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U.S. Securities and Exchange Commission


Paratek Pharmaceuticals, Inc. (0001178711)
SIC: 2834 - Pharmaceutical Preparations
State location: MA | State of Inc.: DE | Fiscal Year End: 1231
formerly: NOVACEA INC (until 2009-01-20)
formerly: Transcept Pharmaceuticals Inc (until 2014-10-30)
Business Address
75 PARK PLAZA
4TH FLOOR
BOSTON MA 02116
(617) 807-6600
 Mailing Address
75 PARK PLAZA
4TH FLOOR
BOSTON MA 02116
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Franson Timothy R 0001471650 2023-09-21 director
Stein Jeffrey 0001478831 2023-09-21 director
Peterson Kristine 0001508596 2023-09-21 director
Haskel William M. 0001524372 2023-09-21 officer: CLO, General Counsel & Sec.
Dietz Thomas John 0001574218 2023-09-21 director
Radie Robert S 0001591113 2023-09-21 director
Loh Evan 0001622680 2023-09-21 director, officer: CEO
Woodrow Adam 0001639647 2023-09-21 officer: President & Chief Commercial
Hoffmann Rolf K 0001737142 2023-09-21 director
Baylor-Henry Minnie 0001747260 2023-09-21 director
Brenner Randall B. 0001788249 2023-09-21 officer: Chief Development & Regulatory
DONDERO JAMES D 0001228922 2023-03-16 10 percent owner
BIGHAM MICHAEL 0001216917 2018-02-02 director, officer: Exec. Chairman of the Board
Pagan Douglas W. 0001628880 2015-02-04 officer: Chief Financial Officer
HBM Healthcare Investments (Cayman) Ltd. 0001232258 2014-10-30 10 percent owner
Sigma Holding LTD 0001361690 2014-10-30 10 percent owner
Omega Fund Management LTD 0001361691 2014-10-30 10 percent owner
Stampacchia Otello 0001361712 2014-10-30 10 percent owner
Omega Fund III G.P., Ltd. 0001403745 2014-10-30 10 percent owner
Omega Fund III GP, L.P. 0001403747 2014-10-30 10 percent owner
Omega Fund III, L.P. 0001403748 2014-10-30 10 percent owner
Omega Fund IV, L.P. 0001528382 2014-10-30 10 percent owner
Omega Fund IV GP, L.P. 0001528383 2014-10-30 10 percent owner
Boxmeyer Kathryn M. 0001622682 2014-10-30 officer: See Remarks
K/S Danish BioVenture 0001623677 2014-10-30 10 percent owner
Lim Richard J. 0001623720 2014-10-30 director
Danish BioVenture General Partner ApS 0001624455 2014-10-30 10 percent owner
Omega Fund IV G.P. Manager, Ltd. 0001624456 2014-10-30 10 percent owner
LOAR MATTHEW M 0001236260 2013-12-16 director
Roumell Asset Management, LLC 0001331693 2013-09-02 10 percent owner
PATTERSON LEONE D 0001233539 2012-06-25 officer: Vice President, CFO
Kollins John A 0001391070 2012-06-01 officer: SVP, Chief Business Officer
CASH HARVEY B 0001198704 2011-09-20 10 percent owner
GIANOS PHILIP T 0001207831 2011-09-20 10 percent owner
ORONSKY ARNOLD L 0001207833 2011-09-20 10 percent owner
NASR KHALED 0001276600 2011-09-20 10 percent owner
Kliman Gilbert H 0001293171 2011-09-20 10 percent owner
Holmes W Stephen 0001293923 2011-09-20 10 percent owner
Rosch Thomas L 0001293928 2011-09-20 10 percent owner
CLEVELAND BRUCE A 0001333063 2011-09-20 10 percent owner
Pepper Douglas A 0001381839 2011-09-20 10 percent owner
Kjellson Nina S 0001381980 2011-09-20 10 percent owner
InterWest Management Partners IX, LLC 0001398927 2011-09-20 10 percent owner
InterWest Partners IX, LP 0001398928 2011-09-20 10 percent owner
Chambon Philippe O. 0001192212 2011-07-13 10 percent owner
NIEDEL JAMES 0001231092 2011-07-13 10 percent owner
HUNT RONALD 0001247851 2011-07-13 10 percent owner
AKKARAJU SRINIVAS 0001253170 2011-07-13 10 percent owner
Lathi Vijay K 0001340806 2011-07-13 10 percent owner
New Leaf Ventures I, L.P. 0001375661 2011-07-13 10 percent owner
Delagardelle Jeani 0001441563 2011-07-13 10 percent owner
New Leaf Venture Management I, L.L.C. 0001455597 2011-07-13 10 percent owner
New Leaf Venture Management I, L.P. 0001455617 2011-07-13 10 percent owner
LAPORTE KATHLEEN 0001196201 2010-01-14 director
Kennedy Joseph T 0001408920 2009-03-06 officer: VP and General Counsel
KILEY THOMAS 0001209330 2009-01-30 director
OCLASSEN GLENN A 0001210529 2009-01-30 director, officer: President and CEO
RAAB G KIRK 0001210530 2009-01-30 director
WORTZMAN MARILYN E 0001235962 2009-01-30 officer: VP, Finance
TURNER DANIEL K III 0001280249 2009-01-30 director
Ehrlich Christopher B 0001293973 2009-01-30 director
Koppy Susan 0001350180 2009-01-30 officer: VP, Corporate Development
Nunn Jason Raleigh 0001444319 2009-01-30 director
Moore Terrence O 0001454276 2009-01-30 officer: VP, Marketing and Sales
Soloway Thomas P 0001454280 2009-01-30 officer: SVP, Operations and CFO
Singh Nikhilesh N 0001454351 2009-01-30 officer: SVP & Chief Scientific Officer
Ruegsegger Frederick J 0001428158 2008-02-13 director
HEMBERGER JUDITH A 0001223611 2007-12-12 director
Schnipper Edward F. 0001421115 2007-12-12 officer: Executive VP, CMO
NEWHALL CHARLES W III 0001005544 2006-05-09 10 percent owner
KRAMLICH C RICHARD 0001005550 2006-05-09 10 percent owner
BARRIS PETER J 0001005561 2006-05-09 10 percent owner
TREU JESSE I 0001013425 2006-05-09 10 percent owner
DOMAIN ASSOCIATES 0001020733 2006-05-09 10 percent owner
BLAIR JAMES C 0001024000 2006-05-09 director, 10 percent owner
PERRY MARK W 0001062466 2006-05-09 10 percent owner
MORRIS PETER 0001062512 2006-05-09 10 percent owner
SOFINNOVA VENTURE PARTNERS V LP 0001108554 2006-05-09 10 percent owner
SOFINNOVA VENTURE AFFILIATES V LP 0001130859 2006-05-09 10 percent owner
NEW ENTERPRISE ASSOCIATES 10 L P 0001132326 2006-05-09 10 percent owner
SOFINNOVA VENTURE PRINCIPALS V LP 0001133066 2006-05-09 10 percent owner
DP V ASSOCIATES LP 0001133558 2006-05-09 10 percent owner
TRAINOR III EUGENE A 0001172932 2006-05-09 10 percent owner
JAFFE ROSS A MD 0001181338 2006-05-09 10 percent owner
SEARS LOWELL 0001189160 2006-05-09 director
VITULLO NICOLE 0001196863 2006-05-09 10 percent owner
COLELLA SAMUEL D 0001201580 2006-05-09 10 percent owner
ROBERTSON REBECCA B 0001201585 2006-05-09 10 percent owner
POWELL MICHAEL 0001202793 2006-05-09 10 percent owner
DOMAIN PARTNERS V LP 0001207785 2006-05-09 10 percent owner
DOVEY BRIAN H 0001207786 2006-05-09 10 percent owner
SCHOEMAKER KATHLEEN K 0001207789 2006-05-09 10 percent owner
MORE ROBERT J 0001207792 2006-05-09 10 percent owner
WALKER JOHN PETER 0001213529 2006-05-09 director
BARRETT M JAMES 0001219855 2006-05-09 10 percent owner
LINK WILLIAM J PHD 0001228684 2006-05-09 10 percent owner
NEA PARTNERS 10 L P 0001236049 2006-05-09 10 percent owner
BRADBURY DANIEL 0001236397 2006-05-09 director
SANDELL SCOTT D 0001237289 2006-05-09 10 percent owner
ALBINI EDWARD C 0001240014 2006-05-09 officer: V.P., Chief Financial Officer
HEALY JAMES 0001245624 2006-05-09 director, 10 percent owner
ATWOOD BRIAN G 0001266567 2006-05-09 10 percent owner
LUBASH BARBARA N 0001279592 2006-05-09 10 percent owner
MILDER DONALD B 0001279660 2006-05-09 10 percent owner
WEBER ECKARD 0001279800 2006-05-09 director
Goodwin Bradford S 0001293633 2006-05-09 director, officer: Chief Executive Officer
Sofinnova Management V LLC 0001294339 2006-05-09 10 percent owner
Azan Alain 0001294340 2006-05-09 10 percent owner
RAAB MICHAEL 0001321402 2006-05-09 director
Samuels Camille D 0001354034 2006-05-09 director, 10 percent owner
Versant Venture Capital II, LP 0001354131 2006-05-09 10 percent owner
Versant Affiliates Fund II-A, LP 0001354132 2006-05-09 10 percent owner
Versant Side Fund II, LP 0001354307 2006-05-09 10 percent owner
Bolzon Bradley J PhD 0001354345 2006-05-09 10 percent owner
Halak Brian K 0001354718 2006-05-09 10 percent owner
Versant Ventures II LLC 0001354727 2006-05-09 10 percent owner
Warden Charles M 0001354802 2006-05-09 10 percent owner
Clow Fong Wang 0001360784 2006-05-09 officer: Senior V.P., Development
Ang Ivy 0001360785 2006-05-09 officer: V.P., Human Resources
Curd John G 0001360787 2006-05-09 officer: President, CMO
Singh Amar P 0001360790 2006-05-09 officer: Chf. Commercialization Officer
Moorin Jay 0001033508 2006-05-03 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2023-09-21   Baylor-Henry Minnie 4 D-Return --D 12800.0000 0.0000 3 0001747260 Stock option (right to buy)
D 2023-09-21   Baylor-Henry Minnie 4 D-Return --D 26400.0000 0.0000 2 0001747260 Common Stock
D 2023-09-21   Baylor-Henry Minnie 4 D-Return --D 32800.0000 26400.0000 1 0001747260 Common Stock
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 12000.0000 0.0000 7 0001737142 Stock option (right to buy)
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 10000.0000 0.0000 6 0001737142 Stock option (right to buy)
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 5000.0000 0.0000 5 0001737142 Stock option (right to buy)
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 7000.0000 0.0000 4 0001737142 Stock option (right to buy)
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 7000.0000 0.0000 3 0001737142 Stock option (right to buy)
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 20000.0000 0.0000 2 0001737142 Common Stock
D 2023-09-21   Hoffmann Rolf K 4 D-Return --D 64000.0000 20000.0000 1 0001737142 Common Stock
D 2023-09-21   Brenner Randall B. 4 D-Return --D 85500.0000 0.0000 2 0001788249 Common Stock
D 2023-09-21   Brenner Randall B. 4 D-Return --D 329709.0000 85500.0000 1 0001788249 Common Stock
D 2023-09-21   Peterson Kristine 4 D-Return --D 20000.0000 0.0000 8 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 6000.0000 0.0000 7 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 5000.0000 0.0000 6 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 5000.0000 0.0000 5 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 7000.0000 0.0000 4 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 7000.0000 0.0000 3 0001508596 Stock option (right to buy)
D 2023-09-21   Peterson Kristine 4 D-Return --D 20000.0000 0.0000 2 0001508596 Common Stock
D 2023-09-21   Peterson Kristine 4 D-Return --D 59000.0000 20000.0000 1 0001508596 Common Stock
D 2023-09-21   Stein Jeffrey 4 D-Return --D 20000.0000 0.0000 9 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 12000.0000 0.0000 8 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 6000.0000 0.0000 7 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 5000.0000 0.0000 6 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 5000.0000 0.0000 5 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 7000.0000 0.0000 4 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 7000.0000 0.0000 3 0001478831 Stock option (right to buy)
D 2023-09-21   Stein Jeffrey 4 D-Return --D 20000.0000 0.0000 2 0001478831 Common Stock
D 2023-09-21   Stein Jeffrey 4 D-Return --D 48625.0000 20000.0000 1 0001478831 Common Stock
D 2023-09-21   Haskel William M. 4 D-Return --D 89250.0000 0.0000 2 0001524372 Common Stock
D 2023-09-21   Haskel William M. 4 D-Return --D 357774.0000 89250.0000 1 0001524372 Common Stock
D 2023-09-21   BIGHAM MICHAEL 4 D-Return --D 228750.0000 0.0000 3 0001216917 Common Stock
D 2023-09-21   BIGHAM MICHAEL 4 D-Return --D 1129282.0000 228750.0000 2 0001216917 Common Stock
D 2023-09-21   Franson Timothy R 4 D-Return --D 20000.0000 0.0000 9 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 12000.0000 0.0000 8 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 6000.0000 0.0000 7 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 5000.0000 0.0000 6 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 5000.0000 0.0000 5 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 7000.0000 0.0000 4 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 7000.0000 0.0000 3 0001471650 Stock option (right to buy)
D 2023-09-21   Franson Timothy R 4 D-Return --D 20000.0000 0.0000 2 0001471650 Common Stock
D 2023-09-21   Franson Timothy R 4 D-Return --D 52000.0000 20000.0000 1 0001471650 Common Stock
D 2023-09-21   Woodrow Adam 4 D-Return --D 126750.0000 0.0000 2 0001639647 Common Stock
D 2023-09-21   Woodrow Adam 4 D-Return --D 622284.0000 126750.0000 1 0001639647 Common Stock
D 2023-09-21   Loh Evan 4 D-Return --D 258750.0000 0.0000 2 0001622680 Common Stock
D 2023-09-21   Loh Evan 4 D-Return --D 1069231.0000 258750.0000 1 0001622680 Common Stock
D 2023-09-21   Dietz Thomas John 4 D-Return --D 20000.0000 0.0000 9 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 12000.0000 0.0000 8 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 6000.0000 0.0000 7 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 5000.0000 0.0000 6 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 5000.0000 0.0000 5 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 7000.0000 0.0000 4 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 7000.0000 0.0000 3 0001574218 Stock option (right to buy)
D 2023-09-21   Dietz Thomas John 4 D-Return --D 20000.0000 0.0000 2 0001574218 Common Stock
D 2023-09-21   Dietz Thomas John 4 D-Return --D 49250.0000 20000.0000 1 0001574218 Common Stock
D 2023-09-21   Radie Robert S 4 D-Return --D 20000.0000 0.0000 9 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 12000.0000 0.0000 8 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 6000.0000 0.0000 7 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 5000.0000 0.0000 6 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 5000.0000 0.0000 5 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 7000.0000 0.0000 4 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 7000.0000 0.0000 3 0001591113 Stock option (right to buy)
D 2023-09-21   Radie Robert S 4 D-Return --D 20000.0000 0.0000 2 0001591113 Common Stock
D 2023-09-21   Radie Robert S 4 D-Return --D 53000.0000 20000.0000 1 0001591113 Common Stock
D 2023-08-09   Brenner Randall B. 4 S-Sale --D 27603.0000 415209.0000 2 0001788249 Common Stock
D 2023-08-09   BIGHAM MICHAEL 4 S-Sale --D 31250.0000 1334702.0000 2 0001216917 Common Stock
D 2023-08-09   Haskel William M. 4 S-Sale --D 34526.0000 447024.0000 2 0001524372 Common Stock
D 2023-08-09   Loh Evan 4 S-Sale --D 48967.0000 1327981.0000 2 0001622680 Common Stock
A 2023-08-08   Woodrow Adam 4 A-Award --D 98750.0000 750034.0000 1 0001639647 Common Stock
A 2023-08-08   Brenner Randall B. 4 A-Award --D 67500.0000 442812.0000 1 0001788249 Common Stock
A 2023-08-08   BIGHAM MICHAEL 4 A-Award --D 156250.0000 1365952.0000 1 0001216917 Common Stock
A 2023-08-08   Haskel William M. 4 A-Award --D 73750.0000 481550.0000 1 0001524372 Common Stock
A 2023-08-08   Loh Evan 4 A-Award --D 168750.0000 1376948.0000 1 0001622680 Common Stock
A 2023-03-23   DONDERO JAMES D 4 P-Purchase --I 100000.0000 2156000.0000 5 0001228922 Common Stock
A 2023-03-22   DONDERO JAMES D 4 P-Purchase --I 106000.0000 2056000.0000 4 0001228922 Common Stock
A 2023-03-21   DONDERO JAMES D 4 P-Purchase --I 242500.0000 1307617.0000 3 0001228922 Common Stock
A 2023-03-20   DONDERO JAMES D 4 P-Purchase --I 105137.0000 2239770.0000 2 0001228922 Common Stock
A 2023-03-17   DONDERO JAMES D 4 P-Purchase --I 234863.0000 2134663.0000 1 0001228922 Common Stock
D 2023-02-21   Stein Jeffrey 4 S-Sale --D 7000.0000 68625.0000 1 0001478831 Common Stock
D 2023-02-21   Franson Timothy R 4 S-Sale --D 7000.0000 72000.0000 1 0001471650 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016