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U.S. Securities and Exchange Commission


DALY KEVIN (0001191167)
Mailing Address
1515 S MANCHESTER AVE
ANAHEIM CA 92802
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
SIMPLETECH INC
Current Name:STEC, INC.
0001102741 2010-05-27 director
ITERIS, INC. 0000350868 2003-09-11 director


Items 1 - 76

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2019-11-14   ITERIS, INC. 4 M-Exempt --D 8299.0000 8299.0000 6 0000350868 Restricted Stock Unit
D 2019-09-12   ITERIS, INC. 4 M-Exempt --D 9615.0000 0.0000 5 0000350868 Restricted Stock Unit
A 2019-09-12   ITERIS, INC. 4 M-Exempt --D 9615.0000 20403.0000 1 0000350868 Common Stock
A 2019-08-27   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 5 0000350868 Common Stock (right to buy)
A 2019-08-27   ITERIS, INC. 4 M-Exempt --I 5000.0000 425165.0000 1 0000350868 Common Stock
D 2018-12-14   ITERIS, INC. 4 M-Exempt --D 5788.0000 0.0000 5 0000350868 Restricted Stock Unit
A 2018-12-14   ITERIS, INC. 4 M-Exempt --D 5788.0000 10788.0000 1 0000350868 Common Stock
A 2018-12-10   ITERIS, INC. 4 A-Award --D 9615.0000 9615.0000 1 0000350868 Restricted stock unit
A 2018-09-13   ITERIS, INC. 4 M-Exempt --D 5000.0000 5000.0000 1 0000350868 Common Stock
D 2018-09-13   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 5 0000350868 Stock option (right to buy)
D 2017-12-15   ITERIS, INC. 4 M-Exempt --D 8146.0000 0.0000 4 0000350868 Restricted Stock Units
A 2017-12-15   ITERIS, INC. 4 M-Exempt --I 8146.0000 420165.0000 1 0000350868 Common Stock
A 2017-12-14   ITERIS, INC. 4 A-Award --D 5788.0000 5788.0000 5 0000350868 Restricted Stock Units
D 2017-08-31   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 4 0000350868 Stock Option (right to buy)
A 2017-08-31   ITERIS, INC. 4 M-Exempt --I 5000.0000 412019.0000 1 0000350868 Common Stock
A 2017-03-03   ITERIS, INC. 4 A-Award --D 8146.0000 8146.0000 1 0000350868 Restricted Stock Units
D 2016-09-08   ITERIS, INC. 4 S-Sale --D 5000.0000 0.0000 2 0000350868 Common Stock
D 2016-09-06   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 3 0000350868 Stock Option (right to buy)
D 2016-09-06   ITERIS, INC. 4/A M-Exempt --D 5000.0000 0.0000 5 0000350868 Stock Option (right to buy)
A 2016-09-06   ITERIS, INC. 4/A M-Exempt --D 5000.0000 5000.0000 1 0000350868 Common Stock
A 2016-09-06   ITERIS, INC. 4 M-Exempt --D 5000.0000 5000.0000 1 0000350868 Common Stock
A 2015-09-24   ITERIS, INC. 4 A-Award --D 10000.0000 10000.0000 1 0000350868 Stock option right to buy
A 2015-08-26   ITERIS, INC. 4 P-Purchase --I 10000.0000 79100.0000 2 0000350868 Common Stock
A 2015-08-25   ITERIS, INC. 4 P-Purchase --I 5000.0000 69100.0000 1 0000350868 Common Stock
A 2015-08-24   ITERIS, INC. 4 P-Purchase --I 2000.0000 60900.0000 3 0000350868 Common Stock
A 2015-08-24   ITERIS, INC. 4 P-Purchase --I 1000.0000 61900.0000 4 0000350868 Common Stock
A 2015-08-24   ITERIS, INC. 4 P-Purchase --I 2200.0000 64100.0000 5 0000350868 Common Stock
A 2015-08-20   ITERIS, INC. 4 P-Purchase --I 15900.0000 51200.0000 1 0000350868 Common Stock
A 2015-08-20   ITERIS, INC. 4 P-Purchase --I 7700.0000 58900.0000 2 0000350868 Common Stock
A 2015-08-19   ITERIS, INC. 4 P-Purchase --I 2000.0000 38000.0000 3 0000350868 Common Stock
A 2015-08-19   ITERIS, INC. 4 P-Purchase --I 2300.0000 40300.0000 4 0000350868 Common Stock
A 2015-08-18   ITERIS, INC. 4 P-Purchase --I 5000.0000 31000.0000 1 0000350868 Common Stock
A 2015-08-18   ITERIS, INC. 4 P-Purchase --I 5000.0000 36000.0000 2 0000350868 Common Stock
A 2015-08-18   ITERIS, INC. 4/A P-Purchase --I 0.0000 31000.0000 1 0000350868 Common Stock
A 2014-10-17   ITERIS, INC. 4 A-Award --D 10000.0000 10000.0000 1 0000350868 Stock option right to buy
A 2013-09-23   ITERIS, INC. 4 A-Award --D 10000.0000 10000.0000 1 0000350868 Stock option right to buy
D 2013-09-12   STEC, INC. 4 D-Return --D 33750.0000 0.0000 1 0001102741 Stock Option (Right to Buy)
D 2013-08-28   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 2 0000350868 Stock option (right to buy)
A 2013-08-28   ITERIS, INC. 4 M-Exempt --D 5000.0000 26000.0000 1 0000350868 Common Stock
A 2012-09-14   ITERIS, INC. 4 A-Award --D 10000.0000 10000.0000 3 0000350868 Stock Option (right to buy)
A 2012-09-13   ITERIS, INC. 4 M-Exempt --D 5000.0000 21000.0000 1 0000350868 Common Stock
D 2012-09-13   ITERIS, INC. 4 M-Exempt --D 5000.0000 0.0000 2 0000350868 Stock option (right to buy)
A 2012-05-18   STEC, INC. 4 A-Award --D 15000.0000 60000.0000 1 0001102741 Stock Option (Right to Buy)
A 2011-09-16   ITERIS, INC. 4 A-Award --D 10000.0000 10000.0000 1 0000350868 Option right to buy
A 2011-05-20   STEC, INC. 4 A-Award --D 15000.0000 45000.0000 1 0001102741 Stock Option (Right to Buy)
A 2010-09-17   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Option right to buy
A 2010-05-27   STEC, INC. 4 A-Award --D 30000.0000 30000.0000 1 0001102741 Stock Option (Right to Buy)
A 2009-09-18   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Option (right to buy)
A 2008-09-19   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Options right to buy
A 2007-09-21   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Option right to buy
A 2006-09-14   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Option right to buy
A 2005-09-16   ITERIS, INC. 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Options right to buy
A 2004-09-10   ITERIS HOLDINGS INC 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Options right to buy
A 2004-06-30   ITERIS HOLDINGS INC 4 J-Other --D 106810.0000 106810.0000 1 0000350868 Class A Common Stock
A 2004-06-30   ITERIS HOLDINGS INC 4 J-Other --D 222222.0000 222222.0000 2 0000350868 Class A Common Stock
A 2003-09-11   ITERIS HOLDINGS INC 4 A-Award --D 5000.0000 5000.0000 1 0000350868 Options Right to Buy
- -   ITERIS, INC. 4 - --I 100.0000 3 0000350868 Common Stock
- -   ITERIS, INC. 4/A - --I 100.0000 4 0000350868 Common Stock
- -   ITERIS, INC. 4/A - --I 329032.0000 3 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 100.0000 4 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 3 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 425165.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4/A - --I 79100.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 100.0000 4 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 3 0000350868 Common Stock
- -   ITERIS, INC. 4 - --D 10788.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 420165.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 100.0000 4 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 3 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 420165.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 2 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 100.0000 3 0000350868 Common Stock
- -   STEC, INC. 3 - --D 0.0000 1 0001102741 NO SECURITIES ARE BENEFICIALLY OWNED.
- -   ITERIS, INC. 4 - --I 100.0000 4 0000350868 Common Stock
- -   ITERIS, INC. 4 - --I 6113.0000 3 0000350868 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016