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LIKEN JAMES W (0001186465) |
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Mailing Address
5 DEER SPRING LANE
PITTSBURGH PA 15211
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Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)
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Items 1 - 80
The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.
| D |
2024-09-20 |
|
VAPOTHERM INC |
4 |
D-Return |
--D |
50308.0000 |
0.0000 |
2 |
0001253176 |
Common Stock |
| D |
2024-09-20 |
|
VAPOTHERM INC |
4 |
D-Return |
--D |
4500.0000 |
0.0000 |
3 |
0001253176 |
Common Stock |
| D |
2024-09-20 |
|
VAPOTHERM INC |
4 |
D-Return |
--D |
1187.0000 |
0.0000 |
4 |
0001253176 |
Stock Option (right to buy) |
| D |
2024-09-20 |
|
VAPOTHERM INC |
4 |
D-Return |
--D |
1089.0000 |
0.0000 |
5 |
0001253176 |
Stock Option (right to buy) |
| D |
2024-01-22 |
|
VAPOTHERM INC |
4 |
S-Sale |
--D |
17500.0000 |
50308.0000 |
1 |
0001253176 |
Common Stock |
| A |
2024-01-01 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
9000.0000 |
72308.0000 |
1 |
0001253176 |
Common Stock |
| A |
2023-07-26 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
21000.0000 |
506473.0000 |
1 |
0001253176 |
Common Stock |
| A |
2023-02-10 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
238095.0000 |
485473.0000 |
1 |
0001253176 |
Common Stock, $0.000001 par value |
| A |
2023-02-10 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
238095.0000 |
238095.0000 |
2 |
0001253176 |
Warrant |
| A |
2023-01-02 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
18000.0000 |
247378.0000 |
1 |
0001253176 |
Common Stock |
| A |
2022-11-29 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
75000.0000 |
229378.0000 |
1 |
0001253176 |
Common Stock |
| A |
2022-08-18 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
20000.0000 |
154378.0000 |
1 |
0001253176 |
Common Stock |
| A |
2022-07-27 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
8717.0000 |
8717.0000 |
2 |
0001253176 |
Stock Option (right to buy) |
| A |
2022-05-11 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
10000.0000 |
134378.0000 |
1 |
0001253176 |
Common Stock |
| A |
2022-01-01 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
4345.0000 |
124378.0000 |
2 |
0001253176 |
Common Stock |
| A |
2021-12-31 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
4345.0000 |
120033.0000 |
1 |
0001253176 |
Common Stock |
| A |
2021-07-21 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
5392.0000 |
115688.0000 |
1 |
0001253176 |
Common Stock |
| A |
2021-05-13 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
10000.0000 |
110296.0000 |
1 |
0001253176 |
Common Stock |
| A |
2021-01-20 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
703.0000 |
96178.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-10-14 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
751.0000 |
95475.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-09-01 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
4118.0000 |
100296.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-07-15 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
449.0000 |
94724.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-04-15 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
1247.0000 |
94275.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-01-02 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
1936.0000 |
93028.0000 |
1 |
0001253176 |
Common Stock |
| A |
2020-01-02 |
|
VAPOTHERM INC |
4/A |
A-Award |
--D |
1936.0000 |
93028.0000 |
1 |
0001253176 |
Common Stock |
| A |
2019-11-08 |
|
VAPOTHERM INC |
4 |
P-Purchase |
--D |
25000.0000 |
91092.0000 |
1 |
0001253176 |
Common Stock |
| A |
2019-10-16 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
2236.0000 |
66092.0000 |
1 |
0001253176 |
Common Stock |
| A |
2019-07-24 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
9500.0000 |
9500.0000 |
1 |
0001253176 |
Option to purchase Common Stock |
| A |
2019-07-17 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
1159.0000 |
63856.0000 |
1 |
0001253176 |
Common Stock |
| A |
2019-04-12 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
1167.0000 |
62697.0000 |
1 |
0001253176 |
Common Stock |
| A |
2019-02-01 |
|
VAPOTHERM INC |
4 |
A-Award |
--D |
703.0000 |
61530.0000 |
1 |
0001253176 |
Common Stock |
| A |
2012-05-31 |
|
DynaVox Inc. |
4 |
A-Award |
--D |
10000.0000 |
38336.0000 |
1 |
0001479426 |
Class A Common Stock |
| A |
2011-05-16 |
|
DynaVox Inc. |
4 |
A-Award |
--D |
1669.0000 |
28336.0000 |
1 |
0001479426 |
Class A Common Stock |
| A |
2010-11-29 |
|
DynaVox Inc. |
4 |
P-Purchase |
--D |
25000.0000 |
26667.0000 |
1 |
0001479426 |
Class A Common Stock |
| D |
2008-03-06 |
|
RESPIRONICS INC |
4 |
U-Tender |
--D |
138958.0000 |
0.0000 |
1 |
0000780434 |
Common Stock |
| D |
2008-03-06 |
|
RESPIRONICS INC |
4 |
D-Return |
--D |
9700.0000 |
0.0000 |
2 |
0000780434 |
Stock Option |
| D |
2008-03-06 |
|
RESPIRONICS INC |
4 |
D-Return |
--D |
13000.0000 |
0.0000 |
3 |
0000780434 |
Stock Option |
| A |
2007-11-16 |
|
RESPIRONICS INC |
4 |
A-Award |
--D |
13000.0000 |
13000.0000 |
1 |
0000780434 |
Stock Option |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
33880.0000 |
170962.0000 |
1 |
0000780434 |
Common Stock |
| D |
2007-02-08 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
33880.0000 |
137082.0000 |
2 |
0000780434 |
Common Stock |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
12500.0000 |
149582.0000 |
3 |
0000780434 |
Common Stock |
| D |
2007-02-08 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
12500.0000 |
137082.0000 |
4 |
0000780434 |
Common Stock |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
6500.0000 |
143582.0000 |
5 |
0000780434 |
Common Stock |
| D |
2007-02-08 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
6500.0000 |
137082.0000 |
6 |
0000780434 |
Common Stock |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
3250.0000 |
140332.0000 |
7 |
0000780434 |
Common Stock |
| D |
2007-02-08 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
3250.0000 |
137082.0000 |
8 |
0000780434 |
Common Stock |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
33880.0000 |
33880.0000 |
9 |
0000780434 |
Stock Options |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
12500.0000 |
12500.0000 |
10 |
0000780434 |
Stock Options |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
6500.0000 |
6500.0000 |
11 |
0000780434 |
Stock Options |
| A |
2007-02-08 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
3250.0000 |
3250.0000 |
12 |
0000780434 |
Stock Options |
| A |
2006-11-21 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
6120.0000 |
137082.0000 |
1 |
0000780434 |
Common Stock |
| A |
2006-11-21 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
6120.0000 |
6120.0000 |
2 |
0000780434 |
Stock Options |
| A |
2006-11-17 |
|
RESPIRONICS INC |
4 |
A-Award |
--D |
9700.0000 |
9700.0000 |
1 |
0000780434 |
Stock Option |
| D |
2006-11-07 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
100000.0000 |
130962.0000 |
1 |
0000780434 |
Common Stock |
| A |
2006-01-11 |
|
RESPIRONICS INC |
4 |
A-Award |
--D |
100.0000 |
230962.0000 |
2 |
0000780434 |
Common Stock |
| A |
2005-11-18 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
13000.0000 |
13000.0000 |
3 |
0000780434 |
Stock Option |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
10000.0000 |
234164.0000 |
1 |
0000780434 |
Common Stock |
| D |
2005-11-15 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
10000.0000 |
224164.0000 |
2 |
0000780434 |
Common Stock |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
14062.0000 |
238226.0000 |
3 |
0000780434 |
Common Stock |
| D |
2005-11-15 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
14062.0000 |
224164.0000 |
4 |
0000780434 |
Common Stock |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
5938.0000 |
230102.0000 |
5 |
0000780434 |
Common Stock |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
10000.0000 |
10000.0000 |
6 |
0000780434 |
Stock Option |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
14062.0000 |
14062.0000 |
7 |
0000780434 |
Stock Option |
| A |
2005-11-15 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
5938.0000 |
5938.0000 |
8 |
0000780434 |
Stock Option |
| D |
2005-08-23 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
20000.0000 |
224164.0000 |
1 |
0000780434 |
Common Stock |
| D |
2005-08-19 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
14500.0000 |
244164.0000 |
2 |
0000780434 |
Common Stock |
| D |
2005-08-18 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
15500.0000 |
258664.0000 |
1 |
0000780434 |
Common Stock |
| A |
2005-01-20 |
|
RESPIRONICS INC |
4 |
A-Award |
--D |
760.0000 |
230862.0000 |
1 |
0000780434 |
Common Stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
3125.0000 |
134793.0000 |
1 |
0000780434 |
Common stock |
| D |
2004-11-12 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
3125.0000 |
131668.0000 |
2 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
25000.0000 |
156668.0000 |
3 |
0000780434 |
Common stock |
| D |
2004-11-12 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
25000.0000 |
131668.0000 |
4 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
30000.0000 |
161668.0000 |
5 |
0000780434 |
Common stock |
| D |
2004-11-12 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
30000.0000 |
131668.0000 |
6 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
5414.0000 |
137082.0000 |
7 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
8130.0000 |
145212.0000 |
8 |
0000780434 |
Common stock |
| D |
2004-11-12 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
8130.0000 |
137082.0000 |
9 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
24454.0000 |
161536.0000 |
10 |
0000780434 |
Common stock |
| D |
2004-11-12 |
|
RESPIRONICS INC |
4 |
S-Sale |
--D |
24454.0000 |
137082.0000 |
11 |
0000780434 |
Common stock |
| A |
2004-11-12 |
|
RESPIRONICS INC |
4 |
M-Exempt |
--D |
3125.0000 |
3125.0000 |
12 |
0000780434 |
Stock option |
http://www.sec.gov/cgi-bin/own-disp
