U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


SOUTHWELL DAVID P (0001251553)
Mailing Address
C/O INOTEK PHARMACEUTICALS CORPORATION
91 HARTWELL AVENUE
LEXINGTON MA 02421
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
TScan Therapeutics, Inc. 0001783328 2021-07-15 director, officer: Chief Executive Officer
Spero Therapeutics, Inc. 0001701108 2018-02-01 director
PTC THERAPEUTICS, INC. 0001070081 2017-01-03 director
INOTEK PHARMACEUTICALS CORP
Current Name:ROCKET PHARMACEUTICALS, INC.		 0001281895 2016-03-22 director, officer: See Remarks
THL Credit, Inc.
Current Name:First Eagle Alternative Capital BDC, Inc.		 0001464963 2010-11-16 director
HUMAN GENOME SCIENCES INC 0000901219 2008-07-23 director
BIOSPHERE MEDICAL INC 0000919015 2005-05-18 director
SEPRACOR INC /DE/
Current Name:Sunovion Pharmaceuticals Inc.		 0000877357 2004-07-16 officer: Executive VP and CEO


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2025-01-03   PTC THERAPEUTICS, INC. 4 A-Award --D 8800.0000 8800.0000 3 0001070081 Stock Option (Right to Buy)
A 2025-01-03   PTC THERAPEUTICS, INC. 4 A-Award --D 4000.0000 16850.0000 1 0001070081 Common Stock
A 2024-06-13   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 23944.0000 23944.0000 1 0001281895 Stock Option (Right to Buy)
D 2024-05-08   PTC THERAPEUTICS, INC. 4 G-Gift --D 1650.0000 12850.0000 1 0001070081 Common Stock
D 2024-05-02   ROCKET PHARMACEUTICALS, INC. 4 G-Gift --I 59716.0000 113124.0000 2 0001281895 Common Stock
D 2024-05-02   ROCKET PHARMACEUTICALS, INC. 4 G-Gift --D 113124.0000 1660.0000 1 0001281895 Common Stock
D 2024-04-15   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 29624.0000 0.0000 7 0001281895 Stock Option (Right to Buy)
D 2024-04-15   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 10000.0000 114784.0000 5 0001281895 Common Stock
A 2024-04-15   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 29624.0000 124784.0000 4 0001281895 Common Stock
D 2024-04-12   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 70000.0000 29624.0000 6 0001281895 Stock Option (Right to Buy)
D 2024-04-12   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 10284.0000 95160.0000 3 0001281895 Common Stock
D 2024-04-12   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 59716.0000 105444.0000 2 0001281895 Common Stock
A 2024-04-12   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 70000.0000 165160.0000 1 0001281895 Common Stock
A 2024-02-15   PTC THERAPEUTICS, INC. 4 A-Award --D 10000.0000 10000.0000 2 0001070081 Stock Option (Right to Buy)
A 2024-02-15   PTC THERAPEUTICS, INC. 4 A-Award --D 4000.0000 14500.0000 1 0001070081 Common Stock
A 2023-06-22   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 25850.0000 25850.0000 1 0001281895 Stock Option (Right to Buy)
D 2023-04-17   PTC THERAPEUTICS, INC. 4 M-Exempt --D 11429.0000 0.0000 4 0001070081 Stock Option (Right to Buy)
D 2023-04-17   PTC THERAPEUTICS, INC. 4 S-Sale --D 5188.0000 10500.0000 3 0001070081 Common Stock
D 2023-04-17   PTC THERAPEUTICS, INC. 4 S-Sale --D 6241.0000 15688.0000 2 0001070081 Common Stock
A 2023-04-17   PTC THERAPEUTICS, INC. 4 M-Exempt --D 11429.0000 21929.0000 1 0001070081 Common Stock
D 2023-03-31   PTC THERAPEUTICS, INC. 4 M-Exempt --D 2571.0000 11429.0000 3 0001070081 Stock Option (Right to Buy)
D 2023-03-31   PTC THERAPEUTICS, INC. 4 S-Sale --D 2571.0000 10500.0000 2 0001070081 Common Stock
A 2023-03-31   PTC THERAPEUTICS, INC. 4 M-Exempt --D 2571.0000 13071.0000 1 0001070081 Common Stock
D 2023-03-27   PTC THERAPEUTICS, INC. 4 M-Exempt --D 10000.0000 0.0000 5 0001070081 Stock Option (Right to Buy)
D 2023-03-27   PTC THERAPEUTICS, INC. 4 S-Sale --D 100.0000 10500.0000 4 0001070081 Common Stock
D 2023-03-27   PTC THERAPEUTICS, INC. 4 S-Sale --D 5301.0000 10600.0000 3 0001070081 Common Stock
D 2023-03-27   PTC THERAPEUTICS, INC. 4 S-Sale --D 4599.0000 15901.0000 2 0001070081 Common Stock
A 2023-03-27   PTC THERAPEUTICS, INC. 4 M-Exempt --D 10000.0000 20500.0000 1 0001070081 Common Stock
A 2023-02-02   TScan Therapeutics, Inc. 4 A-Award --D 100000.0000 100000.0000 1 0001783328 Stock Option (Right to Buy)
A 2023-01-05   PTC THERAPEUTICS, INC. 4 A-Award --D 10000.0000 10000.0000 2 0001070081 Stock Option (Right to Buy)
A 2023-01-05   PTC THERAPEUTICS, INC. 4 A-Award --D 4000.0000 10500.0000 1 0001070081 Common Stock
A 2022-07-25   TScan Therapeutics, Inc. 4 A-Award --D 100000.0000 100000.0000 1 0001783328 Stock Option (Right to Buy)
A 2022-06-13   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 47745.0000 47745.0000 1 0001281895 Stock Option (Right to Buy)
A 2022-05-18   TScan Therapeutics, Inc. 4 P-Purchase --D 10000.0000 171569.0000 2 0001783328 Voting Common Stock
A 2022-05-18   TScan Therapeutics, Inc. 4 P-Purchase --D 15000.0000 161569.0000 1 0001783328 Voting Common Stock
A 2022-01-18   TScan Therapeutics, Inc. 4 A-Award --D 275000.0000 275000.0000 1 0001783328 Stock Option (Right to Buy)
A 2022-01-07   PTC THERAPEUTICS, INC. 4 A-Award --D 12000.0000 12000.0000 2 0001070081 Stock Option (Right To Buy)
A 2022-01-07   PTC THERAPEUTICS, INC. 4 A-Award --D 3200.0000 6500.0000 1 0001070081 Common Stock
D 2021-12-23   TScan Therapeutics, Inc. 4 M-Exempt --D 48670.0000 21161.0000 2 0001783328 Stock Option (Right to Buy)
A 2021-12-23   TScan Therapeutics, Inc. 4 M-Exempt --D 48670.0000 146569.0000 1 0001783328 Voting Common Stock
A 2021-09-08   TScan Therapeutics, Inc. 4 P-Purchase --D 11000.0000 97899.0000 1 0001783328 Voting Common Stock
A 2021-06-14   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 12236.0000 12236.0000 1 0001281895 Stock Option (Right to Buy)
A 2021-01-06   PTC THERAPEUTICS, INC. 4 A-Award --D 10000.0000 10000.0000 2 0001070081 Stock Option (Right To Buy)
A 2021-01-06   PTC THERAPEUTICS, INC. 4 A-Award --D 1650.0000 3300.0000 1 0001070081 Common Stock
D 2020-10-16   PTC THERAPEUTICS, INC. 4 S-Sale --D 14300.0000 2350.0000 2 0001070081 Common Stock
A 2020-10-16   PTC THERAPEUTICS, INC. 4 M-Exempt --D 15000.0000 16650.0000 1 0001070081 Common Stock
D 2020-10-16   PTC THERAPEUTICS, INC. 4 S-Sale --D 700.0000 1650.0000 3 0001070081 Common Stock
A 2020-10-16   PTC THERAPEUTICS, INC. 4 M-Exempt --D 12000.0000 13650.0000 4 0001070081 Common Stock
D 2020-10-16   PTC THERAPEUTICS, INC. 4 S-Sale --D 500.0000 1650.0000 6 0001070081 Common Stock
D 2020-10-16   PTC THERAPEUTICS, INC. 4 M-Exempt --D 15000.0000 0.0000 7 0001070081 Stock Option (Right to Buy)
D 2020-10-16   PTC THERAPEUTICS, INC. 4 M-Exempt --D 12000.0000 0.0000 8 0001070081 Stock Option (Right to Buy)
D 2020-10-16   PTC THERAPEUTICS, INC. 4 S-Sale --D 11500.0000 2150.0000 5 0001070081 Common Stock
A 2020-06-16   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 20000.0000 20000.0000 1 0001281895 Stock Option (Right to Buy)
A 2020-01-29   PTC THERAPEUTICS, INC. 4 A-Award --D 10000.0000 10000.0000 2 0001070081 Stock Option (Right To Buy)
A 2020-01-29   PTC THERAPEUTICS, INC. 4 A-Award --D 1650.0000 1650.0000 1 0001070081 Common Stock
A 2019-01-28   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 30000.0000 30000.0000 1 0001281895 Stock Option (Right to Buy)
A 2019-01-22   PTC THERAPEUTICS, INC. 4 A-Award --D 14000.0000 14000.0000 1 0001070081 Stock Option (Right to Buy)
D 2018-12-13   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 38768.0000 95160.0000 1 0001281895 Common Stock
D 2018-12-07   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 4923.0000 133928.0000 3 0001281895 Common Stock
D 2018-12-06   ROCKET PHARMACEUTICALS, INC. 4 S-Sale --D 52809.0000 138851.0000 2 0001281895 Common Stock
D 2018-11-28   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 65625.0000 0.0000 4 0001281895 Restricted Stock Units
A 2018-11-28   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 153125.0000 191660.0000 1 0001281895 Common Stock
A 2018-06-05   Spero Therapeutics, Inc. 4 A-Award --D 6073.0000 6073.0000 1 0001701108 Stock Option (right to buy)
A 2018-04-02   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 21875.0000 65625.0000 3 0001281895 Restricted Stock Units
A 2018-04-02   ROCKET PHARMACEUTICALS, INC. 4 M-Exempt --D 21875.0000 38535.0000 1 0001281895 Common Stock
A 2018-03-30   Spero Therapeutics, Inc. 4 A-Award --D 12146.0000 12146.0000 1 0001701108 Stock Option (right to buy)
A 2018-03-29   ROCKET PHARMACEUTICALS, INC. 4 A-Award --D 40000.0000 40000.0000 2 0001281895 Stock Option (Right to Buy)
A 2018-01-03   PTC THERAPEUTICS, INC. 4 A-Award --D 14000.0000 14000.0000 1 0001070081 Stock Option (Right To Buy)
A 2017-01-23   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 350000.0000 350000.0000 2 0001281895 Restricted Stock Units
A 2017-01-23   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 350000.0000 350000.0000 1 0001281895 Restricted Stock Units
A 2017-01-06   INOTEK PHARMACEUTICALS CORP 4 P-Purchase --D 60000.0000 62765.0000 1 0001281895 Common Stock
A 2017-01-03   PTC THERAPEUTICS, INC. 4 A-Award --D 12000.0000 12000.0000 1 0001070081 Stock Option (Right To Buy)
A 2016-03-22   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 215000.0000 215000.0000 1 0001281895 Stock Options (Right to Buy)
A 2016-01-04   PTC THERAPEUTICS, INC. 4 A-Award --D 12000.0000 12000.0000 1 0001070081 Stock Option (right to buy)
D 2015-07-06   PTC THERAPEUTICS, INC. 4 M-Exempt --D 15000.0000 15000.0000 4 0001070081 Stock Option (right to buy)
A 2015-07-06   PTC THERAPEUTICS, INC. 4 M-Exempt --D 15000.0000 23604.0000 1 0001070081 Common Stock
D 2015-07-06   PTC THERAPEUTICS, INC. 4 S-Sale --D 22904.0000 700.0000 2 0001070081 Common Stock
D 2015-07-06   PTC THERAPEUTICS, INC. 4 S-Sale --D 700.0000 0.0000 3 0001070081 Common Stock
A 2015-06-24   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 150000.0000 548497.0000 1 0001281895 Stock Options (Right to Buy)
D 2015-03-23   PTC THERAPEUTICS, INC. 4 S-Sale --D 117.0000 8604.0000 2 0001070081 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016