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U.S. Securities and Exchange Commission


BROADWOOD PARTNERS, L.P. (0001278386)
State location: NY | State of Inc.: DE | Fiscal Year End: 1231
formerly: BROADWOOD PARTNERS LP (until 2016-11-14)
Business Address
BROADWOOD CAPITAL INC.
156 WEST 56TH STREET, 3RD FLOOR
NEW YORK NY 10019
212-508-5735
 Mailing Address
BROADWOOD CAPITAL INC.
156 WEST 56TH STREET, 3RD FLOOR
NEW YORK NY 10019
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Oncocyte Corp
Current Name:OncoCyte Corp		 0001642380 2016-08-29 10 percent owner
Asterias Biotherapeutics, Inc. 0001572552 2014-04-09 other: See Remarks Section
QUESTCOR PHARMACEUTICALS INC 0000891288 2013-06-13 director
PALOMAR MEDICAL TECHNOLOGIES INC
Current Name:PALOMAR MEDICAL TECHNOLOGIES LLC		 0000881695 2011-12-19 10 percent owner
STAAR SURGICAL CO 0000718937 2007-06-21 10 percent owner
COMARCO INC 0000022252 2007-06-01 10 percent owner
BIOTIME INC
Current Name:Lineage Cell Therapeutics, Inc.		 0000876343 2005-12-29 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2025-04-10   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13519491.0000 8 0000718937 Common Stock
A 2025-04-10   STAAR SURGICAL CO 4 P-Purchase --D 900.0000 13519491.0000 7 0000718937 Common Stock
A 2025-04-09   STAAR SURGICAL CO 4 P-Purchase --D 8200.0000 13518591.0000 5 0000718937 Common Stock
A 2025-04-09   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13518591.0000 6 0000718937 Common Stock
A 2025-04-08   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13510391.0000 4 0000718937 Common Stock
A 2025-04-08   STAAR SURGICAL CO 4 P-Purchase --D 11600.0000 13510391.0000 3 0000718937 Common Stock
A 2025-04-08   STAAR SURGICAL CO 4 P-Purchase --D 166527.0000 13498791.0000 1 0000718937 Common Stock
A 2025-04-08   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13498791.0000 2 0000718937 Common Stock
A 2025-04-07   STAAR SURGICAL CO 4 P-Purchase --D 11589.0000 13332264.0000 9 0000718937 Common Stock
A 2025-04-07   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13320675.0000 8 0000718937 Common Stock
A 2025-04-07   STAAR SURGICAL CO 4 P-Purchase --D 126465.0000 13320675.0000 7 0000718937 Common Stock
A 2025-04-07   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13332264.0000 10 0000718937 Common Stock
A 2025-04-04   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13194210.0000 6 0000718937 Common Stock
A 2025-04-04   STAAR SURGICAL CO 4 P-Purchase --D 5000.0000 13194210.0000 5 0000718937 Common Stock
A 2025-04-04   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 13189210.0000 4 0000718937 Common Stock
A 2025-04-04   STAAR SURGICAL CO 4 P-Purchase --D 492631.0000 13189210.0000 3 0000718937 Common Stock
A 2025-04-03   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12696579.0000 2 0000718937 Common Stock
A 2025-04-03   STAAR SURGICAL CO 4 P-Purchase --D 209535.0000 12696579.0000 1 0000718937 Common Stock
A 2025-04-02   STAAR SURGICAL CO 4 P-Purchase --D 31780.0000 12487044.0000 3 0000718937 Common Stock
A 2025-04-02   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12487044.0000 4 0000718937 Common Stock
A 2025-03-31   STAAR SURGICAL CO 4 P-Purchase --D 22189.0000 12455264.0000 1 0000718937 Common Stock
A 2025-03-31   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12455264.0000 2 0000718937 Common Stock
A 2025-03-28   STAAR SURGICAL CO 4 P-Purchase --D 8131.0000 12433075.0000 5 0000718937 Common Stock
A 2025-03-28   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12433075.0000 6 0000718937 Common Stock
A 2025-03-27   STAAR SURGICAL CO 4 P-Purchase --D 3620.0000 12424944.0000 3 0000718937 Common Stock
A 2025-03-27   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12424944.0000 4 0000718937 Common Stock
A 2025-03-26   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12421324.0000 2 0000718937 Common Stock
A 2025-03-26   STAAR SURGICAL CO 4 P-Purchase --D 101633.0000 12421324.0000 1 0000718937 Common Stock
A 2025-03-25   STAAR SURGICAL CO 4 P-Purchase --D 34296.0000 12319691.0000 3 0000718937 Common Stock
A 2025-03-25   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12319691.0000 4 0000718937 Common Stock
A 2025-03-21   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12285395.0000 2 0000718937 Common Stock
A 2025-03-21   STAAR SURGICAL CO 4 P-Purchase --D 102400.0000 12285395.0000 1 0000718937 Common Stock
A 2025-03-20   STAAR SURGICAL CO 4 P-Purchase --D 108720.0000 12182995.0000 5 0000718937 Common Stock
A 2025-03-20   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12182995.0000 6 0000718937 Common Stock
A 2025-03-18   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12039885.0000 2 0000718937 Common Stock
A 2025-03-18   STAAR SURGICAL CO 4 P-Purchase --D 58734.0000 12039885.0000 1 0000718937 Common Stock
A 2025-03-18   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 12074275.0000 4 0000718937 Common Stock
A 2025-03-18   STAAR SURGICAL CO 4 P-Purchase --D 34390.0000 12074275.0000 3 0000718937 Common Stock
A 2025-03-04   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11970726.0000 2 0000718937 Common Stock
A 2025-03-04   STAAR SURGICAL CO 4 P-Purchase --D 17528.0000 11970726.0000 1 0000718937 Common Stock
A 2025-03-04   STAAR SURGICAL CO 4 P-Purchase --D 10425.0000 11981151.0000 3 0000718937 Common Stock
A 2025-03-04   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11981151.0000 4 0000718937 Common Stock
A 2025-03-03   STAAR SURGICAL CO 4 P-Purchase --D 18974.0000 11953198.0000 11 0000718937 Common Stock
A 2025-03-03   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11953198.0000 12 0000718937 Common Stock
A 2025-03-03   STAAR SURGICAL CO 4 P-Purchase --D 230529.0000 11934224.0000 9 0000718937 Common Stock
A 2025-03-03   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11934224.0000 10 0000718937 Common Stock
A 2025-02-28   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11701895.0000 6 0000718937 Common Stock
A 2025-02-28   STAAR SURGICAL CO 4 P-Purchase --D 1800.0000 11703695.0000 7 0000718937 Common Stock
A 2025-02-28   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11703695.0000 8 0000718937 Common Stock
A 2025-02-28   STAAR SURGICAL CO 4 P-Purchase --D 153142.0000 11701895.0000 5 0000718937 Common Stock
A 2025-02-27   STAAR SURGICAL CO 4 P-Purchase --D 114713.0000 11404150.0000 1 0000718937 Common Stock
A 2025-02-27   STAAR SURGICAL CO 4 P-Purchase --D 144603.0000 11548753.0000 3 0000718937 Common Stock
A 2025-02-27   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11404150.0000 2 0000718937 Common Stock
A 2025-02-27   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11548753.0000 4 0000718937 Common Stock
A 2025-02-14   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11289437.0000 10 0000718937 Common Stock
A 2025-02-14   STAAR SURGICAL CO 4 P-Purchase --D 36532.0000 11289437.0000 9 0000718937 Common Stock
A 2025-02-13   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11252905.0000 8 0000718937 Common Stock
A 2025-02-13   STAAR SURGICAL CO 4 P-Purchase --D 115282.0000 11252905.0000 7 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --D 72017.0000 11032754.0000 3 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 10960737.0000 2 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11137623.0000 6 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --D 82730.0000 10960737.0000 1 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 11032754.0000 4 0000718937 Common Stock
A 2025-02-12   STAAR SURGICAL CO 4 P-Purchase --D 104869.0000 11137623.0000 5 0000718937 Common Stock
A 2025-02-06   Oncocyte Corp 4 P-Purchase --I 0.0000 6904612.0000 2 0001642380 Common Stock, no par value
A 2025-02-06   Oncocyte Corp 4 P-Purchase --D 4505488.0000 11410100.0000 3 0001642380 Common Stock, no par value
A 2025-02-06   Oncocyte Corp 4 P-Purchase --D 660207.0000 6904612.0000 1 0001642380 Common Stock, no par value
A 2025-02-06   Oncocyte Corp 4 P-Purchase --I 0.0000 11410100.0000 4 0001642380 Common Stock, no par value
A 2025-01-27   Lineage Cell Therapeutics, Inc. 4 P-Purchase --I 0.0000 7894737.0000 5 0000876343 Common Warrant
A 2025-01-27   Lineage Cell Therapeutics, Inc. 4 P-Purchase --D 7894737.0000 7894737.0000 4 0000876343 Common Warrant
A 2025-01-27   Lineage Cell Therapeutics, Inc. 4 P-Purchase --I 0.0000 49560992.0000 2 0000876343 Common Shares
A 2025-01-27   Lineage Cell Therapeutics, Inc. 4 P-Purchase --D 7894737.0000 49560992.0000 1 0000876343 Common Shares
A 2025-01-16   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 10878007.0000 4 0000718937 Common Stock
A 2025-01-16   STAAR SURGICAL CO 4 P-Purchase --D 8221.0000 10878007.0000 3 0000718937 Common Stock
A 2025-01-14   STAAR SURGICAL CO 4 P-Purchase --D 21155.0000 10869786.0000 1 0000718937 Common Stock
A 2025-01-14   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 10869786.0000 2 0000718937 Common Stock
A 2024-12-18   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 10848631.0000 8 0000718937 Common Stock
A 2024-12-18   STAAR SURGICAL CO 4 P-Purchase --D 23000.0000 10848631.0000 7 0000718937 Common Stock
A 2024-12-17   STAAR SURGICAL CO 4 P-Purchase --D 3700.0000 10825631.0000 5 0000718937 Common Stock
A 2024-12-17   STAAR SURGICAL CO 4 P-Purchase --I 0.0000 10825631.0000 6 0000718937 Common Stock

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Modified: 04/22/2016