U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


THORNTON JOHN D (0001252914)
Mailing Address
300 WEST SIXTH ST., SUITE 2300
AUSTIN TX 78701
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Upland Software, Inc. 0001505155 2015-11-09 director, 10 percent owner
Bazaarvoice Inc 0001330421 2015-10-14 10 percent owner
MAVENIR SYSTEMS INC 0001361470 2013-11-06 10 percent owner
LDR HOLDING CORP 0001348324 2013-10-08 10 percent owner
RetailMeNot, Inc. 0001475274 2013-07-18 10 percent owner
HOMEAWAY INC 0001366684 2011-06-28 10 percent owner
Convio, Inc. 0001407450 2010-04-28 10 percent owner
SolarWinds, Inc. 0001428669 2009-05-19 director
MOTIVE INC 0001112422 2004-06-24 director, 10 percent owner
724 SOLUTIONS INC 0001097641 2004-05-14 10 percent owner
ENTORIAN TECHNOLOGIES INC 0000866830 2004-02-05 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
D 2017-11-16   Upland Software, Inc. 4 J-Other --I 873034.0000 0.0000 1 0001505155 Common Stock
D 2017-11-16   Upland Software, Inc. 4 J-Other --I 1309550.0000 0.0000 2 0001505155 Common Stock
A 2016-08-08   Upland Software, Inc. 4 A-Award --D 15487.0000 31416.0000 1 0001505155 Stock Option (right to buy)
A 2015-11-09   Upland Software, Inc. 4 A-Award --D 15929.0000 15929.0000 1 0001505155 Stock Option (right to buy)
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 498548.0000 498548.0000 2 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 255524.0000 754072.0000 3 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 80500.0000 834572.0000 4 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 P-Purchase --I 38462.0000 873034.0000 5 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 747822.0000 747822.0000 6 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 383286.0000 1131108.0000 7 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 120750.0000 1251858.0000 8 0001505155 Common Stock
A 2014-11-12   Upland Software, Inc. 4 P-Purchase --I 57692.0000 1309550.0000 9 0001505155 Common Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 498548.0000 0.0000 10 0001505155 Series A Preferred Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 747822.0000 0.0000 11 0001505155 Series A Preferred Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 383286.0000 0.0000 12 0001505155 Series B Preferred Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 255524.0000 0.0000 13 0001505155 Series B Preferred Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 80500.0000 0.0000 14 0001505155 Series C Preferred Stock
D 2014-11-12   Upland Software, Inc. 4 C-Conversion --I 120750.0000 0.0000 15 0001505155 Series C Preferred Stock
A 2014-11-05   Upland Software, Inc. 4 A-Award --D 10416.0000 10416.0000 1 0001505155 Common Stock
D 2009-11-18   SolarWinds, Inc. 4 S-Sale --I 653177.0000 1045501.0000 1 0001428669 Common Stock
D 2009-05-29   SolarWinds, Inc. 4 S-Sale --I 73992.0000 1698678.0000 1 0001428669 Common Stock
A 2009-05-26   SolarWinds, Inc. 4 C-Conversion --I 724770.0000 1899540.0000 1 0001428669 Common Stock
D 2009-05-26   SolarWinds, Inc. 4 S-Sale --I 126870.0000 1772670.0000 2 0001428669 Common stock
D 2009-05-26   SolarWinds, Inc. 4 C-Conversion --I 724770.0000 0.0000 3 0001428669 Convertible Preferred Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 80135.0000 80135.0000 2 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 1602460.0000 1602460.0000 3 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 X-InTheMoney --I 425256.0000 973133.0000 4 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 547877.0000 973133.0000 5 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 44402.0000 44875.0000 6 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 1578736.0000 1595547.0000 7 0001112422 Common Stock
D 2004-06-30   MOTIVE INC 4 X-InTheMoney --I 425426.0000 0.0000 8 0001112422 Warrant (right to buy)
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 49658.0000 0.0000 9 0001112422 Series A Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 6423.0000 0.0000 10 0001112422 Series B Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 1934.0000 0.0000 11 0001112422 Series C Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 13089.0000 0.0000 12 0001112422 Series D1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 8183.0000 0.0000 13 0001112422 Series D2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 449.0000 0.0000 14 0001112422 Series E1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 399.0000 0.0000 15 0001112422 Series E2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 993167.0000 0.0000 16 0001112422 Series A Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 128454.0000 0.0000 17 0001112422 Series B Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 38669.0000 0.0000 1 0001112422 Series C Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 261571.0000 0.0000 2 0001112422 Series D1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 163655.0000 0.0000 3 0001112422 Series D2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 8970.0000 0.0000 4 0001112422 Series E1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 7974.0000 0.0000 5 0001112422 Series E2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 28572.0000 0.0000 6 0001112422 Series F1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 13356.0000 0.0000 7 0001112422 Series F2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 2474.0000 0.0000 8 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 1015882.0000 0.0000 9 0001112422 Series F1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 474889.0000 0.0000 10 0001112422 Series F2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 87965.0000 0.0000 11 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 148860.0000 0.0000 12 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 217807.0000 0.0000 13 0001112422 Series E1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 181210.0000 0.0000 14 0001112422 Series E2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 38669.0000 0.0000 1 0001112422 Series C Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 261571.0000 0.0000 2 0001112422 Series D1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 163655.0000 0.0000 3 0001112422 Series D2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 8970.0000 0.0000 4 0001112422 Series E1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 7974.0000 0.0000 5 0001112422 Series E2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 28572.0000 0.0000 6 0001112422 Series F1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 13356.0000 0.0000 7 0001112422 Series F2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 2474.0000 0.0000 8 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 1015882.0000 0.0000 9 0001112422 Series F1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 474889.0000 0.0000 10 0001112422 Series F2 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 87965.0000 0.0000 11 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 148860.0000 0.0000 12 0001112422 Series F3 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 217807.0000 0.0000 13 0001112422 Series E1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 181210.0000 0.0000 14 0001112422 Series E2 Preferred Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 80135.0000 80135.0000 2 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 1602460.0000 1602460.0000 3 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 X-InTheMoney --I 425256.0000 973133.0000 4 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 547877.0000 973133.0000 5 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 44402.0000 44875.0000 6 0001112422 Common Stock
A 2004-06-30   MOTIVE INC 4 C-Conversion --I 1578736.0000 1595547.0000 7 0001112422 Common Stock
D 2004-06-30   MOTIVE INC 4 X-InTheMoney --I 425426.0000 0.0000 8 0001112422 Warrant (right to buy)
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 49658.0000 0.0000 9 0001112422 Series A Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 6423.0000 0.0000 10 0001112422 Series B Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 1934.0000 0.0000 11 0001112422 Series C Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 13089.0000 0.0000 12 0001112422 Series D1 Preferred Stock
D 2004-06-30   MOTIVE INC 4 C-Conversion --I 8183.0000 0.0000 13 0001112422 Series D2 Preferred Stock

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Modified: 04/22/2016