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U.S. Securities and Exchange Commission


GENOPTIX INC (0001138412)
SIC: 8071 - Services-Medical Laboratories
State location: CA | Fiscal Year End: 1231
Business Address
2110 RUTHERFORD ROAD
CARLSBAD CA 92008
760-268-6200
 Mailing Address
2110 RUTHERFORD ROAD
CARLSBAD CA 92008
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Parker Geoffrey M. 0001491874 2010-06-01 director
White Christine Anna 0001371859 2009-01-06 director
EASTHAM KARIN 0001231845 2008-07-30 director
McCarthy Laurence 0001441580 2008-07-30 director
Buono Timothy 0001351673 2008-05-29 director
TULLIS DICKERSON CAPITAL FOCUS II, L.P. 0001094221 2007-10-29 10 percent owner
ENTERPRISE PARTNERS V L P 0001098643 2007-10-29 10 percent owner
ALLIANCE TECHNOLOGY VENTURES III L P 0001118897 2007-10-29 10 percent owner
HENOS MICHAEL A 0001222543 2007-10-29 director, 10 percent owner
CURRY ROBERT E 0001243208 2007-10-29 director
SENYEI ANDREW E 0001250018 2007-10-29 director, 10 percent owner
BLAIR WILLIAM CAPITAL PARTNERS VII QP LP 0001279822 2007-10-29 10 percent owner
BLAIR WILLIAM CAPITAL PARTNERS VII LP 0001279824 2007-10-29 10 percent owner
MINOCHERHOMJEE ARDA PHD 0001288238 2007-10-29 director, 10 percent owner
William Blair Capital Management VII, LP 0001290052 2007-10-29 10 percent owner
William Blair Capital Management VII, LLC 0001290067 2007-10-29 10 percent owner
Nova Tina Susan 0001302605 2007-10-29 director, officer: President & CEO
Waltz Thomas A 0001307421 2007-10-29 director
Tullis-Dickerson Partners II, L.L.C. 0001353104 2007-10-29 10 percent owner
TD Javelin Capital Fund II, L.P. 0001353106 2007-10-29 10 percent owner
TD Lighthouse Capital Fund, L.P. 0001353111 2007-10-29 10 percent owner
TD II Regional Partners, Inc. 0001353112 2007-10-29 10 percent owner
Spotts Stephen L 0001413746 2007-10-29 director
Chicago Growth Partners, LP 0001414128 2007-10-29 10 percent owner
ATV III Partners LLC 0001414524 2007-10-29 10 percent owner
ATV III Affiliates LP 0001414527 2007-10-29 10 percent owner
Schuling Douglas A 0001414837 2007-10-29 officer: Sr. VP and CFO
Riccitelli Samuel D 0001414839 2007-10-29 officer: Ex VP and COO
Kuhlen Christian V 0001414894 2007-10-29 officer: VP, Gen. Counsel & Sec.
Chicago Growth Management, LLC 0001416300 2007-10-29 10 percent owner
Chicago Growth Management, LP 0001416597 2007-10-29 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2011-03-07   Schuling Douglas A 4 D-Return --D 2211.0000 0.0000 2 0001414837 Employee Stock Option (right to buy)
D 2011-03-07   Schuling Douglas A 4 D-Return --D 6517.0000 75.0000 1 0001414837 Common Stock
D 2011-03-07   CURRY ROBERT E 4 D-Return --D 789.0000 0.0000 3 0001243208 Stock Option (right to buy)
D 2011-03-07   CURRY ROBERT E 4 D-Return --D 13961.0000 0.0000 2 0001243208 Stock Option (right to buy)
D 2011-03-07   Kuhlen Christian V 4 D-Return --D 3071.0000 0.0000 2 0001414894 Employee Stock Option (right to buy)
D 2011-03-07   Kuhlen Christian V 4 D-Return --D 3283.0000 98.0000 1 0001414894 Common Stock
D 2011-03-07   Nova Tina Susan 4 D-Return --D 5421.0000 0.0000 2 0001302605 Employee Stock Option (right to buy)
D 2011-03-07   Nova Tina Susan 4 D-Return --D 19216.0000 25.0000 1 0001302605 Common Stock
D 2011-03-07   Riccitelli Samuel D 4 D-Return --D 2193.0000 0.0000 4 0001414839 Employee Stock Option (right to buy)
D 2011-03-07   Riccitelli Samuel D 4 D-Return --D 263.0000 0.0000 3 0001414839 Employee Stock Option (right to buy)
D 2011-03-07   Riccitelli Samuel D 4 D-Return --D 2368.0000 0.0000 2 0001414839 Employee Stock Option (right to buy)
D 2011-03-07   Riccitelli Samuel D 4 D-Return --D 8950.0000 49.0000 1 0001414839 Common Stock
D 2011-03-04   CURRY ROBERT E 4 U-Tender --D 3125.0000 0.0000 1 0001243208 Common Stock
D 2011-03-04   EASTHAM KARIN 4 U-Tender --D 2500.0000 0.0000 1 0001231845 Common Stock
D 2011-03-01   Riccitelli Samuel D 4 U-Tender --D 125802.0000 8950.0000 4 0001414839 Common Stock
D 2011-03-01   White Christine Anna 4 U-Tender --D 3334.0000 0.0000 2 0001371859 Common Stock
D 2011-03-01   Schuling Douglas A 4 U-Tender --D 97270.0000 6517.0000 5 0001414837 Common Stock
D 2011-03-01   Nova Tina Susan 4 U-Tender --D 291660.0000 19216.0000 5 0001302605 Common Stock
D 2011-03-01   Kuhlen Christian V 4 U-Tender --D 7407.0000 3283.0000 4 0001414894 Common Stock
D 2011-02-28   Riccitelli Samuel D 4 F-InKind --D 3282.0000 134752.0000 3 0001414839 Common Stock
D 2011-02-28   Schuling Douglas A 4 F-InKind --D 2388.0000 103787.0000 4 0001414837 Common Stock
D 2011-02-28   Nova Tina Susan 4 F-InKind --D 7047.0000 310876.0000 4 0001302605 Common Stock
D 2011-02-28   Kuhlen Christian V 4 F-InKind --D 1258.0000 10690.0000 3 0001414894 Common Stock
D 2011-02-26   Riccitelli Samuel D 4 M-Exempt --D 104250.0000 0.0000 6 0001414839 Employee Stock Option (right to buy)
D 2011-02-26   Riccitelli Samuel D 4 M-Exempt --D 15884.0000 0.0000 5 0001414839 Employee Stock Option (right to buy)
A 2011-02-26   Riccitelli Samuel D 4 M-Exempt --D 120134.0000 138034.0000 2 0001414839 Common Stock
D 2011-02-26   Schuling Douglas A 4 M-Exempt --D 69561.0000 0.0000 10 0001414837 Employee Stock Option (right to buy)
D 2011-02-26   Schuling Douglas A 4 M-Exempt --D 10526.0000 0.0000 9 0001414837 Employee Stock Option (right to buy)
D 2011-02-26   Schuling Douglas A 4 M-Exempt --D 10981.0000 0.0000 8 0001414837 Employee Stock Option (right to buy)
D 2011-02-26   Schuling Douglas A 4 M-Exempt --D 878.0000 0.0000 7 0001414837 Employee Stock Option (right to buy)
D 2011-02-26   Schuling Douglas A 4 M-Exempt --D 1196.0000 0.0000 6 0001414837 Employee Stock Option (right to buy)
A 2011-02-26   Schuling Douglas A 4 M-Exempt --D 91946.0000 106175.0000 3 0001414837 Common Stock
A 2011-02-26   Schuling Douglas A 4 M-Exempt --D 1196.0000 14229.0000 2 0001414837 Common Stock
D 2011-02-26   Nova Tina Susan 4 M-Exempt --D 227988.0000 0.0000 8 0001302605 Employee Stock Option (right to buy)
D 2011-02-26   Nova Tina Susan 4 M-Exempt --D 47673.0000 0.0000 7 0001302605 Employee Stock Option (right to buy)
D 2011-02-26   Nova Tina Susan 4 M-Exempt --D 3830.0000 0.0000 6 0001302605 Employee Stock Option (right to buy)
A 2011-02-26   Nova Tina Susan 4 M-Exempt --D 275661.0000 317923.0000 3 0001302605 Common Stock
A 2011-02-26   Nova Tina Susan 4 M-Exempt --D 3830.0000 42262.0000 2 0001302605 Common Stock
D 2011-02-26   Kuhlen Christian V 4 M-Exempt --D 5382.0000 3071.0000 5 0001414894 Employee Stock Option (right to buy)
A 2011-02-26   Kuhlen Christian V 4 M-Exempt --D 5382.0000 11948.0000 2 0001414894 Common Stock
D 2011-02-25   CURRY ROBERT E 4 U-Tender --D 2500.0000 3125.0000 1 0001243208 Common Stock
D 2011-02-25   Parker Geoffrey M. 4 U-Tender --D 501.0000 4167.0000 1 0001491874 Common Stock
D 2011-02-25   McCarthy Laurence 4 U-Tender --D 6875.0000 3125.0000 1 0001441580 Common Stock
D 2011-02-25   Riccitelli Samuel D 4 U-Tender --D 19928.0000 17900.0000 1 0001414839 Common Stock
D 2011-02-25   White Christine Anna 4 U-Tender --D 4418.0000 3334.0000 1 0001371859 Common Stock
D 2011-02-25   Schuling Douglas A 4 U-Tender --D 16692.0000 13033.0000 1 0001414837 Common Stock
D 2011-02-25   SENYEI ANDREW E 4 U-Tender --I 6700.0000 0.0000 3 0001250018 Common Stock
D 2011-02-25   SENYEI ANDREW E 4 U-Tender --D 79.0000 5000.0000 2 0001250018 Common Stock
D 2011-02-25   SENYEI ANDREW E 4 U-Tender --I 16917.0000 0.0000 1 0001250018 Common Stock
D 2011-02-25   EASTHAM KARIN 4 U-Tender --D 6000.0000 2500.0000 1 0001231845 Common Stock
D 2011-02-25   Nova Tina Susan 4 U-Tender --D 33143.0000 38432.0000 1 0001302605 Common Stock
D 2011-02-25   HENOS MICHAEL A 4 U-Tender --D 4514.0000 2084.0000 1 0001222543 Common Stock
D 2011-02-25   Kuhlen Christian V 4 U-Tender --D 9871.0000 6566.0000 1 0001414894 Common Stock
D 2011-01-03   Kuhlen Christian V 4 F-InKind --D 683.0000 16437.0000 1 0001414894 Common Stock
D 2011-01-03   Schuling Douglas A 4 F-InKind --D 1451.0000 29725.0000 1 0001414837 Common Stock
D 2011-01-03   Riccitelli Samuel D 4 F-InKind --D 2064.0000 37828.0000 1 0001414839 Common Stock
D 2011-01-03   Nova Tina Susan 4 F-InKind --D 3575.0000 71575.0000 2 0001302605 Common Stock
D 2010-12-31   Nova Tina Susan 4 G-Gift --D 683.0000 75150.0000 1 0001302605 Common Stock
A 2010-12-16   Kuhlen Christian V 4 A-Award --D 4000.0000 16587.0000 1 0001414894 Common Stock
A 2010-12-16   Nova Tina Susan 4 A-Award --D 22500.0000 75498.0000 1 0001302605 Common Stock
A 2010-12-16   Riccitelli Samuel D 4 A-Award --D 10000.0000 39566.0000 1 0001414839 Common Stock
A 2010-12-16   Schuling Douglas A 4 A-Award --D 7500.0000 31175.0000 1 0001414837 Common Stock
D 2010-12-01   EASTHAM KARIN 4 D-Return --D 250.0000 8500.0000 1 0001231845 Common Stock
D 2010-12-01   White Christine Anna 4 D-Return --D 250.0000 7752.0000 1 0001371859 Common Stock
D 2010-12-01   Parker Geoffrey M. 4 D-Return --D 166.0000 4668.0000 1 0001491874 Common Stock
D 2010-12-01   SENYEI ANDREW E 4 D-Return --I 500.0000 16917.0000 1 0001250018 Common Stock
D 2010-11-17   Schuling Douglas A 4 M-Exempt --D 1562.0000 0.0000 3 0001414837 Employee Stock Option (right to buy)
D 2010-11-17   Schuling Douglas A 4 S-Sale --D 1562.0000 23675.0000 2 0001414837 Common Stock
A 2010-11-17   Schuling Douglas A 4 M-Exempt --D 1562.0000 25237.0000 1 0001414837 Common Stock
D 2010-11-10   Nova Tina Susan 4 M-Exempt --D 1624.0000 0.0000 3 0001302605 Employee Stock Option (right to buy)
D 2010-11-10   Nova Tina Susan 4 S-Sale --D 1624.0000 52998.0000 2 0001302605 Common Stock
A 2010-11-10   Nova Tina Susan 4 M-Exempt --D 1624.0000 54622.0000 1 0001302605 Common Stock
D 2010-10-01   Kuhlen Christian V 4 F-InKind --D 320.0000 12587.0000 1 0001414894 Common Stock
D 2010-10-01   Schuling Douglas A 4 F-InKind --D 677.0000 23675.0000 1 0001414837 Common Stock
D 2010-10-01   Riccitelli Samuel D 4 F-InKind --D 919.0000 29566.0000 1 0001414839 Common Stock
D 2010-10-01   Nova Tina Susan 4 F-InKind --D 2111.0000 52998.0000 1 0001302605 Common Stock
D 2010-09-01   White Christine Anna 4 D-Return --D 250.0000 8002.0000 1 0001371859 Common Stock
D 2010-09-01   Parker Geoffrey M. 4 D-Return --D 166.0000 4834.0000 1 0001491874 Common Stock
D 2010-09-01   EASTHAM KARIN 4 D-Return --D 250.0000 8750.0000 1 0001231845 Common Stock
D 2010-09-01   SENYEI ANDREW E 4 D-Return --I 500.0000 15333.0000 1 0001250018 Common Stock

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016