U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


RATHKE FRANCES G (0001226477)
Mailing Address
C/O GREEN MOUNTAIN COFFEE ROASTERS, INC.
33 COFFEE LANE
WATERBURY VT 05676
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND
Current Name:JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND		 0000925683 2020-09-15 other: Trustee of the Fund
John Hancock Hedged Equity & Income Fund
Current Name:John Hancock Diversified Income Fund		 0001496749 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK PREFERRED INCOME FUND 0001176199 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK PREFERRED INCOME FUND II 0001189740 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK PREFERRED INCOME FUND III 0001215913 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK PREMIUM DIVIDEND FUND 0000855886 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK INVESTORS TRUST 0000759828 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK INCOME SECURITIES TRUST 0000759866 2020-09-15 other: Trustee of the Fund
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND 0001260041 2020-09-15 other: Trustee of the Fund
John Hancock Tax-Advantaged Global Shareholder Yield Fund 0001396502 2020-09-15 other: Trustee of the Fund
Planet Fitness, Inc. 0001637207 2016-08-04 director
GREEN MOUNTAIN COFFEE ROASTERS INC
Current Name:KEURIG GREEN MOUNTAIN, INC.		 0000909954 2003-10-31 officer: CFO


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2025-04-01   Planet Fitness, Inc. 4 A-Award --D 261.0000 23992.0000 1 0001637207 Class A common stock
A 2025-01-02   Planet Fitness, Inc. 4 A-Award --D 238.0000 23731.0000 1 0001637207 Class A common stock
A 2024-10-01   Planet Fitness, Inc. 4 A-Award --D 290.0000 23493.0000 1 0001637207 Class A common stock
A 2024-07-01   Planet Fitness, Inc. 4 A-Award --D 329.0000 23203.0000 1 0001637207 Class A common stock
A 2024-04-30   Planet Fitness, Inc. 4 A-Award --D 1921.0000 22874.0000 1 0001637207 Class A common stock
A 2024-04-01   Planet Fitness, Inc. 4 A-Award --D 370.0000 20953.0000 1 0001637207 Class A common stock
A 2024-01-02   Planet Fitness, Inc. 4 A-Award --D 325.0000 20583.0000 1 0001637207 Class A common stock
A 2023-10-02   Planet Fitness, Inc. 4 A-Award --D 492.0000 20258.0000 1 0001637207 Class A common stock
A 2023-07-03   Planet Fitness, Inc. 4 A-Award -ED 351.0000 19766.0000 1 0001637207 Class A common stock
A 2023-05-01   Planet Fitness, Inc. 4 A-Award --D 1383.0000 19415.0000 1 0001637207 Class A common stock
A 2023-04-03   Planet Fitness, Inc. 4 A-Award --D 311.0000 18032.0000 1 0001637207 Class A common stock
A 2023-01-03   Planet Fitness, Inc. 4 A-Award --D 303.0000 17721.0000 1 0001637207 Class A common stock
A 2022-10-03   Planet Fitness, Inc. 4 A-Award --D 406.0000 17418.0000 1 0001637207 Class A common stock
A 2022-08-04   Planet Fitness, Inc. 4 A-Award --D 1067.0000 17012.0000 1 0001637207 Class A common stock
A 2022-07-01   Planet Fitness, Inc. 4 A-Award --D 342.0000 15945.0000 1 0001637207 Class A common stock
A 2022-04-04   Planet Fitness, Inc. 4 A-Award --D 192.0000 15603.0000 1 0001637207 Class A common stock
A 2022-01-03   Planet Fitness, Inc. 4 A-Award --D 176.0000 15411.0000 1 0001637207 Class A common stock
A 2021-10-01   Planet Fitness, Inc. 4 A-Award --D 195.0000 15235.0000 1 0001637207 Class A common stock
A 2021-08-04   Planet Fitness, Inc. 4 A-Award --D 1100.0000 15040.0000 1 0001637207 Class A common stock
A 2021-07-01   Planet Fitness, Inc. 4 A-Award --D 221.0000 13940.0000 1 0001637207 Class A common stock
A 2021-04-01   Planet Fitness, Inc. 4 A-Award --D 222.0000 13719.0000 1 0001637207 Class A common stock
A 2021-01-04   Planet Fitness, Inc. 4 A-Award --D 236.0000 13497.0000 1 0001637207 Class A common stock
A 2020-11-17   JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND 4 P-Purchase --D 367.0000 367.0000 1 0000925683 common shares of benefical interest
A 2020-11-17   John Hancock Hedged Equity & Income Fund 4 P-Purchase --D 910.0000 910.0000 1 0001496749 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK INCOME SECURITIES TRUST 4 P-Purchase --D 634.0000 634.0000 1 0000759866 common shares of benefical interest
A 2020-11-17   JOHN HANCOCK INVESTORS TRUST 4 P-Purchase --D 607.0000 607.0000 1 0000759828 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK PREMIUM DIVIDEND FUND 4 P-Purchase --D 715.0000 715.0000 1 0000855886 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK PREFERRED INCOME FUND 4 P-Purchase --D 525.0000 525.0000 1 0001176199 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK PREFERRED INCOME FUND II 4 P-Purchase --D 544.0000 544.0000 1 0001189740 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK PREFERRED INCOME FUND III 4 P-Purchase --D 596.0000 596.0000 1 0001215913 common shares of beneficial interest
A 2020-11-17   JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND 4 P-Purchase --D 475.0000 475.0000 1 0001260041 common shares of beneficial interest
A 2020-11-17   John Hancock Tax-Advantaged Global Shareholder Yield Fund 4 P-Purchase --D 1852.0000 1852.0000 1 0001396502 common shares of beneficial interest
A 2020-08-04   Planet Fitness, Inc. 4 A-Award --D 1491.0000 13261.0000 1 0001637207 Class A common stock
A 2020-04-01   Planet Fitness, Inc. 4 A-Award --D 413.0000 11770.0000 1 0001637207 Class A common stock
A 2020-01-02   Planet Fitness, Inc. 4 A-Award --D 233.0000 11357.0000 1 0001637207 Class A common stock
A 2019-10-01   Planet Fitness, Inc. 4 A-Award --D 298.0000 11124.0000 1 0001637207 Class A common stock
A 2019-08-05   Planet Fitness, Inc. 4 A-Award --D 1069.0000 10826.0000 1 0001637207 Class A common stock
A 2019-07-01   Planet Fitness, Inc. 4 A-Award --D 232.0000 9757.0000 1 0001637207 Class A common stock
A 2019-04-01   Planet Fitness, Inc. 4 A-Award --D 250.0000 9525.0000 1 0001637207 Class A common stock
A 2019-01-02   Planet Fitness, Inc. 4 A-Award --D 326.0000 9275.0000 1 0001637207 Class A common stock
A 2018-10-01   Planet Fitness, Inc. 4 A-Award --D 326.0000 8949.0000 1 0001637207 Class A common stock
A 2018-08-04   Planet Fitness, Inc. 4 A-Award --D 1674.0000 8623.0000 1 0001637207 Class A common stock
A 2018-07-02   Planet Fitness, Inc. 4 A-Award --D 393.0000 6949.0000 1 0001637207 Class A common stock
A 2018-04-02   Planet Fitness, Inc. 4 A-Award --D 480.0000 6556.0000 1 0001637207 Class A common stock
A 2018-01-02   Planet Fitness, Inc. 4 A-Award --D 530.0000 2977.0000 1 0001637207 Class A common stock
A 2017-10-10   Planet Fitness, Inc. 4 A-Award --D 955.0000 5546.0000 1 0001637207 Class A common stock
A 2017-08-04   Planet Fitness, Inc. 4 A-Award --D 2144.0000 4591.0000 1 0001637207 Class A Common Stock
A 2016-08-04   Planet Fitness, Inc. 4 A-Award --D 2447.0000 2447.0000 1 0001637207 Class A common stock
D 2015-03-23   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 210.0000 6396.0000 2 0000909954 Common Stock
A 2015-03-22   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 624.0000 6606.0000 1 0000909954 Common Stock
D 2015-03-22   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 624.0000 623.0000 5 0000909954 Restricted Stock Units
D 2015-03-09   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 385.0000 5982.0000 2 0000909954 Common Stock
A 2015-03-07   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 1135.0000 6367.0000 1 0000909954 Common Stock
D 2015-03-07   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 1135.0000 2269.0000 5 0000909954 Restricted Stock Units
D 2014-12-08   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 288.0000 5221.0000 2 0000909954 Common Stock
A 2014-12-06   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 850.0000 5509.0000 1 0000909954 Common Stock
D 2014-12-06   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 850.0000 2551.0000 5 0000909954 Restricted Stock Units
D 2014-11-21   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 937.0000 4659.0000 2 0000909954 Common Stock
A 2014-11-20   KEURIG GREEN MOUNTAIN, INC. 4 A-Award --D 2723.0000 5596.0000 1 0000909954 Common Stock
A 2014-11-20   KEURIG GREEN MOUNTAIN, INC. 4 A-Award --D 2723.0000 2723.0000 5 0000909954 Performance Stock Units
D 2014-03-24   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 210.0000 4001.0000 2 0000909954 Common Stock
A 2014-03-22   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 623.0000 4211.0000 1 0000909954 Common Stock
D 2014-03-22   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 623.0000 1247.0000 5 0000909954 Restricted Stock Units
D 2014-03-10   KEURIG GREEN MOUNTAIN, INC. 4 F-InKind --D 389.0000 3588.0000 2 0000909954 Common Stock
A 2014-03-07   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 1134.0000 3977.0000 1 0000909954 Common Stock
D 2014-03-07   KEURIG GREEN MOUNTAIN, INC. 4 M-Exempt --D 1134.0000 3404.0000 5 0000909954 Restricted Stock Units
A 2013-12-06   GREEN MOUNTAIN COFFEE ROASTERS INC 4 A-Award --D 10203.0000 10203.0000 1 0000909954 GMCR NQ Stock Options
A 2013-12-06   GREEN MOUNTAIN COFFEE ROASTERS INC 4 A-Award --D 3401.0000 3401.0000 2 0000909954 Restricted Stock Units
D 2013-03-25   GREEN MOUNTAIN COFFEE ROASTERS INC 4 F-InKind --D 333.0000 1768.0000 2 0000909954 GMCR Common Stock
A 2013-03-22   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 624.0000 2101.0000 1 0000909954 GMCR Common Stock
D 2013-03-22   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 624.0000 1870.0000 3 0000909954 Restricted Stock Units
A 2013-03-07   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 20000.0000 21477.0000 1 0000909954 GMCR Common Stock
D 2013-03-07   GREEN MOUNTAIN COFFEE ROASTERS INC 4 S-Sale --D 20000.0000 1477.0000 2 0000909954 GMCR Common Stock
A 2013-03-07   GREEN MOUNTAIN COFFEE ROASTERS INC 4 A-Award --D 4538.0000 4538.0000 3 0000909954 Restricted Stock Units
A 2013-03-07   GREEN MOUNTAIN COFFEE ROASTERS INC 4 A-Award --D 6615.0000 6615.0000 4 0000909954 GMCR NQ Stock Options
D 2013-03-07   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 20000.0000 212450.0000 5 0000909954 GMCR Stock Option
A 2013-02-01   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 20000.0000 21477.0000 2 0000909954 GMCR Common Stock
D 2013-02-01   GREEN MOUNTAIN COFFEE ROASTERS INC 4 S-Sale --D 20000.0000 1477.0000 3 0000909954 GMCR Common Stock
D 2013-02-01   GREEN MOUNTAIN COFFEE ROASTERS INC 4 M-Exempt --D 20000.0000 232450.0000 4 0000909954 GMCR Stock Option
D 2012-12-31   GREEN MOUNTAIN COFFEE ROASTERS INC 4 G-Gift -EI 107523.0000 1477.0000 1 0000909954 GMCR Common Stock

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Modified: 04/22/2016