U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


BARBERICH TIMOTHY J (0001120355)
| State of Inc.: DE | Fiscal Year End: 1231
Mailing Address
40 ELM ST
CONCORD MA 01752
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
TScan Therapeutics, Inc. 0001783328 2021-07-15 director
Frequency Therapeutics, Inc.
Current Name:Korro Bio, Inc.		 0001703647 2019-10-02 director
Verastem, Inc. 0001526119 2018-09-28 director
INOTEK PHARMACEUTICALS CORP
Current Name:ROCKET PHARMACEUTICALS, INC.		 0001281895 2016-09-28 director
HeartWare International, Inc. 0001389072 2016-08-23 director
GI DYNAMICS, INC. 0001245791 2016-03-23 director
Novus Therapeutics, Inc.
Current Name:Midatech Pharma US Inc.		 0001404281 2014-09-16 director
BIOSPHERE MEDICAL INC 0000919015 2005-05-18 director
SEPRACOR INC /DE/
Current Name:Sunovion Pharmaceuticals Inc.		 0000877357 2004-03-12 officer: Chief Executive Officer
POINT THERAPEUTICS INC
Current Name:Midatech Pharma US Inc.		 0000919745 2003-09-18 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2023-12-19   TScan Therapeutics, Inc. 4 P-Purchase --D 317.0000 67027.0000 2 0001783328 Voting Common Stock
A 2023-12-18   TScan Therapeutics, Inc. 4 P-Purchase --D 28830.0000 66710.0000 1 0001783328 Voting Common Stock
A 2023-06-13   TScan Therapeutics, Inc. 4 A-Award --D 35000.0000 35000.0000 1 0001783328 Stock Option (Right to Buy)
A 2023-06-02   TScan Therapeutics, Inc. 4 P-Purchase --D 37880.0000 37880.0000 1 0001783328 Voting Common Stock
A 2022-08-17   Frequency Therapeutics, Inc. 4 A-Award --D 14846.0000 14846.0000 1 0001703647 Stock Option
D 2022-08-17   Frequency Therapeutics, Inc. 4 D-Return --D 14846.0000 0.0000 2 0001703647 Stock Option
A 2022-08-17   Frequency Therapeutics, Inc. 4 A-Award --D 14846.0000 14846.0000 3 0001703647 Stock Option
D 2022-08-17   Frequency Therapeutics, Inc. 4 D-Return --D 14846.0000 0.0000 4 0001703647 Stock Option
A 2022-06-21   Frequency Therapeutics, Inc. 4 A-Award --D 14846.0000 14846.0000 1 0001703647 Stock Option
A 2022-06-01   TScan Therapeutics, Inc. 4 A-Award --D 9146.0000 9146.0000 1 0001783328 Stock Option (Right to Buy)
A 2021-07-20   TScan Therapeutics, Inc. 4 C-Conversion --D 33259.0000 33259.0000 1 0001783328 Voting Common Stock
D 2021-07-20   TScan Therapeutics, Inc. 4 C-Conversion --D 33259.0000 0.0000 2 0001783328 Series B Preferred Stock
A 2021-06-28   Verastem, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001526119 Stock Option (right to buy)
A 2021-06-17   Frequency Therapeutics, Inc. 4 A-Award --D 14846.0000 14846.0000 1 0001703647 Stock Option
D 2020-12-24   Frequency Therapeutics, Inc. 5 G-Gift --D 102089.0000 0.0000 1 0001703647 Common Stock
A 2020-12-04   Verastem, Inc. 4 P-Purchase --D 50000.0000 218000.0000 1 0001526119 Common Stock
A 2020-06-16   Verastem, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001526119 Stock Option (Right to Buy)
A 2020-06-11   Frequency Therapeutics, Inc. 4 A-Award --D 14846.0000 14846.0000 1 0001703647 Stock Option
A 2019-12-16   GI DYNAMICS, INC. 4 A-Award --D 30000.0000 30000.0000 1 0001245791 Stock Option (right to buy)
A 2019-10-07   Frequency Therapeutics, Inc. 4 C-Conversion --D 506278.0000 0.0000 3 0001703647 Series A Preferred Stock
A 2019-10-07   Frequency Therapeutics, Inc. 4 C-Conversion --I 80650.0000 80650.0000 2 0001703647 Common Stock
A 2019-10-07   Frequency Therapeutics, Inc. 4 C-Conversion --D 84622.0000 102089.0000 1 0001703647 Common Stock
A 2019-10-07   Frequency Therapeutics, Inc. 4 C-Conversion --I 543219.0000 0.0000 4 0001703647 Series B Preferred Stock
A 2019-10-07   Frequency Therapeutics, Inc. 4 C-Conversion --D 63698.0000 0.0000 5 0001703647 Series C Preferred Stock
A 2019-06-21   Verastem, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001526119 Stock Option (Right to Buy)
A 2019-03-15   Verastem, Inc. 4 P-Purchase --D 33000.0000 168000.0000 1 0001526119 Common Stock
A 2018-09-28   Verastem, Inc. 4 P-Purchase --D 5000.0000 135000.0000 1 0001526119 Common Stock
A 2018-06-11   Verastem, Inc. 5 A-Award -LD 25000.0000 25000.0000 1 0001526119 Stock Option (Right to Buy)
A 2017-12-05   Verastem, Inc. 4 P-Purchase --D 60538.0000 130000.0000 1 0001526119 Common Stock
A 2017-06-20   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 45000.0000 45000.0000 1 0001281895 Stock Options (Right to Buy)
A 2017-06-13   Verastem, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001526119 Stock Option (Right to Buy)
A 2017-05-15   Verastem, Inc. 4 P-Purchase --D 30000.0000 69462.0000 1 0001526119 Common Stock
A 2016-09-28   INOTEK PHARMACEUTICALS CORP 4 A-Award --D 24000.0000 24000.0000 1 0001281895 Stock Options (Right to Buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 4 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 250.0000 0.0000 3 0001389072 Restricted Stock Unit
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 2 0001389072 Restricted Stock Unit
D 2016-08-23   HeartWare International, Inc. 4 U-Tender --D 11107.0000 0.0000 1 0001389072 Common Stock
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 5 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 6 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 7 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 8 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 9 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 1000.0000 0.0000 10 0001389072 Stock Option (right to buy)
D 2016-08-23   HeartWare International, Inc. 4 D-Return --D 5714.0000 0.0000 11 0001389072 Stock Option (right to buy)
A 2016-06-15   Tokai Pharmaceuticals Inc 4 A-Award --D 12000.0000 12000.0000 1 0001404281 Stock Option (right to buy)
A 2016-06-14   Verastem, Inc. 4 A-Award --D 25000.0000 25000.0000 1 0001526119 Stock Option (Right to Buy)
A 2016-06-01   HeartWare International, Inc. 4 M-Exempt --D 1000.0000 11107.0000 1 0001389072 Common Stock
A 2016-06-01   HeartWare International, Inc. 4 A-Award --D 1000.0000 12714.0000 2 0001389072 Stock Option (right to buy)
A 2016-06-01   HeartWare International, Inc. 4 A-Award --D 1000.0000 2250.0000 3 0001389072 Restricted Stock Unit
D 2016-06-01   HeartWare International, Inc. 4 M-Exempt --D 1000.0000 1250.0000 4 0001389072 Restricted Stock Unit
A 2016-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 9857.0000 1 0001389072 Common Stock
A 2016-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 10107.0000 2 0001389072 Common Stock
D 2016-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 1500.0000 3 0001389072 Restricted Stock Unit
D 2016-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 1250.0000 4 0001389072 Restricted Stock Unit
D 2016-03-23   GI DYNAMICS, INC. 4 M-Exempt --D 1000.0000 0.0000 2 0001245791 Restricted Stock Unit (RSU)
A 2016-03-23   GI DYNAMICS, INC. 4 M-Exempt --D 1000.0000 1000.0000 1 0001245791 Common Stock
A 2015-06-17   Tokai Pharmaceuticals Inc 4 A-Award --D 12000.0000 12000.0000 1 0001404281 Stock Option (right to buy)
A 2015-06-12   Verastem, Inc. 4 A-Award --D 22597.0000 22597.0000 1 0001526119 Stock Option (Right to Buy)
A 2015-06-09   GI DYNAMICS, INC. 4 A-Award --D 1000.0000 1000.0000 1 0001245791 Stock Option (right to buy)
A 2015-06-09   GI DYNAMICS, INC. 4 A-Award --D 1000.0000 1000.0000 2 0001245791 Restricted Stock Unit (RSU)
A 2015-06-03   HeartWare International, Inc. 4 A-Award --D 1000.0000 11714.0000 1 0001389072 Stock Option (right to buy)
A 2015-06-03   HeartWare International, Inc. 4 A-Award --D 1000.0000 1750.0000 2 0001389072 Restricted Stock Unit
A 2015-05-12   HeartWare International, Inc. 4 M-Exempt --D 250.0000 9607.0000 1 0001389072 Common Stock
D 2015-05-12   HeartWare International, Inc. 4 M-Exempt --D 250.0000 750.0000 2 0001389072 Restricted Stock Unit
D 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 2250.0000 4 0001389072 Restricted Stock Unit
A 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 1000.0000 9357.0000 3 0001389072 Common Stock
A 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 8357.0000 2 0001389072 Common Stock
A 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 8107.0000 1 0001389072 Common Stock
D 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 2000.0000 5 0001389072 Restricted Stock Unit
D 2015-05-01   HeartWare International, Inc. 4 M-Exempt --D 1000.0000 1000.0000 6 0001389072 Restricted Stock Unit
A 2015-01-28   Verastem, Inc. 4 P-Purchase --D 38462.0000 39462.0000 1 0001526119 Common Stock
D 2014-09-22   Tokai Pharmaceuticals Inc 4 C-Conversion --D 809955.0000 0.0000 3 0001404281 Series E Preferred Stock
D 2014-09-22   Tokai Pharmaceuticals Inc 4 C-Conversion --D 457731.0000 0.0000 2 0001404281 Series D-3 Preferred Stock
A 2014-09-22   Tokai Pharmaceuticals Inc 4 C-Conversion --D 121077.0000 121077.0000 1 0001404281 Common Stock
A 2014-06-04   HeartWare International, Inc. 4 A-Award --D 1000.0000 10714.0000 1 0001389072 Stock Option (right to buy)
A 2014-06-04   HeartWare International, Inc. 4 A-Award --D 1000.0000 2500.0000 2 0001389072 Restricted Stock Unit
A 2014-05-30   Verastem, Inc. 4 P-Purchase --D 1000.0000 1000.0000 1 0001526119 Common Stock
D 2014-05-12   HeartWare International, Inc. 4 M-Exempt --D 250.0000 1500.0000 2 0001389072 Restricted Stock Unit
A 2014-05-12   HeartWare International, Inc. 4 M-Exempt --D 250.0000 7857.0000 1 0001389072 Common Stock
D 2014-05-01   HeartWare International, Inc. 4 M-Exempt --D 250.0000 1750.0000 4 0001389072 Restricted Stock Unit

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016