U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


COTHERIX INC (0001138812)
SIC: 2836 - Biological Products, (No Diagnostic Substances)
State location: CA | Fiscal Year End: 1231
Business Address
5000 SHORELINE COURT
SUITE 101
SOUTH SAN FRANCISCO CA 94080
650-808-6500
 Mailing Address
5000 SHORELINE COURT
SUITE 101
SOUTH SAN FRANCISCO CA 94080
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Joshi Abhay 0001359089 2006-04-10 officer: EVP & Chief Technical Officer
Alta Partners III, Inc. 0001341610 2005-10-14 10 percent owner
PENHOET EDWARD 0001198332 2005-10-12 10 percent owner
HURWITZ EDWARD 0001211840 2005-10-12 10 percent owner
Dickinson Klara 0001339895 2005-09-20 officer: VP, Regulatory Affairs
Mahaffey George W 0001339916 2005-09-20 officer: Senior VP, Sales and Marketing
Michitarian Robert S 0001339917 2005-09-20 officer: VP and General Counsel
Rosen Howard B 0001307068 2005-09-16 director
GRYSKA DAVID W 0001202335 2004-12-28 director
GRUENER GARRETT 0001106287 2004-10-15 10 percent owner
SOFINNOVA VENTURE PARTNERS V LP 0001108554 2004-10-15 10 percent owner
SOFINNOVA VENTURE AFFILIATES V LP 0001130859 2004-10-15 10 percent owner
SOFINNOVA VENTURE PRINCIPALS V LP 0001133066 2004-10-15 10 percent owner
GADICKE ANSBERT 0001134655 2004-10-15 10 percent owner
EVNIN LUKE 0001134657 2004-10-15 10 percent owner
ALTA EMBARCADERO PARTNERS III LLC 0001163150 2004-10-15 10 percent owner
ALTA CALIFORNIA PARTNERS III LP 0001163187 2004-10-15 10 percent owner
ALTA CALIFORNIA MANAGEMENT PARTNERS III LLC 0001163188 2004-10-15 10 percent owner
STEINMETZ MICHAEL 0001166285 2004-10-15 10 percent owner
MPM BIOVENTURES III LP 0001173408 2004-10-15 10 percent owner
MPM BIOVENTURES III QP LP 0001173409 2004-10-15 10 percent owner
CHAMPSI FARAH 0001198321 2004-10-15 10 percent owner
DELEAGE JEAN 0001198323 2004-10-15 10 percent owner
JANNEY DANIEL 0001198325 2004-10-15 director, 10 percent owner
MARDUEL ALIX 0001198328 2004-10-15 10 percent owner
NOHRA GUY P 0001198330 2004-10-15 10 percent owner
POWELL MICHAEL 0001202793 2004-10-15 10 percent owner
SIMON NICHOLAS J III 0001221595 2004-10-15 director, 10 percent owner
CHESS ROBERT 0001227886 2004-10-15 director
PENNINGTON JAMES E 0001238624 2004-10-15 officer: Exec VP, Chief Medical Officer
HEALY JAMES 0001245624 2004-10-15 director, 10 percent owner
MPM BIOVENTURES III PARALLEL FUND 0001249063 2004-10-15 10 percent owner
MPM BIOVENTURES III GMBH & CO 0001249133 2004-10-15 10 percent owner
MPM ASSET MANAGEMENT INVESTORS 2003 BVIII LLC 0001249141 2004-10-15 10 percent owner
MPM BIOVENTURES III GP LP 0001249143 2004-10-15 10 percent owner
MPM BIOVENTURES III LLC 0001249147 2004-10-15 10 percent owner
HENNER DENNIS 0001249153 2004-10-15 10 percent owner
GALAKATOS NICHOLAS 0001252522 2004-10-15 10 percent owner
WHEELER KURT 0001252525 2004-10-15 10 percent owner
ALTA BIOPHARMA PARTNERS III LP 0001257444 2004-10-15 10 percent owner
ALTA PARTNERS II INC 0001276361 2004-10-15 10 percent owner
ALTA BIOPHARMA MANAGEMENT III LLC 0001280234 2004-10-15 10 percent owner
ALTA EMBARCADERO BIOPHARMA PARTNERS III LLC 0001280238 2004-10-15 10 percent owner
ALTA BIOPHARMA PARTNERS III GMBH & CO BETEILIGUNGS KG 0001280265 2004-10-15 10 percent owner
Santel Donald J 0001293630 2004-10-15 director, officer: Chief Executive Officer
Gray Smith Christine 0001293631 2004-10-15 officer: Exec VP, CFO and Secretary
Feldman Thomas 0001293632 2004-10-15 officer: President, Chief Bus. Officer
Goodwin Bradford S 0001293633 2004-10-15 director, other: Chairman of the Board
Sofinnova Management V LLC 0001294339 2004-10-15 10 percent owner
Azan Alain 0001294340 2004-10-15 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2007-01-09   HEALY JAMES 4 D-Return 1-D 9090.0000 0.0000 9 0001245624 Stock Option (right to buy)
D 2007-01-09   HEALY JAMES 4 D-Return 1-D 9090.0000 0.0000 8 0001245624 Stock Option (right to buy)
D 2007-01-09   HEALY JAMES 4 D-Return 1-D 6060.0000 0.0000 7 0001245624 Stock Option (right to buy)
D 2007-01-09   HEALY JAMES 4 D-Return 1-I 34564.0000 0.0000 6 0001245624 Common Stock
D 2007-01-09   HEALY JAMES 4 D-Return 1-I 74167.0000 0.0000 5 0001245624 Common Stock
D 2007-01-09   HEALY JAMES 4 D-Return 1-I 2254413.0000 0.0000 4 0001245624 Common Stock
D 2007-01-09   HEALY JAMES 4 D-Return 1-D 32355.0000 0.0000 3 0001245624 Common Stock
D 2007-01-09   HEALY JAMES 4 G-Gift 1-D 5185.0000 0.0000 2 0001245624 Common Stock
D 2007-01-09   HEALY JAMES 4 G-Gift 1-D 1850.0000 0.0000 1 0001245624 Common Stock
D 2007-01-09   MPM BIOVENTURES III QP LP 4 D-Return --I 3572555.0000 0.0000 1 0001173409 Common Stock
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 9090.0000 0.0000 8 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 9090.0000 0.0000 7 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 6060.0000 0.0000 6 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 15150.0000 0.0000 5 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 6060.0000 0.0000 4 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 18180.0000 0.0000 3 0001221595 Stock Option (Right to Buy)
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --I 3572555.0000 0.0000 2 0001221595 Common Stock
D 2007-01-09   SIMON NICHOLAS J III 4 D-Return --D 3030.0000 0.0000 1 0001221595 Common Stock
D 2007-01-09   EVNIN LUKE 4 D-Return --I 3572555.0000 0.0000 1 0001134657 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 9090.0000 0.0000 11 0001198325 Stock Option for Common stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 9090.0000 0.0000 10 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 6060.0000 0.0000 9 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 15150.0000 0.0000 8 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 6060.0000 0.0000 7 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 18180.0000 0.0000 6 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 21415.0000 0.0000 5 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 58370.0000 0.0000 4 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 869164.0000 0.0000 3 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 62226.0000 0.0000 2 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 1942611.0000 0.0000 1 0001198325 Common Stock
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 9090.0000 0.0000 11 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 9090.0000 0.0000 10 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 6060.0000 0.0000 9 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 15150.0000 0.0000 8 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 6060.0000 0.0000 7 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --D 18180.0000 0.0000 6 0001257444 Stock Option for Common Stock (right to buy)
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --I 21415.0000 0.0000 5 0001257444 Common Stock
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --I 58370.0000 0.0000 4 0001257444 Common Stock
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --I 869164.0000 0.0000 3 0001257444 Common Stock
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --I 62226.0000 0.0000 2 0001257444 Common Stock
D 2007-01-09   ALTA BIOPHARMA PARTNERS III LP 4 D-Return --I 1942611.0000 0.0000 1 0001257444 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 9090.0000 0.0000 11 0001198325 Stock Option for Common stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 9090.0000 0.0000 10 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 6060.0000 0.0000 9 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 15150.0000 0.0000 8 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 6060.0000 0.0000 7 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --D 18180.0000 0.0000 6 0001198325 Stock Option for Common Stock (right to buy)
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 21415.0000 0.0000 5 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 58370.0000 0.0000 4 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 869164.0000 0.0000 3 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 62226.0000 0.0000 2 0001198325 Common Stock
D 2007-01-09   JANNEY DANIEL 4 D-Return --I 1942611.0000 0.0000 1 0001198325 Common Stock
D 2007-01-09   Feldman Thomas 4 D-Return --D 4285.0000 0.0000 8 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 75715.0000 0.0000 7 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 140625.0000 0.0000 6 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 9375.0000 0.0000 5 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 99259.0000 0.0000 4 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 75741.0000 0.0000 3 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 47720.0000 0.0000 2 0001293632 Stock Option (right to buy)
D 2007-01-09   Feldman Thomas 4 D-Return --D 165000.0000 0.0000 1 0001293632 Common Stock
D 2007-01-09   Mahaffey George W 4 D-Return --D 12139.0000 0.0000 6 0001339916 Stock Option (right to buy)
D 2007-01-09   Mahaffey George W 4 D-Return --D 17861.0000 0.0000 5 0001339916 Stock Option (right to buy)
D 2007-01-09   Mahaffey George W 4 D-Return --D 12682.0000 0.0000 4 0001339916 Stock Option (right to buy)
D 2007-01-09   Mahaffey George W 4 D-Return --D 27318.0000 0.0000 3 0001339916 Stock Option (right to buy)
D 2007-01-09   Mahaffey George W 4 D-Return --D 60600.0000 0.0000 2 0001339916 Stock Option (right to buy)
D 2007-01-09   Mahaffey George W 4 D-Return --D 3124.0000 0.0000 1 0001339916 Common Stock
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 6723.0000 0.0000 6 0001238624 Stock Option (right to buy)
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 43277.0000 0.0000 5 0001238624 Stock Option (right to buy)
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 62735.0000 0.0000 4 0001238624 Stock Option (right to buy)
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 37265.0000 0.0000 3 0001238624 Stock Option (right to buy)
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 130902.0000 0.0000 2 0001238624 Stock Option (right to buy)
D 2007-01-09   PENNINGTON JAMES E 4 D-Return --D 91818.0000 0.0000 1 0001238624 Common Stock
D 2007-01-09   Dickinson Klara 4 D-Return --D 14588.0000 0.0000 7 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 15412.0000 0.0000 6 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 6463.0000 0.0000 5 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 28537.0000 0.0000 4 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 20456.0000 0.0000 3 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 44544.0000 0.0000 2 0001339895 Stock Option (right to buy)
D 2007-01-09   Dickinson Klara 4 D-Return --D 2417.0000 0.0000 1 0001339895 Common Stock
D 2007-01-09   Goodwin Bradford S 4 D-Return --D 9090.0000 0.0000 4 0001293633 Stock Option (right to buy)

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016