U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


FINGERHUT BARRY K (0001047744)
Mailing Address
1230 W. WASHINGTON STREET
SUITE 208
TEMPE AZ 85281
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
CARRIAGE SERVICES INC 0001016281 2012-03-05 director
NovaRay Medical, Inc. 0001383529 2007-12-27 10 percent owner
Allmarine Consultants CORP
Current Name:BAXL Holdings, Inc.		 0001343957 2007-08-29 other: SEE EXPLANATION OF RESPONSES
NEURO-HITECH PHARMACEUTICALS INC
Current Name:Neuro-Hitech, Inc.		 0001328511 2006-11-29 10 percent owner
NETWORK 1 SECURITY SOLUTIONS INC
Current Name:NETWORK-1 TECHNOLOGIES, INC.		 0001065078 2004-12-17 10 percent owner
VCAMPUS CORP 0000943742 2003-09-30 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2023-03-31   CARRIAGE SERVICES INC 4 A-Award --D 1186.0000 27666.0000 1 0001016281 Common Stock
A 2022-12-31   CARRIAGE SERVICES INC 4 A-Award --D 1315.0000 26480.0000 1 0001016281 Common Stock
A 2022-03-31   CARRIAGE SERVICES INC 4 A-Award --D 679.0000 25165.0000 1 0001016281 Common Stock
A 2021-12-31   CARRIAGE SERVICES INC 4 A-Award --D 562.0000 24486.0000 1 0001016281 Common Stock
A 2021-09-30   CARRIAGE SERVICES INC 4 A-Award --D 812.0000 23924.0000 1 0001016281 Common Stock
A 2021-06-30   CARRIAGE SERVICES INC 4 A-Award --D 979.0000 23112.0000 1 0001016281 Common Stock
A 2021-03-31   CARRIAGE SERVICES INC 4 A-Award --D 1029.0000 22133.0000 1 0001016281 Common Stock
A 2021-03-04   CARRIAGE SERVICES INC 4 P-Purchase --D 3000.0000 21104.0000 1 0001016281 Common Stock
A 2020-12-31   CARRIAGE SERVICES INC 4 A-Award --D 1156.0000 18104.0000 1 0001016281 Common Stock
A 2020-09-30   CARRIAGE SERVICES INC 4 A-Award --D 1624.0000 16948.0000 1 0001016281 Common Stock
A 2020-06-30   CARRIAGE SERVICES INC 4 A-Award --D 1999.0000 15324.0000 1 0001016281 Common Stock
A 2020-03-31   CARRIAGE SERVICES INC 4 A-Award --D 2244.0000 13325.0000 1 0001016281 Common Stock
A 2019-12-31   CARRIAGE SERVICES INC 4 A-Award --D 781.0000 11081.0000 1 0001016281 Common Stock
A 2019-09-30   CARRIAGE SERVICES INC 4 A-Award --D 978.0000 10300.0000 1 0001016281 Common Stock
A 2019-06-28   CARRIAGE SERVICES INC 4 A-Award --D 1052.0000 9322.0000 1 0001016281 Common Stock
A 2019-03-29   CARRIAGE SERVICES INC 4 A-Award --D 1038.0000 8270.0000 1 0001016281 Common Stock
A 2018-12-31   CARRIAGE SERVICES INC 4 A-Award --D 1290.0000 7232.0000 1 0001016281 Common Stock
A 2018-11-30   CARRIAGE SERVICES INC 4 P-Purchase --D 1700.0000 5942.0000 1 0001016281 Common Stock
A 2018-09-28   CARRIAGE SERVICES INC 4 A-Award --D 928.0000 4242.0000 1 0001016281 Common Stock
A 2018-06-29   CARRIAGE SERVICES INC 4 A-Award --D 814.0000 3314.0000 1 0001016281 Common Stock
A 2018-02-23   CARRIAGE SERVICES INC 4 P-Purchase --D 2500.0000 2500.0000 1 0001016281 Common Stock
D 2016-03-01   CARRIAGE SERVICES INC 4 S-Sale --D 2500.0000 0.0000 1 0001016281 Common Stock
A 2015-08-07   CARRIAGE SERVICES INC 4 P-Purchase --D 2500.0000 2500.0000 1 0001016281 Common Stock
D 2015-06-02   CARRIAGE SERVICES INC 4 S-Sale --D 2953.0000 0.0000 1 0001016281 Common Stock
A 2015-05-19   CARRIAGE SERVICES INC 4 A-Award --D 2953.0000 2953.0000 1 0001016281 Common Stock
D 2014-06-19   CARRIAGE SERVICES INC 4 S-Sale --D 4411.0000 0.0000 2 0001016281 Common Stock
D 2014-06-17   CARRIAGE SERVICES INC 4 S-Sale --D 7616.0000 4411.0000 1 0001016281 Common Stock
A 2014-05-21   CARRIAGE SERVICES INC 4 A-Award --D 4411.0000 12027.0000 1 0001016281 Common Stock
D 2014-01-03   CARRIAGE SERVICES INC 4 D-Return --D 80000.0000 0.0000 1 0001016281 Performance Award
D 2013-12-09   CARRIAGE SERVICES INC 4 G-Gift --D 1075.0000 7616.0000 1 0001016281 Common Stock
A 2013-05-22   CARRIAGE SERVICES INC 4 A-Award --D 4482.0000 8691.0000 1 0001016281 Common Stock
D 2013-03-25   CARRIAGE SERVICES INC 4 S-Sale --D 2638.0000 4209.0000 2 0001016281 Common Stock
D 2013-03-22   CARRIAGE SERVICES INC 4 S-Sale --D 14840.0000 6847.0000 1 0001016281 Common Stock
D 2013-03-21   CARRIAGE SERVICES INC 4 S-Sale --D 23840.0000 21687.0000 1 0001016281 Common Stock
A 2012-08-02   CARRIAGE SERVICES INC 4 A-Award --D 80000.0000 80000.0000 2 0001016281 Performance Award
A 2012-05-23   CARRIAGE SERVICES INC 4 A-Award --D 10359.0000 37194.0000 1 0001016281 Common Stock
A 2012-03-21   CARRIAGE SERVICES INC 4 P-Purchase --D 10000.0000 26835.0000 1 0001016281 Common Stock
A 2008-01-25   VCAMPUS CORP 4 J-Other --D 307.5000 1025000.0000 6 0000943742 Series A1 Preferred Stock
D 2005-02-17   NETWORK 1 SECURITY SOLUTIONS INC 4 S-Sale --I 70000.0000 1280207.0000 5 0001065078 Common Stock
D 2005-02-15   NETWORK 1 SECURITY SOLUTIONS INC 4 S-Sale --I 80300.0000 1350207.0000 4 0001065078 Common Stock
D 2005-02-15   NETWORK 1 SECURITY SOLUTIONS INC 4 S-Sale --I 2000.0000 16868.0000 3 0001065078 Common Stock
D 2005-02-15   NETWORK 1 SECURITY SOLUTIONS INC 4 S-Sale --I 22700.0000 194280.0000 2 0001065078 Common Stock
D 2004-12-17   NETWORK 1 SECURITY SOLUTIONS INC 4 S-Sale --D 93417.0000 0.0000 1 0001065078 Series D Warrants
D 2004-05-18   VCAMPUS CORP 4 C-Conversion --D 76688.0000 76687.0000 6 0000943742 2004 Series B Senior Secured Convertible Note
A 2004-05-18   VCAMPUS CORP 4 C-Conversion --D 76688.0000 1513742.0000 1 0000943742 Common Stock
A 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --D 412735.0000 517243.0000 2 0001065078 Common Stock
D 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 7547.0000 0.0000 10 0001065078 Series E Convertible Preferred Stock
D 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 86792.0000 0.0000 9 0001065078 Series E Convertible Preferred Stock
D 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 94339.0000 0.0000 8 0001065078 Series E Convertible Preferred Stock
D 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --D 165094.0000 0.0000 7 0001065078 Series E Convertible Preferred Stock
D 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --D 34689.0000 0.0000 6 0001065078 Series D Convertible Preferred Stock
A 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 18868.0000 18868.0000 5 0001065078 Common Stock
A 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 216980.0000 216980.0000 4 0001065078 Common Stock
A 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --I 235848.0000 1430507.0000 3 0001065078 Common Stock
A 2004-04-13   NETWORK 1 SECURITY SOLUTIONS INC 4 J-Other --D 73468.0000 104508.0000 1 0001065078 Common Stock
A 2004-03-23   VCAMPUS CORP 4 P-Purchase --D 76688.0000 76688.0000 7 0000943742 Warrant to Buy
A 2004-03-23   VCAMPUS CORP 4 P-Purchase --D 153375.0000 153375.0000 6 0000943742 2004 Series B Senior Secured Convertible Note
A 2003-11-25   VCAMPUS CORP 4 P-Purchase --D 15000.0000 1437054.0000 1 0000943742 Common Stock
D 2003-11-15   VCAMPUS CORP 4 D-Return --D 77220.0000 0.0000 7 0000943742 Warrant to Buy
A 2003-11-15   VCAMPUS CORP 4 A-Award --D 77220.0000 77220.0000 6 0000943742 Warrant to Buy
A 2003-11-15   VCAMPUS CORP 4 P-Purchase --D 22780.0000 1422054.0000 1 0000943742 Common Stock
A 2003-09-30   VCAMPUS CORP 4 P-Purchase --D 77220.0000 1399274.0000 1 0000943742 Common Stock
A 2003-09-30   VCAMPUS CORP 4 A-Award --D 77220.0000 77220.0000 6 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 11475.0000 9 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 67500.0000 13 0000943742 Warrant to Buy
- -   CARRIAGE SERVICES INC 4 - --D 37194.0000 1 0001016281 Common Stock
- -   VCAMPUS CORP 4 - --D 107142.0000 14 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 14585.0000 15 0000943742 Warrant to Buy
- -   CARRIAGE SERVICES INC 3 - --D 16835.0000 1 0001016281 Common Stock
- -   VCAMPUS CORP 4 - --I 10928.0000 16 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --I 929.0000 15 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --I 8406.0000 14 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 212059.0000 13 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 9493.0000 12 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --I 9185.0000 11 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 27555.0000 10 0000943742 Warrant to Buy
- -   VCAMPUS CORP 4 - --D 25000.0000 19 0000943742 Warrant to Buy
- -   NETWORK 1 SECURITY SOLUTIONS INC 4 - --D 517243.0000 1 0001065078 Common Stock
- -   VCAMPUS CORP 4 - --D 5000.0000 20 0000943742 Stock Option
- -   VCAMPUS CORP 4 - --D 212059.0000 21 0000943742 Warrant to Buy

http://www.sec.gov/cgi-bin/own-disp

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Modified: 04/22/2016