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U.S. Securities and Exchange Commission


CORTES JOSE (0001212364)
Mailing Address
C/O MAXWELL TECHNOLOGIES INC
4244 BALBOA AVE
SAN DIEGO CA 92123
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
MAXWELL TECHNOLOGIES INC 0000319815 2003-06-24 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2015-02-26   MAXWELL TECHNOLOGIES INC 4 A-Award --D 11707.0000 11707.0000 1 0000319815 Restricted Stock Units
D 2015-02-17   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 9413.0000 0.0000 4 0000319815 Restricted Stock Units
A 2015-02-17   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 9413.0000 50335.0000 1 0000319815 Common Stock
D 2014-11-18   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 28105.0000 726419.0000 1 0000319815 Common Stock
D 2014-09-15   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 40000.0000 754524.0000 1 0000319815 Common Stock
D 2014-09-11   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 17600.0000 794524.0000 1 0000319815 Common Stock
D 2014-05-28   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 20000.0000 812124.0000 4 0000319815 Common Stock
D 2014-05-27   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 30000.0000 832124.0000 3 0000319815 Common Stock
D 2014-05-27   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 30000.0000 862124.0000 2 0000319815 Common Stock
D 2014-05-23   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 30000.0000 892124.0000 1 0000319815 Common Stock
D 2014-05-19   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 16000.0000 922124.0000 1 0000319815 Common Stock
D 2014-05-12   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 9000.0000 938124.0000 3 0000319815 Common Stock
D 2014-05-12   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 50000.0000 947124.0000 2 0000319815 Common Stock
D 2014-05-12   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 25000.0000 997124.0000 1 0000319815 Common Stock
D 2014-05-05   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 3000.0000 0.0000 5 0000319815 Stock Option (right to buy)
D 2014-05-05   MAXWELL TECHNOLOGIES INC 4 S-Sale --D 2736.0000 40922.0000 2 0000319815 Common Stock
A 2014-05-05   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 3000.0000 43658.0000 1 0000319815 Common Stock
D 2014-03-11   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 15900.0000 1022124.0000 2 0000319815 Common Stock
D 2014-03-10   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 20100.0000 1038024.0000 1 0000319815 Common Stock
D 2014-03-07   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 55700.0000 1058124.0000 1 0000319815 Common Stock
D 2014-03-05   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 50000.0000 1113824.0000 1 0000319815 Common Stock
D 2014-02-14   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 8088.0000 0.0000 4 0000319815 Restricted Stock Units
A 2014-02-14   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 8088.0000 40658.0000 1 0000319815 Common Stock
A 2014-02-13   MAXWELL TECHNOLOGIES INC 4 A-Award --D 9413.0000 9413.0000 5 0000319815 Restricted Stock Units
D 2013-12-13   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 20000.0000 1163824.0000 1 0000319815 Common Stock
D 2013-08-20   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 30000.0000 1183824.0000 1 0000319815 Common Stock
A 2013-02-14   MAXWELL TECHNOLOGIES INC 4 A-Award --D 8088.0000 8088.0000 1 0000319815 Restricted Stock Units
D 2013-02-08   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 2906.0000 0.0000 4 0000319815 Restricted Stock Units
A 2013-02-08   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 2906.0000 32570.0000 1 0000319815 Common Stock
A 2012-11-08   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 7000.0000 1213824.0000 2 0000319815 Common Stock
A 2012-11-06   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 1000.0000 1206824.0000 1 0000319815 Common Stock
A 2012-11-05   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 37000.0000 1205824.0000 2 0000319815 Common Stock
A 2012-11-02   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 20400.0000 1168824.0000 1 0000319815 Common Stock
A 2012-11-01   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 30000.0000 1148424.0000 2 0000319815 Common Stock
A 2012-10-31   MAXWELL TECHNOLOGIES INC 4 P-Purchase --I 30000.0000 1118424.0000 1 0000319815 Common Stock
D 2012-03-16   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 5400.0000 1088424.0000 2 0000319815 Common Stock
D 2012-03-15   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 10000.0000 1093824.0000 1 0000319815 Common Stock
D 2012-03-13   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 27834.0000 1103824.0000 4 0000319815 Common Stock
D 2012-03-13   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 10000.0000 1131658.0000 3 0000319815 Common Stock
D 2012-03-12   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 166.0000 1141658.0000 2 0000319815 Common Stock
D 2012-03-09   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 2000.0000 1141824.0000 1 0000319815 Common Stock
A 2012-02-08   MAXWELL TECHNOLOGIES INC 4 A-Award --D 2906.0000 2906.0000 1 0000319815 Restricted Stock Units
D 2011-12-16   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 25000.0000 1143824.0000 2 0000319815 Common Stock
D 2011-12-16   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 25000.0000 1168824.0000 1 0000319815 Common Stock
D 2011-05-27   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 23800.0000 1193824.0000 4 0000319815 Common Stock
D 2011-05-27   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 20600.0000 1217624.0000 3 0000319815 Common Stock
D 2011-05-26   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 9400.0000 1238224.0000 2 0000319815 Common Stock
D 2011-05-26   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 30000.0000 1247624.0000 1 0000319815 Common Stock
D 2011-05-24   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 26200.0000 1277624.0000 3 0000319815 Common Stock
D 2011-05-24   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 17100.0000 1303824.0000 2 0000319815 Common Stock
D 2011-05-20   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 32900.0000 1320924.0000 1 0000319815 Common Stock
D 2011-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 1809.0000 0.0000 4 0000319815 Restricted Stock Units
A 2011-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 1809.0000 1355633.0000 1 0000319815 Common Stock
A 2011-02-09   MAXWELL TECHNOLOGIES INC 4 A-Award --D 3148.0000 27855.0000 1 0000319815 Common Stock
A 2010-12-31   MAXWELL TECHNOLOGIES INC 4 A-Award --D 330.0000 1809.0000 1 0000319815 Restricted Stock Units
D 2010-11-15   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 28608.0000 1353824.0000 1 0000319815 Common Stock
D 2010-11-09   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 31893.0000 1382432.0000 1 0000319815 Common Stock
D 2010-11-08   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 34678.0000 1414325.0000 3 0000319815 Common Stock
D 2010-11-05   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 11729.0000 1452003.0000 2 0000319815 Common Stock
D 2010-11-04   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 18700.0000 1463732.0000 1 0000319815 Common Stock
A 2010-09-30   MAXWELL TECHNOLOGIES INC 4 A-Award --D 427.0000 1479.0000 1 0000319815 Restricted Stock Units
A 2010-06-30   MAXWELL TECHNOLOGIES INC 4 A-Award --D 548.0000 1052.0000 1 0000319815 Restricted Stock Units
D 2010-06-14   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 47000.0000 1482432.0000 1 0000319815 Common Stock
A 2010-03-31   MAXWELL TECHNOLOGIES INC 4 A-Award --D 504.0000 504.0000 1 0000319815 Restricted Stock Units
D 2010-03-15   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 335568.0000 1529432.0000 1 0000319815 Common Stock
A 2010-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 2040.0000 24707.0000 1 0000319815 Common Stock
D 2010-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 899.0000 0.0000 4 0000319815 Restricted Stock Units
D 2010-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 452.0000 0.0000 5 0000319815 Restricted Stock Units
D 2010-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 339.0000 0.0000 6 0000319815 Restricted Stock Units
D 2010-02-15   MAXWELL TECHNOLOGIES INC 4 M-Exempt --D 350.0000 0.0000 7 0000319815 Restricted Stock Units
A 2010-02-10   MAXWELL TECHNOLOGIES INC 4 A-Award --D 4000.0000 22667.0000 1 0000319815 Common Stock
A 2009-12-31   MAXWELL TECHNOLOGIES INC 4 A-Award --D 350.0000 2040.0000 1 0000319815 Restricted Stock Units
A 2009-09-30   MAXWELL TECHNOLOGIES INC 4 A-Award --D 339.0000 1690.0000 1 0000319815 Restricted Stock Units
D 2009-09-10   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 16212.0000 1865000.0000 3 0000319815 Common Stock
D 2009-09-09   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 22418.0000 1881212.0000 2 0000319815 Common Stock
D 2009-09-08   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 8370.0000 1903630.0000 1 0000319815 Common Stock
A 2009-06-30   MAXWELL TECHNOLOGIES INC 4 A-Award --D 452.0000 1351.0000 1 0000319815 Restricted Stock Units
A 2009-03-31   MAXWELL TECHNOLOGIES INC 4 A-Award --D 899.0000 899.0000 1 0000319815 Restricted Stock Units
D 2009-03-17   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 8200.0000 1912000.0000 3 0000319815 Common Stock
D 2009-03-16   MAXWELL TECHNOLOGIES INC 4 S-Sale --I 11800.0000 1920200.0000 2 0000319815 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016