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U.S. Securities and Exchange Commission


PHILLIPS JR CHARLES E (0001236185)
formerly: PHILLIPS CHARLES E JR (until 2003-05-28)
Mailing Address
113 WEST 88TH STREET
NEW YORK NY 10024
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Elliott Opportunity II Corp. 0001843862 2021-06-28 director
Compass, Inc. 0001563190 2021-03-31 director
Oscar Health, Inc.
Current Name:Paramount Global		 0001568651 2021-03-03 director
AMERICAN EXPRESS CO 0000004962 2020-12-01 director
Viacom Inc. 0001339947 2019-12-04 director
ORACLE CORP 0001341439 2008-07-16 director, officer: President
PORTAL SOFTWARE INC 0001080306 2006-06-22 director
MORGAN STANLEY 0000895421 2006-06-22 director
ORACLE CORP /DE/
Current Name:Oracle Systems		 0000777676 2005-06-20 director, officer: President
VIACOM INC
Current Name:Paramount Global		 0000813828 2004-10-13 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2024-12-31   AMERICAN EXPRESS CO 4 A-Award --D 121.0300 8080.3770 1 0000004962 Share Equivalent Units
A 2024-10-01   Paramount Global 4 A-Award --D 26.0000 5909.0000 3 0000813828 Phantom Class B Common Stock Units
A 2024-10-01   Paramount Global 4 A-Award --D 12.0000 5074.0000 2 0000813828 Phantom Class A Common Stock Units
A 2024-10-01   Paramount Global 4 A-Award --D 257.0000 101535.0000 1 0000813828 Class B common stock
A 2024-09-30   AMERICAN EXPRESS CO 4 A-Award --D 137.6500 7940.0240 1 0000004962 Share Equivalent Units
D 2024-07-03   Compass, Inc. 4 M-Exempt --D 8108.0000 0.0000 3 0001563190 Restricted Stock Unit (RSU)
D 2024-07-03   Compass, Inc. 4 M-Exempt --D 58746.0000 0.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2024-07-03   Compass, Inc. 4 M-Exempt --D 66854.0000 144044.0000 1 0001563190 Class A Common Stock
A 2024-07-01   Paramount Global 4 A-Award --D 28.0000 5883.0000 3 0000813828 Phantom Class B Common Stock Units
A 2024-07-01   Paramount Global 4 A-Award --D 16.0000 5062.0000 2 0000813828 Phantom Class A Common Stock Units
A 2024-07-01   Paramount Global 4 A-Award --D 267.0000 101278.0000 1 0000813828 Class B common stock
A 2024-06-30   AMERICAN EXPRESS CO 4 A-Award --D 158.4600 7779.4860 1 0000004962 Share Equivalent Units
A 2024-06-05   Compass, Inc. 4 A-Award --D 57310.0000 57310.0000 1 0001563190 Restricted Stock Unit (RSU)
A 2024-06-04   Paramount Global 4 A-Award --D 16195.0000 16195.0000 1 0000813828 Restricted Share Units
D 2024-05-08   Paramount Global 4 M-Exempt --D 9260.0000 0.0000 3 0000813828 Restricted Share Units
A 2024-05-08   Paramount Global 4 A-Award --D 145.0000 101011.0000 2 0000813828 Class B common stock
A 2024-05-08   Paramount Global 4 M-Exempt --D 9260.0000 100866.0000 1 0000813828 Class B common stock
A 2024-05-06   AMERICAN EXPRESS CO 4 A-Award --D 955.2760 7601.8260 1 0000004962 Share Equivalent Units
D 2024-04-02   Compass, Inc. 4 M-Exempt --D 8108.0000 8108.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2024-04-02   Compass, Inc. 4 M-Exempt --D 8108.0000 77190.0000 1 0001563190 Class A Common Stock
A 2024-04-01   Paramount Global 4 A-Award --D 24.0000 5855.0000 3 0000813828 Phantom Class B Common Stock Units
A 2024-04-01   Paramount Global 4 A-Award --D 13.0000 5046.0000 2 0000813828 Phantom Class A Common Stock Units
A 2024-04-01   Paramount Global 4 A-Award --D 458.0000 91606.0000 1 0000813828 Class B common stock
A 2024-03-31   AMERICAN EXPRESS CO 4 A-Award --D 149.8900 6646.5500 1 0000004962 Share Equivalent Units
D 2024-03-01   Paramount Global 4 M-Exempt --D 2169.0000 0.0000 3 0000813828 Restricted Share Units
A 2024-03-01   Paramount Global 4 A-Award --D 78.0000 91148.0000 2 0000813828 Class B common stock
A 2024-03-01   Paramount Global 4 M-Exempt --D 2169.0000 91070.0000 1 0000813828 Class B common stock
A 2024-02-15   Paramount Global 4 A-Award --D 503.0000 88901.0000 1 0000813828 Class B common stock
D 2024-01-03   Compass, Inc. 4 M-Exempt --D 8108.0000 16216.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2024-01-03   Compass, Inc. 4 M-Exempt --D 8108.0000 69082.0000 1 0001563190 Class A Common Stock
A 2024-01-01   Paramount Global 4 A-Award --D 224.0000 5831.0000 3 0000813828 Phantom Class B Common Stock Units
A 2024-01-01   Paramount Global 4 A-Award --D 168.0000 5033.0000 2 0000813828 Phantom Class A Common Stock Units
A 2024-01-01   Paramount Global 4 A-Award --D 181.0000 88398.0000 1 0000813828 Class B common stock
A 2023-12-31   AMERICAN EXPRESS CO 4 A-Award --D 179.9300 6478.3600 1 0000004962 Share Equivalent Units
D 2023-10-03   Compass, Inc. 4 M-Exempt --D 8108.0000 24324.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2023-10-03   Compass, Inc. 4 M-Exempt --D 8108.0000 60974.0000 1 0001563190 Class A Common Stock
A 2023-10-01   Paramount Global 4 A-Award --D 1065.0000 5607.0000 3 0000813828 Phantom Class B Common Stock Units
A 2023-10-01   Paramount Global 4 A-Award --D 870.0000 4865.0000 2 0000813828 Phantom Class A Common Stock Units
A 2023-10-01   Paramount Global 4 A-Award --D 204.0000 88217.0000 1 0000813828 Class B common stock
A 2023-09-29   AMERICAN EXPRESS CO 4 A-Award --D 208.4500 6274.0500 1 0000004962 Share Equivalent Units
D 2023-07-06   Compass, Inc. 4 M-Exempt --D 40394.0000 0.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2023-07-06   Compass, Inc. 4 M-Exempt --D 40394.0000 52866.0000 1 0001563190 Class A Common Stock
A 2023-07-01   Paramount Global 4 A-Award --D 902.0000 4542.0000 3 0000813828 Phantom Class B Common Stock Units
A 2023-07-01   Paramount Global 4 A-Award --D 774.0000 3995.0000 2 0000813828 Phantom Class A Common Stock Units
A 2023-07-01   Paramount Global 4 A-Award --D 785.0000 88013.0000 1 0000813828 Class B common stock
A 2023-06-30   AMERICAN EXPRESS CO 4 A-Award --D 189.9800 6043.4200 1 0000004962 Share Equivalent Units
A 2023-06-01   Compass, Inc. 4 A-Award --D 32432.0000 32432.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2023-06-01   Compass, Inc. 4 A-Award --D 58746.0000 58746.0000 1 0001563190 Restricted Stock Unit (RSU)
A 2023-05-08   Paramount Global 4 A-Award --D 9260.0000 9260.0000 1 0000813828 Restricted Share Units
A 2023-05-02   AMERICAN EXPRESS CO 4 A-Award --D 1364.5950 5835.4022 1 0000004962 Share Equivalent Units
A 2023-04-01   Paramount Global 4 A-Award --D 682.0000 3640.0000 3 0000813828 Phantom Class B Common Stock Units
A 2023-04-01   Paramount Global 4 A-Award --D 588.0000 3221.0000 2 0000813828 Phantom Class A Common Stock Units
A 2023-04-01   Paramount Global 4 A-Award --D 553.0000 87228.0000 1 0000813828 Class B common stock
A 2023-03-31   AMERICAN EXPRESS CO 4 A-Award --D 201.4100 4470.8072 1 0000004962 Share Equivalent Units
A 2023-03-01   Paramount Global 4 A-Award --D 2169.0000 2169.0000 1 0000813828 Restricted Share Units
D 2023-02-15   Paramount Global 4 M-Exempt --D 5558.0000 0.0000 3 0000813828 Restricted Share Units
A 2023-02-15   Paramount Global 4 M-Exempt --D 5558.0000 86065.0000 1 0000813828 Class B common stock
A 2023-02-15   Paramount Global 4 A-Award --D 610.0000 86675.0000 2 0000813828 Class B common stock
A 2023-01-01   Paramount Global 4 A-Award --D 829.0000 2958.0000 3 0000813828 Phantom Class B Common Stock Units
A 2023-01-01   Paramount Global 4 A-Award --D 714.0000 2633.0000 2 0000813828 Phantom Class A Common Stock Units
A 2023-01-01   Paramount Global 4 A-Award --D 730.0000 80507.0000 1 0000813828 Class B common stock
A 2022-12-31   AMERICAN EXPRESS CO 4 A-Award --D 222.3100 4257.0400 1 0000004962 Share Equivalent Units
A 2022-10-14   Oscar Health, Inc. 4 A-Award --D 6573.0000 11339.0000 1 0001568651 Deferred Stock Unit
A 2022-10-01   Paramount Global 4 A-Award --D 772.0000 2129.0000 2 0000813828 Phantom Class B Common Stock Units
A 2022-10-01   Paramount Global 4 A-Award --D 683.0000 1919.0000 1 0000813828 Phantom Class A Common Stock Units
A 2022-09-30   AMERICAN EXPRESS CO 4 A-Award --D 227.4300 4021.2200 1 0000004962 Share Equivalent Units
A 2022-07-08   Oscar Health, Inc. 4 A-Award --D 4149.0000 4766.0000 1 0001568651 Deferred Stock Unit
A 2022-07-01   Paramount Global 4 A-Award --D 484.0000 79777.0000 1 0000813828 Class B common stock
A 2022-07-01   Paramount Global 4 A-Award --D 524.0000 1236.0000 2 0000813828 Phantom Class A Common Stock Units
A 2022-07-01   Paramount Global 4 A-Award --D 579.0000 1357.0000 3 0000813828 Phantom Class B Common Stock Units
A 2022-06-30   AMERICAN EXPRESS CO 4 A-Award --D 228.3600 3781.6832 1 0000004962 Share Equivalent Units
A 2022-06-09   Oscar Health, Inc. 4 A-Award --D 35787.0000 85787.0000 1 0001568651 Class A Common Stock
A 2022-06-03   Compass, Inc. 4 M-Exempt --D 12472.0000 12472.0000 1 0001563190 Class A Common Stock
D 2022-06-03   Compass, Inc. 4 M-Exempt --D 12472.0000 0.0000 3 0001563190 Restricted Stock Unit (RSU)
A 2022-06-02   Compass, Inc. 4 A-Award --D 40394.0000 40394.0000 2 0001563190 Restricted Stock Unit (RSU)
A 2022-05-03   AMERICAN EXPRESS CO 4 A-Award --D 1218.1617 3545.8432 1 0000004962 Share Equivalent Units
A 2022-04-15   Oscar Health, Inc. 4 A-Award --D 617.0000 617.0000 1 0001568651 Deferred Stock Unit
A 2022-04-01   Paramount Global 4 A-Award --D 364.0000 778.0000 3 0000813828 Phantom Class B Common Stock Units
A 2022-04-01   Paramount Global 4 A-Award --D 644.0000 79293.0000 1 0000813828 Class B common stock
A 2022-04-01   Paramount Global 4 A-Award --D 338.0000 712.0000 2 0000813828 Phantom Class A Common Stock Units

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Modified: 04/22/2016