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U.S. Securities and Exchange Commission


GI DYNAMICS, INC. (0001245791)
SIC: 3841 - Surgical & Medical Instruments & Apparatus
State location: MA | State of Inc.: DE | Fiscal Year End: 1231
formerly: GI DYNAMICS INC (until 2009-02-11)
Business Address
320 CONGRESS STREET
3RD FLOOR
BOSTON MA 02210
781-357-3310
 Mailing Address
320 CONGRESS STREET
3RD FLOOR
BOSTON MA 02210
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
VIRGILIO JOSEPH III 0001832913 2020-10-08 officer: President & CEO
LERDAL MARK D 0001052424 2020-08-10 director
TYLE PRAVEEN 0001296936 2020-02-28 director
Linhares Stephen 0001779312 2019-06-03 officer: See Remarks
Carter Charles Ross 0001779359 2019-06-03 officer: CFO and Secretary
Thompson Juliet 0001715258 2017-08-22 director
Stuge Oern 0001319750 2017-01-04 director
Callahan Brian 0001674413 2016-05-09 officer: Chief Compliance Officer
MURPHY JAMES B 0001282721 2016-05-04 officer: Chief Financial Officer
BARBERICH TIMOTHY J 0001120355 2016-03-23 director
Carusi Michael A 0001306506 2016-03-23 director
Moore Daniel Jeffrey 0001400857 2016-03-23 director
Bradley Graham J 0001612245 2016-03-23 director
Meyer Jack Edward 0001612408 2016-03-23 director
Schorer Scott 0001670397 2016-03-23 officer: President and CEO
Keating Anne 0001502902 2016-03-22 director
DALE MICHAEL D 0001172346 2015-09-18 director, officer: President and CEO
RANDLE STUART A 0001256144 2014-06-30 director, officer: President and CEO
Crane Robert 0001425510 2014-06-30 officer: CFO, Secretary & Treasurer
Twyman Mark C 0001612246 2014-06-30 officer: Chief Commercial Officer
Maggs David 0001612248 2014-06-30 officer: Chief Medical Officer


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2021-03-09   Carter Charles Ross 4 D-Return --D 385226.0000 0.0000 1 0001779359 Stock Option (right to buy)
A 2021-01-28   LERDAL MARK D 4 A-Award --D 1384483.0000 1384483.0000 1 0001052424 Stock Option (right to buy)
A 2021-01-28   VIRGILIO JOSEPH III 4 A-Award --D 11075869.0000 11075869.0000 1 0001832913 Stock Option (right to buy)
A 2019-12-16   BARBERICH TIMOTHY J 4 A-Award --D 30000.0000 30000.0000 1 0001120355 Stock Option (right to buy)
A 2019-12-16   Thompson Juliet 4 A-Award --D 30000.0000 30000.0000 1 0001715258 Stock Option (right to buy)
A 2019-12-16   Moore Daniel Jeffrey 4 A-Award --D 30000.0000 30000.0000 1 0001400857 Stock Option (right to buy)
A 2019-09-19   Carter Charles Ross 4 A-Award --D 385226.0000 385226.0000 1 0001779359 Stock Option (right to buy)
A 2019-09-19   Schorer Scott 4 A-Award --D 1083976.0000 1804576.0000 1 0001670397 Stock Option (right to buy)
A 2018-11-12   Schorer Scott 4 A-Award --D 300000.0000 300000.0000 1 0001670397 Stock Option (right to buy)
A 2018-05-24   Thompson Juliet 4 A-Award --D 30000.0000 30000.0000 1 0001715258 Stock Option (right to buy)
A 2017-05-22   Stuge Oern 4 A-Award --D 8000.0000 8000.0000 1 0001319750 Stock Option (right to buy)
A 2017-01-12   Schorer Scott 4 A-Award --D 170600.0000 420600.0000 1 0001670397 Stock Option (right to buy)
A 2017-01-12   Callahan Brian 4 A-Award --D 97535.0000 192641.0000 1 0001674413 Stock Option (right to buy)
A 2017-01-04   Stuge Oern 4 A-Award --D 30000.0000 30000.0000 1 0001319750 Stock Option (right to buy)
A 2016-08-16   MURPHY JAMES B 4 A-Award -ED 50000.0000 50000.0000 1 0001282721 Stock Option (right to buy)
A 2016-05-25   Keating Anne 4 P-Purchase --I 9000.0000 29166.0000 2 0001502902 Common Stock
A 2016-05-25   Keating Anne 4 P-Purchase --I 15000.0000 20166.0000 1 0001502902 Common Stock
A 2016-05-09   Callahan Brian 4 A-Award --D 95106.0000 95106.0000 1 0001674413 Stock Option (right to buy)
A 2016-03-23   Schorer Scott 4 A-Award --D 250000.0000 250000.0000 1 0001670397 Stock Option (right to buy)
D 2016-03-23   BARBERICH TIMOTHY J 4 M-Exempt --D 1000.0000 0.0000 2 0001120355 Restricted Stock Unit (RSU)
A 2016-03-23   BARBERICH TIMOTHY J 4 M-Exempt --D 1000.0000 1000.0000 1 0001120355 Common Stock
D 2016-03-23   Carusi Michael A 4 M-Exempt --D 1000.0000 0.0000 2 0001306506 Restricted Stock Unit (RSU)
A 2016-03-23   Carusi Michael A 4 M-Exempt --D 1000.0000 1000.0000 1 0001306506 Common Stock
D 2016-03-23   Meyer Jack Edward 4 M-Exempt --D 1000.0000 0.0000 2 0001612408 Restricted Stock Unit (RSU)
A 2016-03-23   Meyer Jack Edward 4 M-Exempt --D 1000.0000 1000.0000 1 0001612408 Common Stock
D 2016-03-23   Bradley Graham J 4 M-Exempt --D 1000.0000 0.0000 2 0001612245 Restricted Stock Unit (RSU)
A 2016-03-23   Bradley Graham J 4 M-Exempt --D 1000.0000 1000.0000 1 0001612245 Common Stock
D 2016-03-23   Moore Daniel Jeffrey 4 M-Exempt --D 1000.0000 0.0000 2 0001400857 Restricted Stock Unit (RSU)
A 2016-03-23   Moore Daniel Jeffrey 4 M-Exempt --D 1000.0000 1000.0000 1 0001400857 Common Stock
D 2016-03-22   Keating Anne 4 D-Return --D 1000.0000 0.0000 1 0001502902 Restricted Stock Unit (RSU)
D 2015-09-18   DALE MICHAEL D 4 M-Exempt --D 20886.0000 62658.0000 2 0001172346 Restricted Stock Unit (RSU)
A 2015-09-18   DALE MICHAEL D 4 M-Exempt --D 20886.0000 20886.0000 1 0001172346 Common Stock
A 2015-06-09   BARBERICH TIMOTHY J 4 A-Award --D 1000.0000 1000.0000 2 0001120355 Restricted Stock Unit (RSU)
A 2015-06-09   BARBERICH TIMOTHY J 4 A-Award --D 1000.0000 1000.0000 1 0001120355 Stock Option (right to buy)
A 2015-06-09   Bradley Graham J 4 A-Award --D 1000.0000 1000.0000 2 0001612245 Restricted Stock Unit (RSU)
A 2015-06-09   Bradley Graham J 4 A-Award --D 1000.0000 1000.0000 1 0001612245 Stock Option (right to buy)
A 2015-06-09   Meyer Jack Edward 4 A-Award --D 1000.0000 1000.0000 2 0001612408 Restricted Stock Unit (RSU)
A 2015-06-09   Meyer Jack Edward 4 A-Award --D 1000.0000 1000.0000 1 0001612408 Stock Option (right to buy)
A 2015-06-09   Moore Daniel Jeffrey 4 A-Award --D 1000.0000 1000.0000 2 0001400857 Restricted Stock Unit (RSU)
A 2015-06-09   Moore Daniel Jeffrey 4 A-Award --D 1000.0000 1000.0000 1 0001400857 Stock Option (right to buy)
A 2015-06-09   Keating Anne 4 A-Award --D 1000.0000 1000.0000 2 0001502902 Restricted Stock Unit (RSU)
A 2015-06-09   Keating Anne 4 A-Award --D 1000.0000 1000.0000 1 0001502902 Stock Option (right to buy)
A 2015-06-09   Carusi Michael A 4 A-Award --D 1000.0000 1000.0000 2 0001306506 Restricted Stock Unit (RSU)
A 2015-06-09   Carusi Michael A 4 A-Award --D 1000.0000 1000.0000 1 0001306506 Stock Option (right to buy)
A 2015-06-09   DALE MICHAEL D 4 A-Award --D 31363.0000 31363.0000 1 0001172346 Stock Option (right to buy)
A 2015-04-10   Maggs David 4 A-Award --D 23690.0000 23690.0000 1 0001612248 Stock Option (right to buy)
A 2015-03-13   Bradley Graham J 4 P-Purchase --D 9308.0000 26968.0000 1 0001612245 Common Stock
A 2015-03-13   Keating Anne 4 P-Purchase --I 26000.0000 51660.0000 1 0001502902 Common Stock
A 2014-09-18   DALE MICHAEL D 4 A-Award --D 835449.0000 835449.0000 2 0001172346 Restricted Stock Unit (RSU)
A 2014-09-18   DALE MICHAEL D 4 A-Award --D 3620278.0000 3620278.0000 1 0001172346 Stock Option (right to buy)
D 2014-09-10   Moore Daniel Jeffrey 4 M-Exempt --D 35000.0000 45000.0000 4 0001400857 Stock Option (right to buy)
A 2014-09-10   Moore Daniel Jeffrey 4 A-Award --D 80000.0000 80000.0000 3 0001400857 Stock Option (right to buy)
D 2014-09-10   Moore Daniel Jeffrey 4 G-Gift --D 35000.0000 0.0000 2 0001400857 Common Stock
A 2014-09-10   Moore Daniel Jeffrey 4 M-Exempt --D 35000.0000 35000.0000 1 0001400857 Common Stock
- -   Bradley Graham J 4 - --I 6660.0000 2 0001612245 Common Stock
- -   Meyer Jack Edward 3 - --D 4 0001612408 Stock Option (right to buy)
- -   Meyer Jack Edward 3 - --D 3 0001612408 Stock Option (right to buy)
- -   Meyer Jack Edward 3 - --I 28633.0000 2 0001612408 Common Stock
- -   Meyer Jack Edward 3 - --I 231782.0000 1 0001612408 Common Stock
- -   Keating Anne 3 - --D 2 0001502902 Stock Option (right to buy)
- -   Keating Anne 3 - --I 25660.0000 1 0001502902 Common Stock
- -   Crane Robert 3 - --D 9 0001425510 Restricted Stock Unit (RSU)
- -   Crane Robert 3 - --D 8 0001425510 Restricted Stock Unit (RSU)
- -   Crane Robert 3 - --D 7 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 6 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 5 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 4 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 3 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 2 0001425510 Stock Option (right to buy)
- -   Crane Robert 3 - --D 204000.0000 1 0001425510 Common Stock
- -   Carusi Michael A 3 - --D 8 0001306506 Stock Option (right to buy)
- -   Carusi Michael A 3 - --I 3296.0000 7 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 32240.0000 6 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 57666.0000 5 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 104347.0000 4 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 217088.0000 3 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 903442.0000 2 0001306506 Common Stock
- -   Carusi Michael A 3 - --I 5409678.0000 1 0001306506 Common Stock
- -   BARBERICH TIMOTHY J 3 - --D 2 0001120355 Stock Option (right to buy)
- -   BARBERICH TIMOTHY J 3 - --D 26381.0000 1 0001120355 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016