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ONEILL ALISON (0001283882) |
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Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)
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Items 1 - 40
The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.
| D |
2023-09-08 |
|
Surface Oncology, Inc. |
4 |
D-Return |
--D |
150000.0000 |
0.0000 |
2 |
0001718108 |
Stock Option (Right to Buy) |
| D |
2023-09-08 |
|
Surface Oncology, Inc. |
4 |
D-Return |
--D |
56686.0000 |
0.0000 |
1 |
0001718108 |
Common Stock |
| D |
2023-08-01 |
|
Surface Oncology, Inc. |
4 |
S-Sale |
--D |
7042.0000 |
56686.0000 |
1 |
0001718108 |
Common Stock |
| A |
2023-03-01 |
|
Surface Oncology, Inc. |
4 |
A-Award |
--D |
150000.0000 |
150000.0000 |
1 |
0001718108 |
Stock Option (Right to Buy) |
| D |
2022-08-03 |
|
Surface Oncology, Inc. |
4 |
S-Sale |
--D |
4463.0000 |
63728.0000 |
1 |
0001718108 |
Common Stock |
| A |
2022-03-01 |
|
Surface Oncology, Inc. |
4 |
A-Award |
--D |
108000.0000 |
108000.0000 |
2 |
0001718108 |
Stock Option (Right to Buy) |
| A |
2022-03-01 |
|
Surface Oncology, Inc. |
4 |
A-Award |
--D |
38000.0000 |
68191.0000 |
1 |
0001718108 |
Common Stock |
| D |
2021-07-21 |
|
Surface Oncology, Inc. |
4 |
S-Sale |
--D |
14809.0000 |
30191.0000 |
2 |
0001718108 |
Common Stock |
| A |
2021-05-03 |
|
Surface Oncology, Inc. |
4 |
A-Award |
--D |
30000.0000 |
30000.0000 |
1 |
0001718108 |
Stock Option (Right to Buy) |
| A |
2020-03-01 |
|
Surface Oncology, Inc. |
4 |
A-Award |
--D |
45000.0000 |
45000.0000 |
1 |
0001718108 |
Common Stock |
| D |
2007-10-26 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
100.0000 |
24900.0000 |
6 |
0000856569 |
common stock |
| D |
2007-10-26 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
100.0000 |
0.0000 |
4 |
0000856569 |
common stock |
| A |
2007-10-26 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
100.0000 |
100.0000 |
3 |
0000856569 |
common stock |
| D |
2007-10-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
6850.0000 |
1250.0000 |
5 |
0000856569 |
common stock |
| D |
2007-10-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
6850.0000 |
0.0000 |
2 |
0000856569 |
common stock |
| A |
2007-10-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
6850.0000 |
6850.0000 |
1 |
0000856569 |
common stock |
| A |
2007-05-31 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
1250.0000 |
1250.0000 |
1 |
0000856569 |
Common Stock |
| D |
2007-05-31 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
1250.0000 |
0.0000 |
3 |
0000856569 |
Common Stock |
| D |
2007-05-31 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
1250.0000 |
0.0000 |
2 |
0000856569 |
Common Stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
15000.0000 |
0.0000 |
8 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
10881.0000 |
0.0000 |
7 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
100.0000 |
10881.0000 |
6 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
200.0000 |
10981.0000 |
5 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
3519.0000 |
11181.0000 |
4 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
S-Sale |
--D |
2200.0000 |
14700.0000 |
3 |
0000856569 |
common stock |
| A |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
1900.0000 |
16900.0000 |
2 |
0000856569 |
common stock |
| A |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
15000.0000 |
15000.0000 |
1 |
0000856569 |
common stock |
| D |
2007-05-25 |
|
ENCORIUM GROUP INC |
4 |
M-Exempt |
--D |
1900.0000 |
8100.0000 |
9 |
0000856569 |
common stock |
| A |
2005-07-01 |
|
COVALENT GROUP INC |
4 |
A-Award |
--D |
75000.0000 |
75000.0000 |
1 |
0000856569 |
Employee Stock Option (right to buy) |
| A |
2004-01-02 |
|
COVALENT GROUP INC |
4 |
A-Award |
--D |
25000.0000 |
25000.0000 |
1 |
0000856569 |
Employee Stock Option |
| - |
- |
|
Surface Oncology, Inc. |
3 |
- |
--- |
|
|
1 |
- |
- |
| - |
- |
|
COVALENT GROUP INC |
3 |
- |
--D |
|
|
2 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3 |
- |
--D |
|
|
3 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3 |
- |
--D |
|
|
4 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3 |
- |
--D |
|
|
5 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3/A |
- |
--D |
|
|
1 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3/A |
- |
--D |
|
|
2 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3/A |
- |
--D |
|
|
3 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3/A |
- |
--D |
|
|
4 |
0000856569 |
Employee Stock Option |
| - |
- |
|
COVALENT GROUP INC |
3 |
- |
--D |
|
|
1 |
0000856569 |
Employee Stock Option |
http://www.sec.gov/cgi-bin/own-disp
