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U.S. Securities and Exchange Commission


Baker Biotech Capital (GP), LLC (0001244389)
State location: NY | State of Inc.: DE | Fiscal Year End: 1231
formerly: BAKER BIOTECH CAPITAL GP LLC (until 2005-04-22)
Business Address
667 MADISON AVE
21ST FLOOR,
NEW YORK NY 10065
212-339-5600
 Mailing Address
667 MADISON AVE
21ST FLOOR,
NEW YORK NY 10065
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Ocera Therapeutics, Inc. 0001274644 2012-03-12 10 percent owner
XOMA Corp
Current Name:XOMA Royalty Corp		 0000791908 2012-03-06 10 percent owner
TRIMERIS INC
Current Name:SYNAGEVA BIOPHARMA CORP		 0000911326 2011-11-02 director, 10 percent owner
PHARMACYCLICS INC 0000949699 2011-08-22 10 percent owner
VAXGEN INC
Current Name:diaDexus, Inc.		 0001036968 2010-07-28 10 percent owner
ADOLOR CORP 0001076167 2010-04-23 10 percent owner
AUXILIUM PHARMACEUTICALS INC 0001182129 2010-02-03 10 percent owner
AP PHARMA INC /DE/
Current Name:HERON THERAPEUTICS, INC. /DE/		 0000818033 2009-10-19 10 percent owner
NEUROGEN CORP 0000849043 2008-04-11 director, 10 percent owner
BIOCRYST PHARMACEUTICALS INC 0000882796 2007-08-06 10 percent owner
INCYTE CORP 0000879169 2007-08-01 director
Synvista Therapeutics, Inc. 0000878903 2007-07-25 10 percent owner
ALLOS THERAPEUTICS INC 0001097264 2006-11-14 10 percent owner
GENOMIC HEALTH INC 0001131324 2006-09-07 director
IDERA PHARMACEUTICALS, INC.
Current Name:Aceragen, Inc.		 0000861838 2006-03-24 10 percent owner
Ardea Biosciences, Inc./DE 0001103390 2005-07-14 10 percent owner
VIROPHARMA INC 0000946840 2005-05-02 10 percent owner
SEATTLE GENETICS INC /WA
Current Name:Seagen Inc.		 0001060736 2005-04-29 director, 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2012-03-14   TRANZYME INC 4 P-Purchase --I 4592.0000 232011.0000 7 0001274644 Common Stock
A 2012-03-14   TRANZYME INC 4 P-Purchase --I 7484.0000 227419.0000 6 0001274644 Common Stock
A 2012-03-13   TRANZYME INC 4 P-Purchase --I 15599.0000 219935.0000 5 0001274644 Common Stock
A 2012-03-12   TRANZYME INC 4 P-Purchase --I 56187.0000 204336.0000 4 0001274644 Common Stock
A 2012-03-12   TRANZYME INC 4 P-Purchase --I 32155.0000 148149.0000 3 0001274644 Common Stock
A 2012-03-12   TRANZYME INC 4 P-Purchase --I 4363.0000 115994.0000 2 0001274644 Common Stock
A 2012-03-12   TRANZYME INC 4 P-Purchase --I 1601.0000 111631.0000 1 0001274644 Common Stock
A 2012-03-08   GENOMIC HEALTH INC 4 P-Purchase --I 2162.0000 1484977.0000 2 0001131324 Common Stock
A 2012-03-07   GENOMIC HEALTH INC 4 P-Purchase --I 2346.0000 1482815.0000 1 0001131324 Common Stock
A 2012-03-05   GENOMIC HEALTH INC 4 P-Purchase --I 8372.0000 1480469.0000 4 0001131324 Common Stock
A 2012-03-05   GENOMIC HEALTH INC 4 P-Purchase --I 10225.0000 1472097.0000 3 0001131324 Common Stock
A 2012-03-02   GENOMIC HEALTH INC 4 P-Purchase --I 10972.0000 1461872.0000 2 0001131324 Common Stock
A 2012-03-01   GENOMIC HEALTH INC 4 P-Purchase --I 1763.0000 1450900.0000 1 0001131324 Common Stock
A 2012-02-29   GENOMIC HEALTH INC 4 P-Purchase --I 19552.0000 1449137.0000 3 0001131324 Common Stock
A 2012-02-28   GENOMIC HEALTH INC 4 P-Purchase --I 5934.0000 1429585.0000 2 0001131324 Common Stock
A 2012-02-27   GENOMIC HEALTH INC 4 P-Purchase --I 4270.0000 1423651.0000 1 0001131324 Common Stock
A 2012-02-23   GENOMIC HEALTH INC 4 P-Purchase --I 7477.0000 1419381.0000 3 0001131324 Common Stock
A 2012-02-22   GENOMIC HEALTH INC 4 P-Purchase --I 638.0000 1411904.0000 2 0001131324 Common Stock
A 2012-02-21   GENOMIC HEALTH INC 4 P-Purchase --I 5217.0000 1411266.0000 1 0001131324 Common Stock
A 2012-02-16   GENOMIC HEALTH INC 4 P-Purchase --I 10838.0000 1406049.0000 5 0001131324 Common Stock
A 2012-02-16   GENOMIC HEALTH INC 4 P-Purchase --I 11021.0000 1395211.0000 4 0001131324 Common Stock
A 2012-02-16   GENOMIC HEALTH INC 4 P-Purchase --I 41.0000 1384190.0000 3 0001131324 Common Stock
A 2012-02-15   GENOMIC HEALTH INC 4 P-Purchase --I 3944.0000 1384149.0000 2 0001131324 Common Stock
A 2012-02-14   GENOMIC HEALTH INC 4 P-Purchase --I 7341.0000 1380205.0000 1 0001131324 Common Stock
A 2012-02-10   PHARMACYCLICS INC 4 P-Purchase --I 150000.0000 557211.0000 1 0000949699 Common Stock
A 2012-02-10   GENOMIC HEALTH INC 4 P-Purchase --I 4378.0000 1372864.0000 9 0001131324 Common Stock
A 2012-02-10   GENOMIC HEALTH INC 4 P-Purchase --I 2865.0000 1368486.0000 8 0001131324 Common Stock
A 2012-02-10   GENOMIC HEALTH INC 4 P-Purchase --I 17339.0000 1365621.0000 7 0001131324 Common Stock
A 2012-02-09   GENOMIC HEALTH INC 4 P-Purchase --I 615.0000 1348282.0000 6 0001131324 Common Stock
A 2012-02-09   GENOMIC HEALTH INC 4 P-Purchase --I 7858.0000 1347667.0000 5 0001131324 Common Stock
A 2012-02-09   GENOMIC HEALTH INC 4 P-Purchase --I 387.0000 1339809.0000 4 0001131324 Common Stock
A 2012-02-08   GENOMIC HEALTH INC 4 P-Purchase --I 9891.0000 1339422.0000 3 0001131324 Common Stock
A 2012-02-08   GENOMIC HEALTH INC 4 P-Purchase --I 22251.0000 1329531.0000 2 0001131324 Common Stock
A 2012-02-08   GENOMIC HEALTH INC 4 P-Purchase --I 999.0000 1307280.0000 1 0001131324 Common Stock
A 2012-01-26   PHARMACYCLICS INC 4 P-Purchase --I 12907.0000 407211.0000 6 0000949699 Common Stock
A 2012-01-26   PHARMACYCLICS INC 4 P-Purchase --I 28966.0000 394304.0000 5 0000949699 Common Stock
A 2012-01-25   PHARMACYCLICS INC 4 P-Purchase --I 3018.0000 365338.0000 4 0000949699 Common Stock
A 2012-01-25   PHARMACYCLICS INC 4 P-Purchase --I 18547.0000 362320.0000 3 0000949699 Common Stock
A 2012-01-24   PHARMACYCLICS INC 4 P-Purchase --I 14629.0000 343773.0000 2 0000949699 Common Stock
A 2012-01-24   PHARMACYCLICS INC 4 P-Purchase --I 7926.0000 329144.0000 1 0000949699 Common Stock
A 2012-01-23   PHARMACYCLICS INC 4 P-Purchase --I 7925.0000 321218.0000 10 0000949699 Common Stock
A 2012-01-23   PHARMACYCLICS INC 4 P-Purchase --I 12694.0000 313293.0000 9 0000949699 Common Stock
A 2012-01-23   PHARMACYCLICS INC 4 P-Purchase --I 7590.0000 300599.0000 8 0000949699 Common Stock
D 2012-01-20   PHARMACYCLICS INC 4 X-InTheMoney --I 16.0000 0.0000 14 0000949699 Call Option
D 2012-01-20   PHARMACYCLICS INC 4 X-InTheMoney --I 28.0000 16.0000 13 0000949699 Call Option
A 2012-01-20   PHARMACYCLICS INC 4 P-Purchase --I 16.0000 44.0000 12 0000949699 Call Option
A 2012-01-20   PHARMACYCLICS INC 4 X-InTheMoney --I 1600.0000 293009.0000 7 0000949699 Common Stock
A 2012-01-20   PHARMACYCLICS INC 4 X-InTheMoney --I 2800.0000 291409.0000 6 0000949699 Common Stock
A 2012-01-20   PHARMACYCLICS INC 4 P-Purchase --I 12041.0000 288609.0000 5 0000949699 Common Stock
A 2012-01-20   PHARMACYCLICS INC 4 P-Purchase --I 31115.0000 276568.0000 4 0000949699 Common Stock
A 2012-01-19   PHARMACYCLICS INC 4 P-Purchase --I 28.0000 28.0000 11 0000949699 Call Option
A 2012-01-19   PHARMACYCLICS INC 4 P-Purchase --I 426.0000 245453.0000 3 0000949699 Common Stock
A 2012-01-19   PHARMACYCLICS INC 4 P-Purchase --I 1795.0000 245027.0000 2 0000949699 Common Stock
A 2012-01-19   PHARMACYCLICS INC 4 P-Purchase --I 3839.0000 243232.0000 1 0000949699 Common Stock
A 2012-01-05   SYNAGEVA BIOPHARMA CORP 4 A-Award --I 187576.0000 1736065.0000 1 0000911326 Common Stock
D 2011-12-30   SEATTLE GENETICS INC /WA 4 X-InTheMoney --I 339788.0000 0.0000 2 0001060736 Common Stock Warrants (right to buy)
A 2011-12-30   SEATTLE GENETICS INC /WA 4 X-InTheMoney --I 339788.0000 4966001.0000 1 0001060736 Common Stock
D 2011-12-19   ADOLOR CORP 4 U-Tender --I 79054.0000 0.0000 1 0001076167 Common Stock
A 2011-12-14   VIROPHARMA INC 4 P-Purchase --I 50566.0000 1966090.0000 1 0000946840 Common Stock
A 2011-12-05   GENOMIC HEALTH INC 4 P-Purchase --I 1385.0000 1306281.0000 5 0001131324 Common Stock
A 2011-12-05   GENOMIC HEALTH INC 4 P-Purchase --I 1992.0000 1304896.0000 4 0001131324 Common Stock
A 2011-12-02   PHARMACYCLICS INC 4 P-Purchase --I 11694.0000 239393.0000 2 0000949699 Common Stock
A 2011-12-02   PHARMACYCLICS INC 4 P-Purchase --I 2867.0000 227699.0000 1 0000949699 Common Stock
A 2011-12-02   GENOMIC HEALTH INC 4 P-Purchase --I 12123.0000 1302904.0000 3 0001131324 Common Stock
A 2011-12-02   GENOMIC HEALTH INC 4 P-Purchase --I 3940.0000 1290781.0000 2 0001131324 Common Stock
A 2011-12-01   GENOMIC HEALTH INC 4 P-Purchase --I 26537.0000 1286841.0000 1 0001131324 Common Stock
A 2011-11-30   PHARMACYCLICS INC 4 P-Purchase --I 11164.0000 224832.0000 5 0000949699 Common Stock
A 2011-11-29   PHARMACYCLICS INC 4 P-Purchase --I 11544.0000 213668.0000 4 0000949699 Common Stock
A 2011-11-29   PHARMACYCLICS INC 4 P-Purchase --I 16327.0000 202124.0000 3 0000949699 Common Stock
A 2011-11-28   PHARMACYCLICS INC 4 P-Purchase --I 8858.0000 185797.0000 2 0000949699 Common Stock
A 2011-11-28   PHARMACYCLICS INC 4 P-Purchase --I 16906.0000 176939.0000 1 0000949699 Common Stock
A 2011-11-23   PHARMACYCLICS INC 4 P-Purchase --I 3141.0000 160033.0000 5 0000949699 Common Stock
A 2011-11-23   GENOMIC HEALTH INC 4 P-Purchase --I 655.0000 1258686.0000 3 0001131324 Common Stock
A 2011-11-23   GENOMIC HEALTH INC 4 P-Purchase --I 1618.0000 1260304.0000 4 0001131324 Common Stock
A 2011-11-22   GENOMIC HEALTH INC 4 P-Purchase --I 1628.0000 1258031.0000 2 0001131324 Common Stock
A 2011-11-22   PHARMACYCLICS INC 4 P-Purchase --I 642.0000 154754.0000 3 0000949699 Common Stock
A 2011-11-22   PHARMACYCLICS INC 4 P-Purchase --I 2138.0000 156892.0000 4 0000949699 Common Stock
A 2011-11-21   PHARMACYCLICS INC 4 P-Purchase --I 1103.0000 154112.0000 2 0000949699 Common Stock
A 2011-11-21   GENOMIC HEALTH INC 4 P-Purchase --I 1630.0000 1256403.0000 1 0001131324 Common Stock
A 2011-11-21   PHARMACYCLICS INC 4 P-Purchase --I 327.0000 153009.0000 1 0000949699 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016