U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission


Chan Lap Wai (0001290839)
Mailing Address
1101 NEW YORK AVE
NW, SUITE 900
WASHINGTON DC 20005-4213
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Eco-Stim Energy Solutions, Inc. 0001135657 2014-07-09 director
Spectrum Brands Holdings, Inc. 0000109177 2011-11-29 director
POLYMER GROUP INC
Current Name:AVINTIV Specialty Materials, LLC		 0000927417 2003-03-06 director


Items 1 - 25

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2017-03-03   Eco-Stim Energy Solutions, Inc. 4 J-Other --I 0.0000 2 0001135657 Convertible Notes
D 2017-03-03   Eco-Stim Energy Solutions, Inc. 4 J-Other --I 2030436.0000 0.0000 1 0001135657 Common Stock
A 2015-09-18   Eco-Stim Energy Solutions, Inc. 4 A-Award --I 15000.0000 15000.0000 1 0001135657 Stock Option
A 2015-09-18   Eco-Stim Energy Solutions, Inc. 4 A-Award --I 30000.0000 45000.0000 2 0001135657 Stock Option
A 2015-07-15   Eco-Stim Energy Solutions, Inc. 4 J-Other --I 523192.0000 2030436.0000 1 0001135657 Common Stock
A 2015-02-19   Eco-Stim Energy Solutions, Inc. 4 P-Purchase --I 173911.0000 1507244.0000 1 0001135657 Common Stock
A 2014-10-28   Eco-Stim Energy Solutions, Inc. 4 J-Other --I $22000000.0000 2 0001135657 Convertible Notes
A 2013-08-16   HARBINGER GROUP INC. 4 A-Award --D 8899.0000 39879.0000 1 0000109177 Common Stock
A 2013-02-12   HARBINGER GROUP INC. 4 A-Award --D 9335.0000 30980.0000 1 0000109177 Common Stock
A 2011-11-29   HARBINGER GROUP INC. 4 A-Award --D 21645.0000 21645.0000 1 0000109177 Common Stock
A 2005-09-09   POLYMER GROUP INC 4 C-Conversion --I 7014034.0000 13596921.0000 1 0000927417 Class A Common Stock
D 2005-09-09   POLYMER GROUP INC 4 C-Conversion --I 51144.0000 0.0000 2 0000927417 16% Series A Convertible PIK Preferred Stock
A 2005-08-15   POLYMER GROUP INC 4 J-Other --I 3789.0000 51142.0000 1 0000927417 16% Series A Convertible PIK Preferred Stock
A 2005-01-21   POLYMER GROUP INC 4 J-Other --I 4720.0000 47353.0000 1 0000927417 16% Series A Convertible PIK Preferred Stock
A 2004-11-12   POLYMER GROUP INC 4 P-Purchase --I 185807.0000 6582887.0000 1 0000927417 Class A Common Stock
A 2004-05-17   POLYMER GROUP INC 4 J-Other --I 897635.0000 6397080.0000 1 0000927417 Class A Common Stock
D 2004-04-27   POLYMER GROUP INC 4 S-Sale --I 42632842.0000 0.0000 4 0000927417 10% Convertible Subordinated Notes, due 2007
A 2004-04-27   POLYMER GROUP INC 4 P-Purchase --I 42633.0000 5846790.0000 5 0000927417 16% Series A Convertible PIK Preferred Stock
A 2004-01-01   POLYMER GROUP INC 4 J-Other --I 1964000.0000 41300000.0000 3 0000927417 10% Convertible Subordinated Notes, due 2007
A 2003-07-01   POLYMER GROUP INC 4 J-Other --I 1217000.0000 39336000.0000 2 0000927417 10% Convertible Subordinated Notes, due 2007
- -   ZAPATA CORP 3 - --- 1 - -
- -   Eco-Stim Energy Solutions, Inc. 3 - --I 2 0001135657 Convertible Notes
- -   Eco-Stim Energy Solutions, Inc. 3 - --I 1333333.0000 1 0001135657 Common Stock
- -   POLYMER GROUP INC 3 - --I 5499445.0000 1 0000927417 Class A Common Stock
- -   POLYMER GROUP INC 3 - --I 2 0000927417 Jr Subordinated Convertible Notes, $38,119,000 principal amt

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016