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U.S. Securities and Exchange Commission


OPGEN INC (0001293818)
SIC: 8071 - Services-Medical Laboratories
State location: MD | State of Inc.: DE | Fiscal Year End: 1231
Business Address
9717 KEY WEST AVENUE
SUITE 100
ROCKVILLE MD 20850
301-869-9683
Mailing Address
9717 KEY WEST AVENUE
SUITE 100
ROCKVILLE MD 20850
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Azudin Mohd Azham 0002036005 2024-12-04 officer: COO
Yee Gillian Tan Rou 0002049182 2024-12-04 officer: Corporate Secretary
Wong Poh Yin Constance 0002035733 2024-08-09 director
Lim Zhao Qi Ken 0002035787 2024-08-09 director
Low Yu Jie Ethan 0002035809 2024-08-09 director
Chua Kok Hoe Victor 0002035897 2024-08-09 director
Bonte Christian-Laurent 0002035898 2024-08-09 director
AEI Capital Ltd 0002034863 2024-07-30 10 percent owner
NATAN DAVID 0001253108 2024-03-25 director
Lazar David E. 0001932843 2024-03-25 director, 10 percent owner, officer: Chief Executive Officer
McMurdo Matthew Charles 0001943108 2024-03-25 director
Ben-Tzvi Avraham 0001944721 2024-03-25 director
Schlaeppi Yvonne 0001736515 2022-11-08 director
Weber Albert 0001900938 2022-01-01 officer: Chief Finanical Officer
Rhodes William E. 0001532276 2020-04-01 director
Fernandes Prabhavathi 0001540883 2020-04-01 director
Crovetto Mario 0001808675 2020-04-01 director
Bacher Johannes 0001808765 2020-04-01 officer: Chief Operating Officer
Schacht Oliver 0001808932 2020-04-01 director, officer: Chief Executive Officer
Curetis N.V. in Liquidation 0001809183 2020-04-01 10 percent owner
JONES EVAN/ FA 0001020741 2019-05-17 director, officer: Chief Executive Officer
DEC TIMOTHY C 0001194020 2019-05-17 officer: Chief Financial Officer
Sapiro Vadim M. 0001723126 2019-05-17 officer: Chief Information Officer
Elsey R Don 0001380742 2019-05-01 director
Nova Tina Susan 0001302605 2017-04-24 director
D'Andrea Harry J 0001381642 2016-04-29 director
Merck & Co., Inc. 0000310158 2015-07-14 10 percent owner
Merck Sharp & Dohme Corp. 0000942443 2015-07-14 10 percent owner
Rubin David 0001546995 2015-07-14 director
Merck Global Health Innovation Fund, LLC 0001547132 2015-07-14 10 percent owner
HARRIS & HARRIS GROUP INC /NY/ 0000893739 2015-05-04 10 percent owner
ATWOOD BRIAN G 0001266567 2015-05-04 director
Ushio Misti 0001397963 2015-05-04 director
Harris Timothy J.R. 0001419958 2015-05-04 director
McCarthy Laurence 0001441580 2015-05-04 director
Versant Side Fund III, L.P. 0001456585 2015-05-04 10 percent owner
Versant Venture Capital III, L.P. 0001456586 2015-05-04 10 percent owner
Versant Ventures III, LLC 0001456587 2015-05-04 10 percent owner
KRENITSKY KEVIN 0001457809 2015-05-04 officer: President
Howe Timothy 0001641535 2015-05-04 director
jVen Capital, LLC 0001641611 2015-05-04 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2024-12-04   Azudin Mohd Azham 4 A-Award --D 31250.0000 31250.0000 1 0002036005 Common Stock
A 2024-12-04   Yee Gillian Tan Rou 4 A-Award --D 15625.0000 15625.0000 1 0002049182 Common Stock
A 2024-11-12   Wong Poh Yin Constance 4 A-Award --D 28571.0000 28571.0000 1 0002035733 Common Stock
A 2024-11-12   Chua Kok Hoe Victor 4 A-Award --D 28571.0000 28571.0000 1 0002035897 Common Stock
A 2024-11-12   Low Yu Jie Ethan 4 A-Award --D 28571.0000 28571.0000 1 0002035809 Common Stock
A 2024-11-12   Lim Zhao Qi Ken 4 A-Award --D 28571.0000 28571.0000 1 0002035787 Common Stock
A 2024-11-12   Bonte Christian-Laurent 4 A-Award --D 28571.0000 28571.0000 1 0002035898 Common Stock
A 2024-08-29   AEI Capital Ltd 4 P-Purchase --D 514138.0000 7645603.0000 6 0002034863 Common Stock
A 2024-08-27   AEI Capital Ltd 4 P-Purchase --D 564971.0000 7131465.0000 5 0002034863 Common Stock
D 2024-08-23   AEI Capital Ltd 4 S-Sale --D 263961.0000 0.0000 7 0002034863 Series E Convertible Preferred Stock
A 2024-08-16   AEI Capital Ltd 4 P-Purchase --D 3600000.0000 6566494.0000 4 0002034863 Common Stock
A 2024-08-13   AEI Capital Ltd 4 P-Purchase --D 566494.0000 2966494.0000 3 0002034863 Common Stock
A 2024-08-08   AEI Capital Ltd 4 P-Purchase --D 600000.0000 2400000.0000 2 0002034863 Common Stock
A 2024-08-08   AEI Capital Ltd 4 S-Sale --D 600000.0000 2400000.0000 2 0002034863 Common Stock
A 2024-08-05   AEI Capital Ltd 4 P-Purchase --D 1800000.0000 1800000.0000 1 0002034863 Common Stock
A 2024-08-05   AEI Capital Ltd 4 S-Sale --D 1800000.0000 1800000.0000 1 0002034863 Common Stock
D 2024-07-30   Lazar David E. 4 S-Sale --D 550000.0000 0.0000 1 0001932843 Series E Convertible Preferred Stock
A 2024-04-23   Lazar David E. 4/A A-Award --D 150000.0000 550000.0000 1 0001932843 Series E Convertible Preferred Stock
A 2024-04-23   Lazar David E. 4 P-Purchase --D 150000.0000 550000.0000 1 0001932843 Series E Convertible Preferred Stock
A 2024-04-11   Ben-Tzvi Avraham 4 A-Award --D 100000.0000 100000.0000 1 0001944721 Common Stock
A 2024-04-11   NATAN DAVID 4 A-Award --D 100000.0000 100000.0000 1 0001253108 Common Stock
A 2024-04-11   McMurdo Matthew Charles 4 A-Award --D 100000.0000 100000.0000 1 0001943108 Common Stock
A 2024-04-11   Lazar David E. 4 A-Award --D 100000.0000 100000.0000 1 0001932843 Common Stock
A 2024-04-05   Lazar David E. 4/A A-Award --D 200000.0000 200000.0000 1 0001932843 Series E Convertible Preferred Stock
A 2024-04-05   Lazar David E. 4 P-Purchase --D 200000.0000 9600000.0000 1 0001932843 Series E Convertible Preferred Stock
A 2023-06-07   Schlaeppi Yvonne 4 A-Award --D 1500.0000 3000.0000 1 0001736515 Common Stock
A 2023-06-07   Rhodes William E. 4 A-Award --D 1500.0000 3000.0000 1 0001532276 Common Stock
A 2023-06-07   Fernandes Prabhavathi 4 A-Award --D 1500.0000 3000.0000 1 0001540883 Common Stock
A 2023-06-07   Elsey R Don 4 A-Award --D 1500.0000 3075.0000 1 0001380742 Common Stock
A 2023-06-07   Crovetto Mario 4 A-Award --D 1500.0000 3000.0000 1 0001808675 Common Stock
D 2023-03-31   Bacher Johannes 4 M-Exempt --D 6434.0000 0.0000 2 0001808765 Restricted Stock Units
A 2023-03-31   Bacher Johannes 4 M-Exempt --D 6434.0000 12684.0000 1 0001808765 Common Stock
D 2023-03-31   Schacht Oliver 4 M-Exempt --D 12469.0000 0.0000 3 0001808932 Restricted Stock Units
A 2023-03-31   Schacht Oliver 4 M-Exempt --D 12469.0000 19719.0000 1 0001808932 Common Stock
D 2023-03-03   Schacht Oliver 4 M-Exempt --D 1938.0000 1938.0000 4 0001808932 Restricted Stock Units
A 2023-03-03   Schacht Oliver 4 M-Exempt --D 1938.0000 7250.0000 2 0001808932 Common Stock
D 2023-03-03   Bacher Johannes 4 M-Exempt --D 1063.0000 1063.0000 3 0001808765 Restricted Stock Units
A 2023-03-03   Bacher Johannes 4 M-Exempt --D 1063.0000 6250.0000 2 0001808765 Common Stock
A 2023-03-02   Weber Albert 4 A-Award --D 10000.0000 10000.0000 1 0001900938 Restricted Stock Unit
A 2023-03-02   Schacht Oliver 4 A-Award --D 10000.0000 10000.0000 6 0001808932 Restricted Stock Units
D 2023-03-02   Schacht Oliver 4 M-Exempt --D 1875.0000 1875.0000 5 0001808932 Restricted Stock Units
A 2023-03-02   Schacht Oliver 4 M-Exempt --D 1875.0000 5312.0000 1 0001808932 Common Stock
A 2023-03-02   Bacher Johannes 4 A-Award --D 10000.0000 10000.0000 5 0001808765 Restricted Stock Units
D 2023-03-02   Bacher Johannes 4 M-Exempt --D 1125.0000 1125.0000 4 0001808765 Restricted Stock Units
A 2023-03-02   Bacher Johannes 4 M-Exempt --D 1125.0000 5187.0000 1 0001808765 Common Stock
A 2022-11-08   Schlaeppi Yvonne 4 A-Award --D 30000.0000 30000.0000 1 0001736515 Common Stock
A 2022-06-09   Rhodes William E. 4 A-Award --D 15000.0000 30000.0000 1 0001532276 Common Stock
A 2022-06-09   Fernandes Prabhavathi 4 A-Award --D 15000.0000 30000.0000 1 0001540883 Common Stock
A 2022-06-09   Elsey R Don 4 A-Award --D 15000.0000 31500.0000 1 0001380742 Common Stock
A 2022-06-09   Crovetto Mario 4 A-Award --D 15000.0000 30000.0000 1 0001808675 Common Stock
A 2022-03-31   Bacher Johannes 4 A-Award --D 128682.0000 128682.0000 1 0001808765 Restricted Stock Units
A 2022-03-31   Schacht Oliver 4 A-Award --D 249390.0000 249390.0000 1 0001808932 Restricted Stock Units
D 2022-03-03   Bacher Johannes 4 M-Exempt --D 21250.0000 21250.0000 2 0001808765 Restricted Stock Units
A 2022-03-03   Bacher Johannes 4 M-Exempt --D 21250.0000 81250.0000 1 0001808765 Common Stock
D 2022-03-03   Schacht Oliver 4 M-Exempt --D 38750.0000 38750.0000 3 0001808932 Restricted Stock Units
A 2022-03-03   Schacht Oliver 4 M-Exempt --D 38750.0000 68750.0000 1 0001808932 Common Stock
A 2022-03-02   Bacher Johannes 4 A-Award --D 45000.0000 45000.0000 4 0001808765 Restriced Stock Units
A 2022-03-02   Bacher Johannes 4 A-Award --D 45000.0000 45000.0000 3 0001808765 Stock Option Award
A 2022-03-02   Schacht Oliver 4 A-Award --D 75000.0000 75000.0000 5 0001808932 Restricted Stock Units
A 2022-03-02   Schacht Oliver 4 A-Award --D 75000.0000 75000.0000 4 0001808932 Stock Option Award
A 2022-01-26   Bacher Johannes 4 P-Purchase --D 25000.0000 60000.0000 1 0001808765 Common Stock
A 2022-01-03   Weber Albert 4 A-Award --D 210000.0000 210000.0000 1 0001900938 Stock Option (Right to Buy)
A 2021-11-19   Bacher Johannes 4 P-Purchase --D 10000.0000 35000.0000 1 0001808765 Comon Stock
A 2021-11-18   Schacht Oliver 4 P-Purchase --D 10000.0000 30000.0000 1 0001808932 Common Stock
A 2021-09-15   Bacher Johannes 4 P-Purchase --D 5000.0000 25000.0000 1 0001808765 Common Stock
A 2021-09-15   Schacht Oliver 4 P-Purchase --D 5000.0000 20000.0000 1 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --I 5000.0000 5000.0000 7 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 720.0000 15000.0000 6 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 100.0000 14280.0000 5 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 7280.0000 14180.0000 4 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 3800.0000 6900.0000 3 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 1700.0000 3100.0000 2 0001808932 Common Stock
A 2021-06-10   Schacht Oliver 4 P-Purchase --D 1400.0000 1400.0000 1 0001808932 Common Stock
A 2021-06-10   Bacher Johannes 4 P-Purchase --D 9394.0000 20000.0000 3 0001808765 Common Stock
A 2021-06-10   Bacher Johannes 4 P-Purchase --D 606.0000 10606.0000 2 0001808765 Common Stock
A 2021-06-10   Bacher Johannes 4 P-Purchase --D 10000.0000 10000.0000 1 0001808765 Common Stock
A 2021-06-09   Rhodes William E. 4 A-Award --D 15000.0000 15000.0000 1 0001532276 Common Stock
A 2021-06-09   Fernandes Prabhavathi 4 A-Award --D 15000.0000 15000.0000 1 0001540883 Common Stock
A 2021-06-09   Elsey R Don 4 A-Award --D 15000.0000 45000.0000 1 0001380742 Common Stock
A 2021-06-09   Crovetto Mario 4 A-Award --D 15000.0000 15000.0000 1 0001808675 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016