GMBH 0001232073 2004-11-10 10 percent owner
GS ADVISORS 2000 LLC 0001232077 2004-11-10 10 percent owner
GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP 0001232085 2004-11-10 10 percent owner
GS EMPLOYEE FUNDS 2000 GP LLC 0001232086 2004-11-10 10 percent owner
GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG 0001232108 2004-11-10 10 percent owner
GS CAPITAL PARTNERS 2000 OFFSHORE LP 0001232112 2004-11-10 10 percent owner
AP Nalco LP 0001305644 2004-11-10 other: See Footnote (1)
Apollo/Nalco Acquisition LLC 0001305645 2004-11-10 other: See Footnote (1)
Landsman Stephen N 0001305789 2004-11-10 officer: VP, Gen. Cnsl., Corp. Scty.
Creteur Philippe 0001305879 2004-11-10 officer: Group V.P. & Managing Dir.
Gigerich John L 0001305959 2004-11-10 officer: Vice President, Administration
Hockman Deborah C 0001305960 2004-11-10 officer: VP-Environ. Health & Safety
NALCO LLC 0001306155 2004-11-10 10 percent owner
LAVANDIER BRUNO 0001306156 2004-11-10 officer: Controller
IRWIN MARK W 0001306157 2004-11-10 officer: GVP, Pres., Paper Servic. Div.
LOOSBROCK LOUIS L 0001306158 2004-11-10 officer: Group VP, Pres. Pacfic Div.
BOSANKO MARK L 0001306159 2004-11-10 officer: President, Energy Servi. Div.
OSHANNA RICHARD J 0001306160 2004-11-10 officer: Tax Officer
HARKER DANIEL M 0001306161 2004-11-10 officer: Sen. VP, Supply Chain & eCom.
ROE WILLIAM J 0001306162 2004-11-10 officer: Executive V.P., C.O.O.
NH ACQUISITION LLC 0001306421 2004-11-10 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2011-12-01   Fyrwald J Erik 4/A D-Return --D 82836.0000 0.0000 4 0001343564 Stock Options
D 2011-12-01   Fyrwald J Erik 4/A D-Return --D 72738.0000 0.0000 3 0001343564 Stock Options
D 2011-12-01   Fyrwald J Erik 4/A D-Return --D 166387.0000 0.0000 2 0001343564 Stock Options
D 2011-12-01   Fyrwald J Erik 4/A D-Return --D 375000.0000 0.0000 1 0001343564 Stock Options
D 2011-12-01   Fyrwald J Erik 4 D-Return --D 82836.0000 0.0000 9 0001343564 Stock Option
D 2011-12-01   Fyrwald J Erik 4 D-Return --D 72738.0000 0.0000 8 0001343564 Stock Option
D 2011-12-01   Fyrwald J Erik 4 D-Return --D 166387.0000 0.0000 7 0001343564 Stock Option
D 2011-12-01   Fyrwald J Erik 4 D-Return --D 375000.0000 0.0000 6 0001343564 Stock Option
D 2011-12-01   Fyrwald J Erik 4 D-Return --D 291237.0000 0.0000 5 0001343564 Common Stock
A 2011-12-01   Fyrwald J Erik 4 A-Award --D 25679.0000 291237.0000 4 0001343564 Common Stock
A 2011-12-01   Fyrwald J Erik 4 A-Award --D 27070.0000 291237.0000 3 0001343564 Common Stock
A 2011-12-01   Fyrwald J Erik 4 A-Award --D 54908.0000 291237.0000 2 0001343564 Common Stock
A 2011-12-01   Fyrwald J Erik 4 A-Award --D 100000.0000 291237.0000 1 0001343564 Common Stock
D 2011-12-01   McCutcheon Stewart Hill 4 D-Return --D 4802.0000 0.0000 8 0001456382 Stock Options
D 2011-12-01   McCutcheon Stewart Hill 4 D-Return --D 4584.0000 0.0000 7 0001456382 Stock Options
D 2011-12-01   McCutcheon Stewart Hill 4 D-Return --D 9533.0000 0.0000 6 0001456382 Stock Options
D 2011-12-01   McCutcheon Stewart Hill 4 D-Return --D 16213.0000 0.0000 5 0001456382 Common Stock
A 2011-12-01   McCutcheon Stewart Hill 4 A-Award --D 1489.0000 16213.0000 4 0001456382 Common Stock
A 2011-12-01   McCutcheon Stewart Hill 4 A-Award --D 1706.0000 16213.0000 3 0001456382 Common Stock
A 2011-12-01   McCutcheon Stewart Hill 4 A-Award --D 9872.0000 16213.0000 2 0001456382 Common Stock
A 2011-12-01   McCutcheon Stewart Hill 4 A-Award --D 3146.0000 16213.0000 1 0001456382 Common Stock
D 2011-12-01   Flitman David E 4 D-Return --D 15742.0000 0.0000 9 0001367688 Stock Options
D 2011-12-01   Flitman David E 4 D-Return --D 14377.0000 0.0000 8 0001367688 Stock Options
D 2011-12-01   Flitman David E 4 D-Return --D 29896.0000 0.0000 7 0001367688 Stock Options
D 2011-12-01   Flitman David E 4 D-Return --D 13109.0000 0.0000 6 0001367688 Stock Options
D 2011-12-01   Flitman David E 4 D-Return --D 82527.0000 0.0000 5 0001367688 Common Stock
A 2011-12-01   Flitman David E 4 A-Award --D 56180.0000 82527.0000 4 0001367688 Common Stock
A 2011-12-01   Flitman David E 4 A-Award --D 4880.0000 26347.0000 3 0001367688 Common Stock
A 2011-12-01   Flitman David E 4 A-Award --D 5350.0000 26347.0000 2 0001367688 Common Stock
A 2011-12-01   Flitman David E 4 A-Award --D 9866.0000 26347.0000 1 0001367688 Common Stock
D 2011-12-01   Mikells Kathryn A 4 D-Return --D 21084.0000 0.0000 5 0001448903 Stock Options
D 2011-12-01   Mikells Kathryn A 4 D-Return --D 79435.0000 0.0000 4 0001448903 Stock Options
D 2011-12-01   Mikells Kathryn A 4 D-Return --D 64734.0000 0.0000 3 0001448903 Common Stock
A 2011-12-01   Mikells Kathryn A 4 A-Award --D 6536.0000 64734.0000 2 0001448903 Common Stock
A 2011-12-01   Mikells Kathryn A 4 A-Award --D 58198.0000 64734.0000 1 0001448903 Common Stock
D 2011-12-01   Ramesh Manian 4 D-Return --D 6677.0000 0.0000 9 0001402039 Stock Options
D 2011-12-01   Ramesh Manian 4 D-Return --D 6322.0000 0.0000 8 0001402039 Stock Options
D 2011-12-01   Ramesh Manian 4 D-Return --D 17458.0000 0.0000 7 0001402039 Stock Options
D 2011-12-01   Ramesh Manian 4 D-Return --D 6660.0000 0.0000 6 0001402039 Stock Options
D 2011-12-01   Ramesh Manian 4 D-Return --D 4340.0000 0.0000 5 0001402039 Stock Options
D 2011-12-01   Ramesh Manian 4 D-Return --D 63010.0000 0.0000 4 0001402039 Common Stock
A 2011-12-01   Ramesh Manian 4 A-Award --D 2070.0000 63010.0000 3 0001402039 Common Stock
A 2011-12-01   Ramesh Manian 4 A-Award --D 2353.0000 63010.0000 2 0001402039 Common Stock
A 2011-12-01   Ramesh Manian 4 A-Award --D 5761.0000 63010.0000 1 0001402039 Common Stock
D 2011-12-01   Taylor Stephen M 4 D-Return --D 14032.0000 0.0000 11 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 11443.0000 0.0000 10 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 20134.0000 0.0000 9 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 19567.0000 0.0000 8 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 7742.0000 0.0000 7 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 8232.0000 0.0000 6 0001402034 Stock Options
D 2011-12-01   Taylor Stephen M 4 D-Return --D 82990.0000 0.0000 5 0001402034 Common Stock
A 2011-12-01   Taylor Stephen M 4 A-Award --D 4350.0000 82990.0000 4 0001402034 Common Stock
A 2011-12-01   Taylor Stephen M 4 A-Award --D 4258.0000 82990.0000 3 0001402034 Common Stock
A 2011-12-01   Taylor Stephen M 4 A-Award --D 6644.0000 82990.0000 2 0001402034 Common Stock
A 2011-12-01   Taylor Stephen M 4 A-Award --D 50000.0000 82990.0000 1 0001402034 Common Stock
D 2011-12-01   Melin Eric G 4 D-Return --D 12791.0000 0.0000 7 0001444566 Stock Options
D 2011-12-01   Melin Eric G 4 D-Return --D 9243.0000 0.0000 6 0001444566 Stock Options
D 2011-12-01   Melin Eric G 4 D-Return --D 11745.0000 0.0000 5 0001444566 Stock Options
D 2011-12-01   Melin Eric G 4 D-Return --D 16303.0000 0.0000 4 0001444566 Common Stock
A 2011-12-01   Melin Eric G 4 A-Award --D 3965.0000 16303.0000 3 0001444566 Common Stock
A 2011-12-01   Melin Eric G 4 A-Award --D 4586.0000 16303.0000 2 0001444566 Common Stock
A 2011-12-01   Melin Eric G 4 A-Award --D 7752.0000 16303.0000 1 0001444566 Common Stock
D 2011-12-01   Hinkle Scott J 4 D-Return --D 15736.0000 0.0000 5 0001479554 Common Stock
A 2011-12-01   Hinkle Scott J 4 A-Award --D 9557.0000 15736.0000 4 0001479554 Common Stock
A 2011-12-01   Hinkle Scott J 4 A-Award --D 2179.0000 15736.0000 3 0001479554 Common Stock
A 2011-12-01   Hinkle Scott J 4 A-Award --D 1911.0000 15736.0000 2 0001479554 Common Stock
A 2011-12-01   Hinkle Scott J 4 A-Award --D 1045.0000 15736.0000 1 0001479554 Common Stock
D 2011-12-01   Marsh Laurie M 4 D-Return --D 4100.0000 0.0000 5 0001479289 Stock Options
D 2011-12-01   Marsh Laurie M 4 D-Return --D 3178.0000 0.0000 4 0001479289 Stock Options
D 2011-12-01   Marsh Laurie M 4 D-Return --D 5730.0000 0.0000 3 0001479289 Common Stock
A 2011-12-01   Marsh Laurie M 4 A-Award --D 1183.0000 5730.0000 2 0001479289 Common Stock
A 2011-12-01   Marsh Laurie M 4 A-Award --D 1459.0000 5730.0000 1 0001479289 Common Stock
D 2011-12-01   Landsman Stephen N 4 D-Return --D 7496.0000 0.0000 7 0001305789 Stock Options
D 2011-12-01   Landsman Stephen N 4 D-Return --D 7170.0000 0.0000 6 0001305789 Stock Options
D 2011-12-01   Landsman Stephen N 4 D-Return --D 14033.0000 0.0000 5 0001305789 Stock Options
D 2011-12-01   Landsman Stephen N 4 D-Return --D 201461.0000 0.0000 4 0001305789 Common Stock
A 2011-12-01   Landsman Stephen N 4 A-Award --D 2324.0000 201461.0000 3 0001305789 Common Stock
A 2011-12-01   Landsman Stephen N 4 A-Award --D 2668.0000 201461.0000 2 0001305789 Common Stock
A 2011-12-01   Landsman Stephen N 4 A-Award --D 4631.0000 201461.0000 1 0001305789 Common Stock
D 2011-12-01   Kaufmann Mary Kay 4 D-Return --D 6325.0000 0.0000 8 0001402036 Stock Options

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016