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U.S. Securities and Exchange Commission


Vivani Medical, Inc. (0001266806)
SIC: 3845 - Electromedical & Electrotherapeutic Apparatus
State location: CA | State of Inc.: CA | Fiscal Year End: 1231
formerly: SECOND SIGHT MEDICAL PRODUCTS INC (until 2022-08-18)
formerly: SECOUND SIGHT MEDICAL PRODUCTS INC (until 2003-10-10)
Business Address
1350 S. LOOP ROAD
ALAMEDA CA 94502
818-833-5000
 Mailing Address
1350 S. LOOP ROAD
ALAMEDA CA 94502
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
BRADBURY DANIEL 0001236397 2024-03-04 director
Makes Brigid 0001375927 2022-08-30 officer: CFO
Mendelsohn Adam 0001940008 2022-08-30 director, officer: CEO
Le Truc 0001940176 2022-08-30 officer: COO
Dwyer Donald 0001940425 2022-08-30 officer: Chief Business Officer
Porter Lisa Ellen 0001940462 2022-08-30 officer: Chief Medical Officer
Bolck Joachim Eberhard 0001974849 2022-08-30 10 percent owner
Baker Wilford Dean 0001377879 2021-04-06 director
Larson Alexandra L.P. 0001858534 2021-04-05 director
DUNBAR SCOTT 0001855970 2021-03-30 officer: Acting CEO
Sedo Edward Jonathon 0001824250 2020-09-04 officer: Controller
Dorn Jessy Dana 0001789796 2019-09-25 officer: VP-Clin & Scientific Affairs
PFEFFER MATTHEW J 0001192063 2019-06-04 director
Mendelsohn Aaron 0001625195 2019-06-04 director
Williams Gregg 0001624919 2019-02-22 director, 10 percent owner
OKLAND STEPHEN D 0001261287 2019-02-19 officer: Chief Commercial Officer
McGuire Jonathan Will 0001345539 2019-02-19 director, officer: Chief Executive Officer
RYAN WILLIAM PATRICK 0001519007 2019-02-19 officer: Chief Operating Officer
Randolph Edward David 0001625133 2019-02-19 officer: Vice President Manufacturing
Blake John T 0001657162 2019-02-19 officer: Chief Financial Officer
Jacques David Murray 0001699626 2017-02-28 officer: VP - Research Development
Alfred E. Mann Living Trust 0001678706 2016-02-25 10 percent owner
Incumed, LLC 0001678708 2016-02-25 10 percent owner
Moses John Anthony 0001643897 2015-05-25 officer: Vice President, Americas
MANN ALFRED E 0001008051 2014-11-18 director, 10 percent owner
JAFFE ROSS A MD 0001181338 2014-11-18 10 percent owner
COLELLA SAMUEL D 0001201580 2014-11-18 10 percent owner
ROBERTSON REBECCA B 0001201585 2014-11-18 10 percent owner
LINK WILLIAM J PHD 0001228684 2014-11-18 director, 10 percent owner
MILLER THOMAS B 0001236896 2014-11-18 officer: CFO
ATWOOD BRIAN G 0001266567 2014-11-18 10 percent owner
LUBASH BARBARA N 0001279592 2014-11-18 10 percent owner
MILDER DONALD B 0001279660 2014-11-18 10 percent owner
Versant Venture Capital II, LP 0001354131 2014-11-18 10 percent owner
Versant Affiliates Fund II-A, LP 0001354132 2014-11-18 10 percent owner
Versant Side Fund II, LP 0001354307 2014-11-18 10 percent owner
Bolzon Bradley J PhD 0001354345 2014-11-18 10 percent owner
Versant Ventures II LLC 0001354727 2014-11-18 10 percent owner
Warden Charles M 0001354802 2014-11-18 10 percent owner
Ripley Anne-Marie Juliette 0001625186 2014-11-18 officer: VP Regulatory Affairs
Mech Brian Vernon 0001625192 2014-11-18 officer: VP of Business Development
Cosendai Gregoire 0001625468 2014-11-18 officer: VP of European Operations
Greenberg Robert J. 0001625594 2014-11-18 director, officer: CEO & President


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2025-02-28   Dwyer Donald 4 P-Purchase --D 1000.0000 51000.0000 1 0001940425 Common Stock
A 2025-01-01   BRADBURY DANIEL 4 A-Award --D 50059.0000 50059.0000 1 0001236397 Non-Qualified Stock Option (right to buy)
A 2025-01-01   Williams Gregg 4 A-Award --D 76757.0000 76757.0000 1 0001624919 Non-Qualified Stock Option (right to buy)
A 2024-11-08   Williams Gregg 4 P-Purchase --D 3968253.0000 4695861.0000 1 0001624919 Common Stock
A 2024-10-03   Dwyer Donald 4 P-Purchase --D 500.0000 50000.0000 3 0001940425 Common Stock
A 2024-10-02   Dwyer Donald 4 P-Purchase --D 1000.0000 49500.0000 2 0001940425 Common Stock
A 2024-10-01   Dwyer Donald 4 P-Purchase --D 1000.0000 48500.0000 1 0001940425 Common Stock
A 2024-07-31   Dwyer Donald 4 P-Purchase --D 4000.0000 47500.0000 2 0001940425 Common Stock
A 2024-07-30   Dwyer Donald 4 P-Purchase --D 5000.0000 43500.0000 1 0001940425 Common Stock
A 2024-06-27   Williams Gregg 4 A-Award --D 34839.0000 34839.0000 1 0001624919 Common Stock Option
A 2024-06-27   Baker Wilford Dean 4 A-Award --D 34839.0000 34839.0000 1 0001377879 Common Stock Option
A 2024-06-27   BRADBURY DANIEL 4 A-Award --D 34839.0000 34839.0000 1 0001236397 Common Stock Option
A 2024-06-27   Larson Alexandra L.P. 4 A-Award --D 34839.0000 34839.0000 1 0001858534 Common Stock Option
A 2024-06-27   Mendelsohn Aaron 4 A-Award --D 34839.0000 34839.0000 1 0001625195 Common Stock Option
A 2024-05-10   Le Truc 4 A-Award --D 80000.0000 80000.0000 2 0001940176 Restricted Stock Units
A 2024-05-10   Le Truc 4 A-Award --D 160000.0000 160000.0000 1 0001940176 Common Stock Option
A 2024-05-10   Porter Lisa Ellen 4 A-Award --D 40000.0000 40000.0000 2 0001940462 Restricted Stock Units
A 2024-05-10   Porter Lisa Ellen 4 A-Award --D 80000.0000 80000.0000 1 0001940462 Common Stock Option
A 2024-05-10   Mendelsohn Adam 4 A-Award --D 100000.0000 100000.0000 2 0001940008 Restricted Stock Units
A 2024-05-10   Mendelsohn Adam 4 A-Award --D 200000.0000 200000.0000 1 0001940008 Common Stock Option
A 2024-05-10   Dwyer Donald 4 A-Award --D 35000.0000 35000.0000 2 0001940425 Restricted Stock Units
A 2024-05-10   Dwyer Donald 4 A-Award --D 70000.0000 70000.0000 1 0001940425 Common Stock Option
A 2024-05-10   Makes Brigid 4 A-Award --D 37500.0000 37500.0000 2 0001375927 Restricted Stock Units
A 2024-05-10   Makes Brigid 4 A-Award --D 75000.0000 75000.0000 1 0001375927 Common Stock Option
A 2024-03-27   BRADBURY DANIEL 4 A-Award --D 26145.0000 26145.0000 1 0001236397 Non-Qualified Stock Option (right to buy)
A 2024-03-25   BRADBURY DANIEL 4 A-Award --D 22869.0000 22869.0000 1 0001236397 Non-Qualified Stock Option (right to buy)
A 2024-02-15   Williams Gregg 4 P-Purchase --D 1078.0000 727608.0000 1 0001624919 Common Stock
A 2024-02-09   Williams Gregg 4 P-Purchase --D 1071.0000 726530.0000 2 0001624919 Common Stock
A 2024-02-08   Williams Gregg 4 P-Purchase --D 1119.0000 725459.0000 1 0001624919 Common Stock
A 2024-02-06   Williams Gregg 4 P-Purchase --D 56.0000 724340.0000 2 0001624919 Common Stock
A 2024-02-05   Williams Gregg 4 P-Purchase --D 1939.0000 724284.0000 1 0001624919 Common Stock
A 2024-01-31   Williams Gregg 4 P-Purchase --D 100.0000 722345.0000 1 0001624919 Common Stock
A 2024-01-23   Williams Gregg 4 P-Purchase --D 834.0000 722245.0000 1 0001624919 Common Stock
A 2024-01-22   Williams Gregg 4 P-Purchase --D 7620.0000 721411.0000 1 0001624919 Common Stock
A 2024-01-19   Williams Gregg 4 P-Purchase --D 77.0000 713791.0000 2 0001624919 Common Stock
A 2024-01-18   Williams Gregg 4 P-Purchase --D 999.0000 713714.0000 1 0001624919 Common Stock
A 2024-01-16   Williams Gregg 4 P-Purchase --D 13067.0000 712715.0000 1 0001624919 Common Stock
A 2024-01-08   Williams Gregg 4 P-Purchase --D 6731.0000 699648.0000 1 0001624919 Common Stock
A 2024-01-05   Williams Gregg 4 P-Purchase --D 2000.0000 692917.0000 2 0001624919 Common Stock
A 2024-01-04   Williams Gregg 4 P-Purchase --D 4200.0000 690917.0000 1 0001624919 Common Stock
A 2024-01-03   Williams Gregg 4 P-Purchase --D 3563.0000 686717.0000 2 0001624919 Common Stock
A 2024-01-02   Williams Gregg 4 P-Purchase --D 3548.0000 683154.0000 1 0001624919 Common Stock
A 2023-12-22   Williams Gregg 4 P-Purchase --D 100.0000 679606.0000 1 0001624919 Common Stock
A 2023-12-21   Williams Gregg 4 P-Purchase --D 149940.0000 679506.0000 3 0001624919 Common Stock
A 2023-12-20   Williams Gregg 4 P-Purchase --D 3734.0000 529566.0000 2 0001624919 Common Stock
A 2023-12-19   Williams Gregg 4 P-Purchase --D 198.0000 525832.0000 1 0001624919 Common Stock
A 2023-12-18   Williams Gregg 4 P-Purchase --D 2000.0000 525634.0000 3 0001624919 Common Stock
A 2023-12-18   Makes Brigid 4 P-Purchase --D 1000.0000 15000.0000 2 0001375927 Common Stock
A 2023-12-15   Williams Gregg 4 P-Purchase --D 2000.0000 523634.0000 2 0001624919 Common Stock
A 2023-12-15   Makes Brigid 4 P-Purchase --D 4000.0000 14000.0000 1 0001375927 Common Stock
A 2023-12-14   Williams Gregg 4 P-Purchase --D 301.0000 521634.0000 1 0001624919 Common Stock
A 2023-12-13   Williams Gregg 4 P-Purchase --D 858.0000 521333.0000 2 0001624919 Common Stock
A 2023-12-11   Williams Gregg 4 P-Purchase --D 28948.0000 520475.0000 1 0001624919 Common Stock
A 2023-12-06   Williams Gregg 4 P-Purchase --D 993.0000 491527.0000 1 0001624919 Common Stock
A 2023-11-24   Williams Gregg 4 P-Purchase --D 2694.0000 490534.0000 2 0001624919 Common Stock
A 2023-11-22   Dwyer Donald 4 P-Purchase --D 2000.0000 38500.0000 1 0001940425 Common Stock
A 2023-11-22   Williams Gregg 4 P-Purchase --D 769.0000 487840.0000 1 0001624919 Common Stock
A 2023-11-22   Dwyer Donald 4 P-Purchase --D 1000.0000 36500.0000 3 0001940425 Common Stock
A 2023-11-21   Dwyer Donald 4 P-Purchase --D 2000.0000 35500.0000 2 0001940425 Common Stock
A 2023-11-20   Dwyer Donald 4 P-Purchase --D 2500.0000 33500.0000 1 0001940425 Common Stock
A 2023-11-17   Williams Gregg 4 P-Purchase --D 1251.0000 487071.0000 2 0001624919 Common Stock
A 2023-11-16   Williams Gregg 4 P-Purchase --D 2015.0000 485820.0000 1 0001624919 Common Stock
A 2023-10-24   Williams Gregg 4 P-Purchase --D 1222.0000 483805.0000 3 0001624919 Common Stock
A 2023-10-23   Williams Gregg 4 P-Purchase --D 100565.0000 482583.0000 2 0001624919 Common Stock
A 2023-10-20   Williams Gregg 4 P-Purchase --D 1581.0000 382018.0000 1 0001624919 Common Stock
A 2023-10-16   Williams Gregg 4 P-Purchase --D 1600.0000 380437.0000 3 0001624919 Common Stock
A 2023-10-13   Williams Gregg 4 P-Purchase --D 9414.0000 378837.0000 2 0001624919 Common Stock
A 2023-10-12   Williams Gregg 4 P-Purchase --D 1405.0000 369423.0000 1 0001624919 Common Stock
A 2023-10-09   Williams Gregg 4 P-Purchase --D 664.0000 368018.0000 1 0001624919 Common Stock
A 2023-10-06   Williams Gregg 4 P-Purchase --D 87887.0000 367354.0000 1 0001624919 Common Stock
A 2023-10-05   Williams Gregg 4 P-Purchase --D 1424.0000 279467.0000 3 0001624919 Common Stock
A 2023-10-04   Williams Gregg 4 P-Purchase --D 5452.0000 278043.0000 2 0001624919 Common Stock
A 2023-10-03   Williams Gregg 4 P-Purchase --D 3048.0000 272591.0000 1 0001624919 Common Stock
A 2023-10-02   Williams Gregg 4 P-Purchase --D 16207.0000 269543.0000 2 0001624919 Common Stock
A 2023-09-28   Williams Gregg 4 P-Purchase --D 20003.0000 253336.0000 1 0001624919 Common Stock
A 2023-09-27   Dwyer Donald 4 P-Purchase --D 1000.0000 31000.0000 1 0001940425 Common Stock
A 2023-09-27   Williams Gregg 4 P-Purchase --D 1026.0000 233333.0000 3 0001624919 Common Stock
A 2023-09-26   Williams Gregg 4 P-Purchase --D 1567.0000 232307.0000 2 0001624919 Common Stock
A 2023-09-25   Williams Gregg 4 P-Purchase --D 24088.0000 230740.0000 1 0001624919 Common Stock
A 2023-09-21   Williams Gregg 4 P-Purchase --D 398.0000 206652.0000 2 0001624919 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016