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U.S. Securities and Exchange Commission


WILKS LEWIS (0001076463)
Mailing Address
555 SEVENTEENTH STREET
7TH FLOOR
DENVER CO 80202
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
urban-gro, Inc. 0001706524 2018-08-31 director
PMC SIERRA INC 0000767920 2003-05-15 director


Items 1 - 39

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2024-06-19   urban-gro, Inc. 4 A-Award --D 16000.0000 200108.0000 1 0001706524 Restricted Common Stock Unit ("RSU")
A 2024-06-06   urban-gro, Inc. 4 P-Purchase --D 10000.0000 184108.0000 2 0001706524 Common Stock
A 2024-06-05   urban-gro, Inc. 4 P-Purchase --D 10000.0000 174108.0000 1 0001706524 Common Stock
A 2024-02-02   urban-gro, Inc. 4 A-Award --D 11364.0000 164108.0000 1 0001706524 Restricted Common Stock Unit ("RSU")
A 2023-11-14   urban-gro, Inc. 4 A-Award --D 13780.0000 152744.0000 1 0001706524 Restricted Common Stock Unit ("RSU")
A 2023-08-30   urban-gro, Inc. 4 P-Purchase --D 10000.0000 126306.0000 1 0001706524 Common Stock
A 2023-06-21   urban-gro, Inc. 4 A-Award --D 12658.0000 138964.0000 2 0001706524 Restricted Common Stock Unit ("RSU")
A 2023-06-12   urban-gro, Inc. 4 P-Purchase --D 10000.0000 116306.0000 1 0001706524 Common Stock
A 2023-05-19   urban-gro, Inc. 4 P-Purchase --D 10000.0000 106306.0000 1 0001706524 Common Stock
A 2023-05-16   urban-gro, Inc. 4 P-Purchase --D 20000.0000 98269.0000 1 0001706524 Common Stock
A 2022-12-16   urban-gro, Inc. 4 P-Purchase --D 12000.0000 78269.0000 1 0001706524 Common Stock
A 2022-12-16   urban-gro, Inc. 4 P-Purchase --D 555.0000 66269.0000 2 0001706524 Common Stock
A 2022-12-15   urban-gro, Inc. 4 P-Purchase --D 3846.0000 65714.0000 3 0001706524 Common Stock
A 2022-12-15   urban-gro, Inc. 4 P-Purchase --D 2154.0000 61868.0000 4 0001706524 Common Stock
A 2022-12-14   urban-gro, Inc. 4 P-Purchase --D 2000.0000 59714.0000 5 0001706524 Common Stock
A 2022-12-13   urban-gro, Inc. 4 P-Purchase --D 302.0000 56016.0000 7 0001706524 Common Stock
A 2022-12-13   urban-gro, Inc. 4 P-Purchase --D 1698.0000 57714.0000 6 0001706524 Common Stock
A 2022-12-09   urban-gro, Inc. 4 P-Purchase --D 2000.0000 55714.0000 8 0001706524 Common Stock
A 2022-12-08   urban-gro, Inc. 4 P-Purchase --D 1000.0000 53714.0000 9 0001706524 Common Stock
A 2022-06-15   urban-gro, Inc. 4 A-Award --D 17204.0000 50751.0000 1 0001706524 Restricted Common Stock Award ("RSA") (subject to vesting)
A 2022-05-13   urban-gro, Inc. 4 P-Purchase --D 1000.0000 52714.0000 1 0001706524 Common Stock
A 2022-05-13   urban-gro, Inc. 4/A P-Purchase --D 1000.0000 33547.0000 1 0001706524 Common Stock
A 2021-05-27   urban-gro, Inc. 4 A-Award --D 8520.0000 32547.0000 2 0001706524 Restricted Common Stock Award ("RSA") (subject to vesting)
A 2021-02-17   urban-gro, Inc. 4 P-Purchase --D 2500.0000 24027.0000 3 0001706524 Common Stock
A 2020-05-28   urban-gro, Inc. 4 A-Award --D 16250.0000 21527.0000 4 0001706524 Restricted Common Stock Award ("RSA") (subject to vesting)
A 2020-01-01   urban-gro, Inc. 4 A-Award --D 5277.0000 5277.0000 5 0001706524 Restricted Common Stock Award ("RSA") (subject to vesting)
A 2019-04-19   urban-gro, Inc. 4 A-Award --D 5000.0000 21667.0000 6 0001706524 Common Stock Options
A 2005-02-08   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2004-11-10   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2004-08-12   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2004-05-14   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 2 0000767920 Stock Option (Right to Buy)
A 2004-05-14   PMC SIERRA INC 4 A-Award --D 3729.0000 3729.0000 1 0000767920 Stock Option (Right to Buy)
A 2004-04-30   PMC SIERRA INC 4 P-Purchase --I 4000.0000 4000.0000 1 0000767920 Common Stock
A 2004-02-09   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2003-11-11   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2003-08-13   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
A 2003-05-15   PMC SIERRA INC 4 A-Award --D 4776.0000 4776.0000 2 0000767920 Stock Option (Right to Buy)
A 2003-05-15   PMC SIERRA INC 4 A-Award --D 10000.0000 10000.0000 1 0000767920 Stock Option (Right to Buy)
- -   urban-gro, Inc. 3 - --D 1 0001706524 Common Stock Options

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016