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U.S. Securities and Exchange Commission


LEAPFROG ENTERPRISES INC (0001138951)
SIC: 3944 - Games, Toys & Children's Vehicles (No Dolls & Bicycles)
State location: CA | Fiscal Year End: 0331
Business Address
6401 HOLLIS ST
STE 100
EMERYVILLE CA 94608
5104205000
 Mailing Address
6401 HOLLIS STREET
SUITE 100
EMERYVILLE CA 94608
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
RISSMAN OWEN RANDALL 0001160850 2016-04-04 director
Adams Kenneth A 0001578902 2016-04-04 officer: Senior Vice President, Sales
Youngwood Stephen M 0001613132 2016-04-04 director
Hicks Antony 0001619428 2016-04-04 officer: Chief International Officer
ARTHUR RAYMOND L 0001076694 2016-03-15 officer: Chief Financial Officer
Rees Joanna 0001605071 2014-04-01 director
Ahearn Gregory B 0001553064 2012-11-19 officer: Chief Marketing Officer
BARBOUR JOHN 0001168024 2012-11-15 director, officer: Chief Executive Officer
MITCHELL THEODORE 0001180609 2012-06-29 director
Spalding Chris 0001544023 2012-02-24 officer: SVP & Managing Director EMEA
ELLISON LAWRENCE JOSEPH 0000901999 2010-11-16 10 percent owner
LAWRENCE INVESTMENTS LLC 0001263306 2010-11-16 10 percent owner
CEPHALOPOD CORP 0001263307 2010-11-16 10 percent owner
MOLLUSK HOLDINGS LLC 0001263308 2010-11-16 10 percent owner
MILKEN LOWELL J 0001261505 2010-10-12 10 percent owner
ET HOLDINGS LLC 0001271126 2010-10-12 10 percent owner
HAMPSTEAD ASSOCIATES LLC 0001275753 2010-10-12 10 percent owner
RIDGEVIEW ASSOCIATES LLC 0001275754 2010-10-12 10 percent owner
Mason Sarah A 0001487361 2010-03-18 officer: VP, Controller and PAO
Chai Michael Y 0001485971 2010-03-01 officer: EVP Product Dev & Engineering
MCKEE E STANTON JR 0001203579 2009-08-27 director
KALINSKE THOMAS J 0001215002 2009-08-27 director
MARON STANLEY 0001215006 2009-08-27 director
NAGEL DAVID C 0001238731 2009-08-27 director
KATZ JEFFREY G 0001268657 2009-08-27 director, officer: Chairman, CEO and President
WANG CADEN 0001269284 2009-08-27 director
Chiasson William B 0001308725 2009-08-27 officer: Chief Financial Officer
Dodd Michael J 0001324280 2009-08-27 officer: SVP Supply Chain & Operations
CAMPBELL WILLIAM K 0001391399 2009-08-27 officer: SVP Consumer Sales
MacIntyre Nancy 0001392453 2009-08-27 officer: EVP Product Innovation & Mktg
Wong Peter M O 0001392455 2009-08-27 officer: SVP, Genl Counsel & Corp Secy
Etnyre Mark A 0001422037 2009-08-27 officer: VP, Controller and PAO
Marinelli Paul T 0001459187 2009-03-17 director, 10 percent owner
SIMON PHILIP B 0001263305 2008-12-31 10 percent owner
Pidel Martin 0001391396 2007-02-28 officer: EVP International
West Hilda 0001392454 2007-02-28 officer: SVP, Human Resources
Lorion Michael J 0001392456 2007-02-28 officer: President,LeapFrog SchoolHouse
Luey Karen L 0001346619 2005-12-12 officer: VP/Controlr/Princ. Acctg. Ofcr
SMITH RALPH R 0001280233 2005-04-01 director
Moon Robert 0001293131 2005-02-21 officer: Sr. VP and CIO
Woolley-Wilson Jessie 0001319340 2004-12-14 officer: Acting Pres., SchoolHouse Div.
Albery Dawn 0001319342 2004-11-11 officer: VP/Controlr/Princ. Acctg. Ofcr
OLSON KATHRYN E 0001187620 2004-10-27 officer: Chief Marketing Officer
Lupine LLC 0001299341 2004-08-06 10 percent owner
Raspberry LLC 0001299343 2004-08-06 10 percent owner
BERG JEFFREY 0001206104 2004-07-01 director
KNOWLEDGE UNIVERSE LLC 0001059074 2004-04-02 10 percent owner
PEREZ JEROME 0001280112 2004-02-10 director, officer: President
SCHROEDER MADELINE 0001279907 2004-02-09 officer: Exec. VP, Publishing Services
KNOWLEDGE UNIVERSE INC 0001271125 2003-11-19 10 percent owner
ET CONSOLIDATED LLC 0001271127 2003-11-19 10 percent owner
KNOWLEDGE KIDS LLC 0001271128 2003-11-19 10 percent owner
MILKEN MICHAEL R 0001045218 2003-08-26 10 percent owner
FORSYTH GERALD FREDERICK 0001218529 2003-08-04 officer: Chief Operating Officer
MARGRAFF JAMES L 0001215014 2003-07-09 officer: Executive VP, Content
BENDER TIMOTHY A 0001215013 2003-07-07 officer: Pres Worldwide Consumer Group
MUNITZ BARRY A 0001065140 2003-07-01 director
CURLEY JAMES P 0001215000 2003-07-01 officer: Chief Financial Officer
RESNICK STEWART A 0001215009 2003-07-01 director
FINK STEVEN B 0001215011 2003-07-01 director
SIMON SARINA D 0001215015 2003-07-01 director
RIOUX PAUL A 0001215957 2003-07-01 director, officer: Vice Chairman, Acting COO
FLOWERS MARK B 0001216030 2003-07-01 officer: Executive VP and CTO
WOOD MICHAEL C 0001215345 2003-06-18 director, officer: CEO, President, Vice Chairman
LALLY ROBERT W 0001215012 2003-06-16 officer: Pres. SchoolHouse Div.


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2016-04-04   Youngwood Stephen M 4 U-Tender --D 12918.0000 0.0000 8 0001613132 Non- qualified Stock Option (right to purchase)
D 2016-04-04   Youngwood Stephen M 4 M-Exempt --D 7086.0000 0.0000 7 0001613132 Restricted Stock Unit (right to acquire)
D 2016-04-04   Youngwood Stephen M 4 M-Exempt --D 9094.0000 0.0000 6 0001613132 Restricted Stock Unit (right to acquire)
D 2016-04-04   Youngwood Stephen M 4 U-Tender --D 7086.0000 0.0000 5 0001613132 Class A Common Stock
A 2016-04-04   Youngwood Stephen M 4 M-Exempt --D 7086.0000 7086.0000 4 0001613132 Class A Common Stock
D 2016-04-04   Youngwood Stephen M 4 U-Tender --D 9094.0000 0.0000 3 0001613132 Class A Common Stock
A 2016-04-04   Youngwood Stephen M 4 M-Exempt --D 9094.0000 9094.0000 2 0001613132 Class A Common Stock
D 2016-04-04   Youngwood Stephen M 4 U-Tender --D 4548.0000 0.0000 1 0001613132 Class A Common Stock
D 2016-04-04   WANG CADEN 4 U-Tender --D 12918.0000 0.0000 14 0001269284 Non- qualified Stock Option (right to buy)
D 2016-04-04   WANG CADEN 4 M-Exempt --D 7086.0000 0.0000 13 0001269284 Restricted Stock Unit (right to acquire)
D 2016-04-04   WANG CADEN 4 M-Exempt --D 4921.0000 0.0000 12 0001269284 Restricted Stock Unit (right to acquire)
D 2016-04-04   WANG CADEN 4 M-Exempt --D 3681.0000 0.0000 11 0001269284 Restricted Stock Unit (right to acquire)
D 2016-04-04   WANG CADEN 4 M-Exempt --D 20000.0000 0.0000 10 0001269284 Restricted Stock Unit (right to acquire)
D 2016-04-04   WANG CADEN 4 U-Tender --D 7086.0000 0.0000 9 0001269284 Class A Common Stock
A 2016-04-04   WANG CADEN 4 M-Exempt --D 7086.0000 7086.0000 8 0001269284 Class A Common Stock
D 2016-04-04   WANG CADEN 4 U-Tender --D 4921.0000 0.0000 7 0001269284 Class A Common Stock
A 2016-04-04   WANG CADEN 4 M-Exempt --D 4921.0000 4921.0000 6 0001269284 Class A Common Stock
D 2016-04-04   WANG CADEN 4 U-Tender --D 3681.0000 0.0000 5 0001269284 Class A Common Stock
A 2016-04-04   WANG CADEN 4 M-Exempt --D 3681.0000 3681.0000 4 0001269284 Class A Common Stock
D 2016-04-04   WANG CADEN 4 U-Tender --D 20000.0000 0.0000 3 0001269284 Class A Common Stock
A 2016-04-04   WANG CADEN 4 M-Exempt --D 20000.0000 20000.0000 2 0001269284 Class A Common Stock
D 2016-04-04   WANG CADEN 4 U-Tender --D 12326.0000 0.0000 1 0001269284 Class A Common Stock
D 2016-04-04   RISSMAN OWEN RANDALL 4 U-Tender --D 12918.0000 0.0000 5 0001160850 Non- qualified Stock Option (right to purchase)
D 2016-04-04   RISSMAN OWEN RANDALL 4 M-Exempt --D 7086.0000 0.0000 4 0001160850 Restricted Stock Unit (right to acquire)
D 2016-04-04   RISSMAN OWEN RANDALL 4 U-Tender --D 7086.0000 0.0000 3 0001160850 Class A Common Stock
A 2016-04-04   RISSMAN OWEN RANDALL 4 M-Exempt --D 7086.0000 7086.0000 2 0001160850 Class A Common Stock
D 2016-04-04   RISSMAN OWEN RANDALL 4 U-Tender --D 545755.0000 0.0000 1 0001160850 Class A Common Stock
D 2016-04-04   MCKEE E STANTON JR 4 U-Tender --D 12918.0000 0.0000 11 0001203579 Stock Option (Right to Buy)
D 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 7086.0000 0.0000 10 0001203579 Restricted Stock Unit (right to acquire)
D 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 3681.0000 0.0000 9 0001203579 Restricted Stock Unit (right to acquire)
D 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 25000.0000 0.0000 8 0001203579 Restricted Stock Unit (right to acquire)
D 2016-04-04   MCKEE E STANTON JR 4 U-Tender --D 7086.0000 0.0000 7 0001203579 Class A Common Stock
A 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 7086.0000 7086.0000 6 0001203579 Class A Common Stock
D 2016-04-04   MCKEE E STANTON JR 4 U-Tender --D 3681.0000 0.0000 5 0001203579 Class A Common Stock
A 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 3681.0000 3681.0000 4 0001203579 Class A Common Stock
D 2016-04-04   MCKEE E STANTON JR 4 U-Tender --D 25000.0000 0.0000 3 0001203579 Class A Common Stock
A 2016-04-04   MCKEE E STANTON JR 4 M-Exempt --D 25000.0000 25000.0000 2 0001203579 Class A Common Stock
D 2016-04-04   MCKEE E STANTON JR 4 U-Tender --D 45836.0000 0.0000 1 0001203579 Class A Common Stock
D 2016-04-04   KALINSKE THOMAS J 4 U-Tender --D 12918.0000 0.0000 6 0001215002 Non- Qualified Stock Option (right to buy)
D 2016-04-04   KALINSKE THOMAS J 4 M-Exempt --D 7086.0000 0.0000 5 0001215002 Restricted Stock Unit (right to acquire)
D 2016-04-04   KALINSKE THOMAS J 4 U-Tender --D 7086.0000 0.0000 4 0001215002 Class A Common Stock
A 2016-04-04   KALINSKE THOMAS J 4 M-Exempt --D 7086.0000 7086.0000 3 0001215002 Class A Common Stock
D 2016-04-04   KALINSKE THOMAS J 4 U-Tender --D 3823.0000 0.0000 2 0001215002 Class A Common Stock
D 2016-04-04   KALINSKE THOMAS J 4 U-Tender --I 193942.0000 0.0000 1 0001215002 Class A Common Stock
D 2016-04-04   Chiasson William B 4 U-Tender --D 17225.0000 0.0000 11 0001308725 Stock Option (Right to Buy)
D 2016-04-04   Chiasson William B 4 M-Exempt --D 9448.0000 0.0000 10 0001308725 Restricted Stock Unit (right to acquire)
D 2016-04-04   Chiasson William B 4 M-Exempt --D 6561.0000 0.0000 9 0001308725 Restricted Stock Unit (right to acquire)
D 2016-04-04   Chiasson William B 4 M-Exempt --D 4907.0000 0.0000 8 0001308725 Restricted Stock Unit (right to acquire)
D 2016-04-04   Chiasson William B 4 U-Tender --D 9448.0000 0.0000 7 0001308725 Class A Common Stock
A 2016-04-04   Chiasson William B 4 M-Exempt --D 9448.0000 9448.0000 6 0001308725 Class A Common Stock
D 2016-04-04   Chiasson William B 4 U-Tender --D 6561.0000 0.0000 5 0001308725 Class A Common Stock
A 2016-04-04   Chiasson William B 4 M-Exempt --D 6561.0000 6561.0000 4 0001308725 Class A Common Stock
D 2016-04-04   Chiasson William B 4 U-Tender --D 4907.0000 0.0000 3 0001308725 Class A Common Stock
A 2016-04-04   Chiasson William B 4 M-Exempt --D 4907.0000 4907.0000 2 0001308725 Class A Common Stock
D 2016-04-04   Chiasson William B 4 U-Tender --I 138099.0000 0.0000 1 0001308725 Class A Common Stock
D 2016-04-04   Hicks Antony 4 M-Exempt --D 75000.0000 0.0000 7 0001619428 Restricted Stock Unit (right to acquire)
D 2016-04-04   Hicks Antony 4 M-Exempt --D 75000.0000 0.0000 6 0001619428 Restricted Stock Unit (right to acquire)
D 2016-04-04   Hicks Antony 4 U-Tender --D 75000.0000 0.0000 5 0001619428 Class A Common Stock
A 2016-04-04   Hicks Antony 4 M-Exempt --D 75000.0000 75000.0000 4 0001619428 Class A Common Stock
D 2016-04-04   Hicks Antony 4 U-Tender --D 75000.0000 0.0000 3 0001619428 Class A Common Stock
A 2016-04-04   Hicks Antony 4 M-Exempt --D 75000.0000 75000.0000 2 0001619428 Class A Common Stock
D 2016-04-04   Hicks Antony 4 U-Tender --D 13250.0000 0.0000 1 0001619428 Class A Common Stock
D 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 301400.0000 0.0000 10 0001168024 Restricted Stock Unit (right to acquire)
D 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 165000.0000 0.0000 9 0001168024 Restricted Stock Unit (right to acquire)
D 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 27500.0000 0.0000 8 0001168024 Restricted Stock Unit (right to acquire)
D 2016-04-04   BARBOUR JOHN 4 U-Tender --D 301400.0000 0.0000 7 0001168024 Class A Common Stock
A 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 301400.0000 301400.0000 6 0001168024 Class A Common Stock
D 2016-04-04   BARBOUR JOHN 4 U-Tender --D 165000.0000 0.0000 5 0001168024 Class A Common Stock
A 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 165000.0000 165000.0000 4 0001168024 Class A Common Stock
D 2016-04-04   BARBOUR JOHN 4 U-Tender --D 27500.0000 0.0000 3 0001168024 Class A Common Stock
A 2016-04-04   BARBOUR JOHN 4 M-Exempt --D 27500.0000 27500.0000 2 0001168024 Class A Common Stock
D 2016-04-04   BARBOUR JOHN 4 U-Tender --D 414939.0000 0.0000 1 0001168024 Class A Common Stock
D 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 25000.0000 0.0000 13 0001076694 Restricted Stock Unit (right to acquire)
D 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 75000.0000 0.0000 12 0001076694 Restricted Stock Unit (right to acquire)
D 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 39000.0000 0.0000 11 0001076694 Restricted Stock Unit (right to acquire)
D 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 7500.0000 0.0000 10 0001076694 Restricted Stock Unit (right to acquire)
D 2016-04-04   ARTHUR RAYMOND L 4 U-Tender --D 25000.0000 0.0000 9 0001076694 Class A Common Stock
A 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 25000.0000 25000.0000 8 0001076694 Class A Common Stock
D 2016-04-04   ARTHUR RAYMOND L 4 U-Tender --D 75000.0000 0.0000 7 0001076694 Class A Common Stock
A 2016-04-04   ARTHUR RAYMOND L 4 M-Exempt --D 75000.0000 75000.0000 6 0001076694 Class A Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016